We Have Recovered Investors’ Losses From
Every Major Wall Street Firm
Every Major Wall Street Firm
List of FINRA Members Firms L (Continued) – M
If your broker and/or brokerage firm recommended or sold unsuitable investments to you, contact us for a free consultation. Blum Law Group is a nationally recognized law firm dedicated to representing investors attempt to recover their investments losses.
The Financial Industry Regulatory Authority (“FINRA”), the largest independent regulator of securities brokerage firms doing business in the United States, oversees nearly 4,700 brokerage firms, including the following brokerage, securities and investment firms:
# – A – B – C – D – E – F – G – H – I – J – K – L – M – N – O – P – Q – R – S – T – U – V – W – X – Y – Z
LEE FINANCIAL SECURITIES, INC.
2756 WOODLAWN DRIVE, SUITE #6-201, HONOLULU, HI 96822-1856
Mailing Address: 503 BLACKBIRD DRIVE, HOCKESSIN, DE 19707-2053
LEERINK SWANN LLC
1 FEDERAL STREET 37TH FLR, BOSTON, MA 02110
Mailing Address: 1 FEDERAL STREET 37TH FL, BOSTON, MA 02110
LEGACY ASSET SECURITIES, INC.
1800 WEST LOOP SOUTH STE 1790, HOUSTON, TX 77027
LEGACY CAPITAL FUND, INC.
433 METAIRIE RD STE 405, METAIRIE, LA 70005
LEGEND EQUITIES CORPORATION
4600 EAST PARK DRIVE, SUITE 300, PALM BEACH GARDENS, FL 33410
LEGEND MERCHANT GROUP, INC.
30 BROAD STREET, 38TH FLOOR, NEW YORK, NY 10004
LEGEND SECURITIES, INC.
39 BROADWAY (SUITE 740), NEW YORK, NY 10006
LEGENT CLEARING
9300 UNDERWOOD AVE, SUITE 400, OMAHA, NE 68114
LEGG MASON INVESTOR SERVICES, LLC
100 INTERNATIONAL DRIVE, BALTIMORE, MD 21202
LEHMAN BROTHERS INC.
100 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005
LEIGH BALDWIN & CO., LLC
112 ALBANY STREET, CAZENOVIA, NY 13035-0660
LEK SECURITIES CORPORATION
1 LIBERTY PLAZA, 165 BROADWAY, 52ND FLOOR, NEW YORK, NY 10006
LEMLEY, YARLING & CO.
42 S. WASHINGTON STREET, #3, HINSDALE, IL 60521
LENOX FINANCIAL SERVICES, INC.
322 ALANA DRIVE, NEW LENOX, IL 60451
LEONARD & COMPANY
1450 WEST LONG LAKE RD, SUITE 150, TROY, MI 48098
LEONARD SECURITIES, INC
1900 N W EXPRESSWAY SUITE 1450, OKLAHOMA CITY, OK 73118
LESKO SECURITIES INC.
53 CHENANGO STREET 2ND FLOOR, BINGHAMTON, NY 13901
Mailing Address: P.O. BOX 1890, BINGHAMTON, NY 13902-1890
LEUMI INVESTMENT SERVICES INC.
562-564 FIFTH AVENUE, NEW YORK, NY 10036
LEVEL ATS
65 FRANKLIN STREET, SUITE 201, BOSTON, MA 02110
LEVY, HARKINS & CO., INC.
366 MADISON AVENUE, FLOOR 14, NEW YORK, NY 10017
LEWIS FINANCIAL GROUP, L.C.
8658 BUSINESS PARK DR, SUITE 200, SHREVEPORT, LA 71105-5660
LEWIS YOUNG ROBERTSON & BURNINGHAM, INC.
41 N. RIO GRANDE, SUITE 101, SALT LAKE CITY, UT 84101
LEXICON PARTNERS (US) LLC
600 MADISON AVENUE, 24TH FLOOR, NEW YORK, NY 10022
LEXINGTON INVESTMENT COMPANY, INC.
2365 HARRODSBURG ROAD STE. B375, SUITE B375, LEXINGTON, KY 40504
LF FINANCIAL, LLC
7000 W. PALMETTO PARK ROAD, SUITE 306, BOCA RATON, FL 33433
LFC SECURITIES, LLC
1250 CONNECTICUT AVE NW, SUITE 550, WASHINGTON, DC 20036
LIABILITY SOLUTIONS
ONE LANDMARK SQUARE, SUITE 620, STAMFORD, CT 06901
LIABSOL INC.
590 MADISON AVENUE, 25TH FLOOR, NEW YORK, NY 10022
LIATI CAPITAL, LLC
17 STATE STREET, 3RD FLOOR, NEW YORK, NY 10004
LIBERTY ASSOCIATES, INC.
36 WEST 44TH STREET, SUITE 1100, NEW YORK, NY 10036
LIBERTY CAPITAL INVESTMENT CORPORATION
1800 SW FIRST AVE., SUITE 150, PORTLAND, OR 97201
Mailing Address: 1800 SW FIRST AVE, SUITE 150, PORTLAND, OR 97201
LIBERTY GLOBAL PARTNERS
10 LIBERTY SQUARE 6TH FLOOR, BOSTON, MA 02109
LIBERTY GROUP, LLC
3923 GRAND AVENUE, OAKLAND, CA 94610
LIBERTY INVESTMENT COUNSEL, LTD.
700 PILGRIM PARKWAY-SUITE #300, ELM GROVE, WI 53122
LIBERTY LIFE SECURITIES LLC
100 LIBERTY WAY, DOVER, NH 03820
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
4540 CALIFORNIA AVENUE, SUITE 530, BAKERSFIELD, CA 93309
LIBERTY TREE ADVISORS, LLC
24 LIBERTY STREET, ACTON, MA 01720
LIBERUM CAPITAL INC
441 LEXINGTON AVENUE, 15TH FLOOR, NEW YORK, NY 10017
LIBUCKI & CO., LLC
1900 MARKET STREET SUITE 113, SUITE 113, PHILADELPHIA, PA 19103
Mailing Address: 1900 MARKET STREET, SUITE 113, PHILADELPHIA, PA 19103
LIEBLONG & ASSOCIATES, INC.
10825 FINANCIAL CTR PKWY, SUITE 100, LITTLE ROCK, AR 72211
Mailing Address: P.O. BOX 24520, LITTLE ROCK, AR 72221
LIFEMARK SECURITIES CORP.
400 WEST METRO PARK, ROCHESTER, NY 14623
LIFEVEST FINANCIAL, INC.
10 BAY STATE ROAD, BELMONT, MA 02478
LIGHTHOUSE CAPITAL CORPORATION
659 ABREGO ST., SUITE 6, MONTEREY, CA 93940
LIGHTHOUSE FINANCIAL GROUP, LLC
420 LEXINGTON AVENUE, SUITE 1430, NEW YORK, NY 10170
LIGHTHOUSE SECURITIES, LTD.
241 MAIN STREET, HARTFORD, CT 06106-1862
LIGHTSPEED TRADING, LLC
148 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10016
LIGHTSTONE SECURITIES, LLC
1 INTERNATIONAL BLVD SUITE 200, MAHWAH, NJ 07495
LIME BROKERAGE LLC
625 BROADWAY, 12TH FLOOR, NEW YORK, NY 10012
LINCOLN FINANCIAL ADVISORS CORPORATION
1300 SOUTH CLINTON STREET, SUITE 150, FORT WAYNE, IN 46802
Mailing Address: P.O. BOX 2239, FORT WAYNE, IN 46801-2239
LINCOLN FINANCIAL DISTRIBUTORS, INC.
130 N RADNOR-CHESTER RD, RADNOR, PA 19087
Mailing Address: 350 CHURCH STREET, HARTFORD, CT 06103
LINCOLN FINANCIAL SECURITIES CORPORATION
ONE GRANITE PLACE, CONCORD, NH 03301-3258
Mailing Address: P.O. BOX 2005, CONCORD, NH 03302
LINCOLN INTERNATIONAL L.L.C.
500 WEST MADISON STREET-SUITE 3900, CHICAGO, IL 60661
LINCOLN INVESTMENT
FORST PAVILION, 218 GLENSIDE AVENUE, WYNCOTE, PA 19095-1595
LINEAR FINANCIAL SERVICES, INC.
4 HUTTON CENTRE DRIVE, SUITE 1000, SANTA ANA, CA 92707
LINKBROKERS DERIVATIVES CORPORATION
107 GRAND STREET, 2ND FLOOR, NEW YORK, NY 10012
LIQUID CAPITAL SECURITIES, LLC
71 SOUTH WACKER DRIVE, SUITE 2100, CHICAGO, IL 60606
LIQUIDNET, INC.
498 7TH AVENUE, 12TH FLOOR, NEW YORK, NY 10018
LITTLE AND COMPANY
211 WEST WALL, MIDLAND, TX 79701-4506
LIVERMORE TRADING GROUP, INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
LIVINGSTON MONROE CAPITAL GROUP INC.
5550 GLADES ROAD, SUITE 308, BOCA RATON, FL 33431
LIVINGSTON SECURITIES, LLC
825 THIRD AVENUE, SUITE 223, NEW YORK, NY 10022-7519
LJS CAPITAL, LLC
4027 GUADELOUPE ST, BOULDER, CO 80301
LMV CAPITAL CORP.
11 EAST 26TH STREET, SUITE 1600, NEW YORK, NY 10010
LOCKEBRIGE PARTNERS, INC.
1666 MASSACHUSETTES AVENUE, LEXINGTON, MA 02420
LOCKTON FINANCIAL ADVISORS, LLC
444 W. 47TH STREET, SUITE 900, KANSAS CITY, MO 64112
LOEB PARTNERS CORPORATION
61 BROADWAY, NEW YORK, NY 10006
LOEWEN, ONDAATJE, MCCUTCHEON USA LIMITED
HAZELTON LANES, EAST TOWER, 55 AVENUE ROAD, SUITE 2250, TORONTO, ONTARIO, M5R 3L2 CANADA
Mailing Address: HAZELTON LANES EAST TOWER 55 AVENUE RD. STE. 2250, BOX 8, TORONTO, ONTARIO, M5R 3L2 CANADA
LOMBARD SECURITIES INCORPORATED
1820 LANCASTER STREET, SECOND FLOOR, BALTIMORE, MD 21231
Mailing Address: 1820 LANCASTER STREET, BALTIMORE, MD 21231
LOMBARDI & CO., INC.
29 BROADWAY @ TRINITY PLACE, STREET LEVEL, NEW YORK, NY 10006
LONDON & PACIFIC CAPITAL ADVISORS, LLC
2301 ROSECRANS AVENUE, SUITE 3170, EL SEGUNDO, CA 90245
LONE STAR SECURITIES, INC.
15851 DALLAS PKWY. – SUITE 105, ADDISON, TX 75001-3360
LONG ISLAND FINANCIAL GROUP, INC.
2 WOODCREST DRIVE, ROSLYN, NY 11576
Mailing Address: 2 WOODCREST DR, ROSLYN, NY 11576
LONGBOW SECURITIES, LLC
6000 LOMBARDO CENTER, #500, INDEPENDENCE, OH 44131
LONGSHIP ALTERNATIVE ASSET MANAGEMENT
14 CONCORD ROAD, PORT WASHINGTON, NY 11050
LONGVIEW FINANCIAL GROUP, INC
370 LEXINGTON AVENUE, 27TH FLOOR, NEW YORK, NY 10017
LOOMIS SAYLES DISTRIBUTORS, L.P.
ONE FINANCIAL CENTER, BOSTON, MA 02111
Mailing Address: ONE FINANCIAL CENTER, BOSTON, MA 02111-2620
LOOP CAPITAL MARKETS LLC
200 W. JACKSON., SUITE 1600, CHICAGO, IL 60606
Mailing Address: 200 W. JACKSON, SUITE 1600, CHICAGO, IL 60606
LORD ABBETT DISTRIBUTOR LLC
90 HUDSON STREET, JERSEY CITY, NJ 07302-3973
LORIA FINANCIAL GROUP, LLC
7500 S COUNTY LINE ROAD, BURR RIDGE, IL 60527
LORING WARD SECURITIES INC.
3055 OLIN AVE., SUITE 2000, SAN JOSE, CA 95128
LOUIS CAPITAL MARKETS, LP
445 PARK AVENUE, 16TH FLOOR, NEW YORK, NY 10022
Mailing Address: 445 PARK AVENUE, 16 FLOOR, NEW YORK, NY 10022
LOVELL INCORPORATED
1519 LIPSCOMB DRIVE, BRENTWOOD, TN 37027
Mailing Address: P.O. BOX 157, BRENTWOOD, TN 37024
LOWELL & COMPANY, INC.
4021 84TH ST, SUITE 100, LUBBOCK, TX 79423
LPL FINANCIAL CORPORATION
ONE BEACON STREET, 22ND FLOOR, BOSTON, MA 02108-3106
LTC INVESTMENT SERVICES, INC.
717 – 17TH ST., SUITE 2100, DENVER, CO 80202-3323
Mailing Address: 717 – 17TH ST, SUITE 2100, DENVER, CO 80202-3323
LUCIA FINANCIAL LLC
13520 EVENING CREEK DRIVE NORTH, SUITE 300, SAN DIEGO, CA 92128
Mailing Address: 13520 EVENING CREEK DRIVE, SUITE 300, SAN DIEGO, CA 92128
LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION
4005 GUADALUPE STREET, AUSTIN, TX 78751
LUDLOW WARD SECURITIES LLC
ONE FINANCIAL WAY, SUITE 309, CINCINNATI, OH 45242
LURIE BESIKOF LAPIDUS PRIVATE INVESTMENT BANKING, LLC
2501 WAYZATA BLVD., MINNEAPOLIS, MN 55405
LYNCH & ASSOCIATES
535 BOYLSTON ST., FLOOR T, BOSTON, MA 02116
Mailing Address: 535 BOYLSTON ST., SUITE 1104, BOSTON, MA 02116
LYNX CAPITAL, LLC
10900 WILSHIRE BOULEVARD, SUITE 300, LOS ANGELES, CA 90024
LYSTER WATSON SECURITIES, INC.
888 SEVENTH AVENUE, 40TH FLOOR, NEW YORK CITY, NY 10019
M
M & W FINANCIAL INC.
140 SOUTH VILLAGE CENTER DRIVE, SOUTHLAKE, TX 76092
Mailing Address: 100 SOUTH VILLAGE CENTER DRIVE, SOUTHLAKE, TX 76092
M B FINANCIAL SERVICES
193 DOWD ST., NEWINGTON, CT 06111-2608
Mailing Address: P.O. BOX 963, AVON, CT 06001-0963
M FINANCIAL SECURITIES MARKETING, INC.
1125 NW COUCH STREET, SUITE 900, PORTLAND, OR 97209
M HOLDINGS SECURITIES, INC.
1125 N.W. COUCH STREET, SUITE 900, PORTLAND, OR 97209
Mailing Address: P.O. BOX 2207, PORTLAND, OR 97208-2207
M&A CAPITAL, LLC
32129 LINDERO CANYON ROAD, SUITE 204, WESTLAKE VILLAGE, CA 91361
M&I DISTRIBUTORS LLC
111 EAST KILBOURN AVENUE, SUITE 200, MILWAUKEE, WI 53202-2039
Mailing Address: 111 EAST KILBOURN AVENUE, SUITE 200, MILWAUKEE, WI 53202-2039
M&I FINANCIAL ADVISORS, INC
111 EAST KILBOURN AVENUE, SUITE 200, MILWAUKEE, WI 53202
M&T SECURITIES, INC.
285 DELAWARE AVE., SUITE 2000, BUFFALO, NY 14202
M. AMARICO, INC.
96 LIMEKILN ROAD, WEST REDDING, CT 06896
M. E. ALLISON & CO., INC.
950 EAST BASSE ROAD, SECOND FLOOR, SAN ANTONIO, TX 78209-1831
M. GRIFFITH INVESTMENT SERVICES, INC.
555 FRENCH ROAD – BUILDING 2, NEW HARTFORD, NY 13413-0895
Mailing Address: P.O. BOX 895, 555 FRENCH RD., NEW HARTFORD, NY 13413-0895
M. H. LEBLANG, INC.
300 E. 56TH STREET, NEW YORK, NY 10022
Mailing Address: 300 E. 56TH ST #6F, NEW YORK, NY 10022
M. HADLEY SECURITIES, INC.
1700 CALIFORNIA STREET, SUITE 335, SAN FRANCISCO, CA 94109
M. R. BEAL & COMPANY
110 WALL STREET, 6TH FLOOR, NEW YORK, NY 10005
M. RAMSEY KING SECURITIES, INC.
93 TOMLIN CIRCLE, BURR RIDGE, IL 60527
M. S. HOWELLS & CO.
20555 N. PIMA ROAD, SUITE #100, SCOTTSDALE, AZ 85255
M. ZUCKER, INC.
771 W END AVE, NEW YORK, NY 10025
M.D. SASS SECURITIES, L.L.C.
1185 AVENUE OF THE AMERICAS, NEW YORK, NY 10036-2699
M.E.S.A. SECURITIES, INC.
85 FIFTH AVENUE, SIXTH FLOOR, NEW YORK, NY 10003
Mailing Address: 85 FIFTH AVENUE, SIXTH FLOOR, NEW YORK, NY 10003
M.J. WHITMAN LLC
622 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY 10017-6715
M3 CAPITAL PARTNERS LLC
233 SOUTH WACKER DRIVE, SUITE 5200, CHICAGO, IL 60606
MACALLASTER PITFIELD MACKAY INC.
30 BROAD STREET, NEW YORK, NY 10004
Mailing Address: 30 BROAD ST, NEW YORK, NY 10004
MACGREGOR GLOBAL INVESTMENTS, LLC
980 N. MICHIGAN AVE., SUITE 1350, CHICAGO, IL 60611
MACK INVESTMENT SECURITIES, INC.
1939 WAUKEGAN RD.,SUITE 300, GLENVIEW, IL 60025
MACKIE RESEARCH USA INC.
199 BAY STREET, SUITE 4500, COMMERCE COURT WEST, TORONTO, M5L 1G2 CANADA
MACMAR INVESTMENT CORPORATION
2482 11TH ST. SW, AKRON, OH 44314
MACQUARIE CAPITAL (USA) INC.
125 WEST 55TH STREET, LEVEL 22, NEW YORK, NY 10019
MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.
BROOKFIELD PLACE, 181 BAY STREET, SUITE 3100, P.O.BOX 830, TORONTO, ONTARIO, M5J 2T3 CANADA
Mailing Address: BROOKFIELD PLACE, 181 BAY STREET, SUITE 3100, P.O. BOX 830, TORONTO, ONTARIO, M5J 2T3 CANADA
MACQUARIE PRIVATE WEALTH CORP
BCE PLACE, 181 BAY STREET, SUITE 3200, P.O. BOX 779, TORONTO, ONTARIO, M5J 2T3 CANADA
MACRO FINANCIAL, LLC
14 MAIN STREET, SUITE 100, MADISON, NJ 07940
MACRO RISK ADVISORS LLC
1450 BROADWAY, 28TH FLOOR, NEW YORK, NY 10018
MADDEN SECURITIES CORPORATION
1901 NORTH AKARD, DALLAS, TX 75201
MADISON AVENUE SECURITIES, INC.
15050 AVENUE OF SCIENCE, SUITE 150, SAN DIEGO, CA 92128
MADISON CAPITAL MARKETS, INC.
666 FIFTH AVENUE SUITE 1411, NEW YORK CITY, NY 10103
MADISON PARK GROUP LLC
521 FIFTH AVENUE (17TH FLOOR), NEW YORK, NY 10175
MADISON WILLIAMS AND COMPANY
527 MADISON AVENUE, 14TH FLOOR, NEW YORK, NY 10022
MAFG RIA SERVICES, INC.
102 GAITHER DRIVE, SUITE 5, MT. LAUREL, NJ 08054
MAGNER SECURITIES, LLC
3414 PEACHTREE ROAD, NE, SUITE 1020, ATLANTA, GA 30326
MAGUIRE INVESTMENTS, INC.
1862 S. BROADWAY, SUITE 100, SANTA MARIA, CA 93454
Mailing Address: P.O. BOX 1848, SANTA MARIA, CA 93456-1848
MAHLER & EMERSON INC.
570 LEXINGTON AVENUE, NEW YORK, NY 10022
Mailing Address: P.O. BOX 3146 GRAND CENTRAL STATION, NEW YORK, NY 10163-3146
MAIA SECURITIES, INC.
17800 CASTLETON ST. SUITE 435, CITY OF INDUSTRY, CA 91748
Mailing Address: 17800 CASTLETON ST. – SUITE 435, CITY OF INDUSTRY, CA 91748
MAINE SECURITIES CORPORATION
15 MONUMENT SQUARE, PORTLAND, ME 04101
MAINFIRST SECURITIES US INC.
SPEICHERSTRASSE 57, FRANKFURT AM MAIN, 60327 GERMANY
MAINLINE WEST MUNICIPAL SECURITIES LLC
700 SEVENTEENTH ST., SUITE 1500, DENVER, CO 80202
MAINSAIL GROUP LLC
350 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10017
MAITLAND SECURITIES, INC.
1111 DOUGLAS AVENUE, ALTAMONTE SPRINGS, FL 32714
MAKO FINANCIAL MARKETS, LLC
44 WALL STREET, 4TH FLOOR, NEW YORK, NY 10005
MAKO USA LLP
25 CHRISTOPHER STREET, LONDON, EC2A 2BS UK
MALKIN SECURITIES CORP.
60 EAST 42ND STREET, NEW YORK, NY 10165-0015
MALLORY CAPITAL GROUP, LLC
19 OLD KING’S HIGHWAY SOUTH – STE. 14, DARIEN, CT 06820
MAM WEALTH MANAGEMENT, LLC.
15456 VENTURA BOULEVARD; SUITE 302, SHERMAN OAKS, CA 91403
Mailing Address: 16161 VENTURA BOULEVARD, BOX 631, ENCINO, CA 91436
MAN INVESTMENTS INC.
ONE ROCKEFELLER PLAZA, 16TH FLOOR, NEW YORK, NY 10022
MANAGED ACCOUNT SERVICES, LLC
565 E. SWEDESFORD RD., SUITE 310, WAYNE, PA 19087
MANAGERS DISTRIBUTORS, INC.
333 WEST WACKER DRIVE, SUITE 1200, CHICAGO, IL 60606
MANARIN SECURITIES CORPORATION
15858 WEST DODGE ROAD, SUITE 310, OMAHA, NE 68118
MANCHESTER FINANCIAL GROUP, LLC
4700 IDS CENTER, MINNEAPOLIS, MN 55402
Mailing Address: 4700 IDS CENTER, 80 SOUTH EIGHTH ST., MINNEAPOLIS, MN 55402
MANITOU CAPITAL MANAGEMENT, INC.
1425 MICHIGAN AVE., FRANKFORT, MI 49635
Mailing Address: 1425 MICHIGAN AVE, FRANKFORT, MI 49635
MANN MANN JENSEN PARTNERS LP
TWO GRAND CENTRAL TOWER, 140 EAST 45TH STREET, SUITE 14A, NEW YORK, NY 10017
MANNA CAPITAL MANAGEMENT
6521 ARLINGTON BLVD., SUITE 502, FALLS CHURCH, VA 22042
MANNING & NAPIER INVESTOR SERVICES, INC.
290 WOODCLIFF DRIVE, FAIRPORT, NY 14450
MANOR HOUSE CAPITAL LLC
2005 MARKET STREET, 8TH FLOOR, SUITE 820, PHILADELPHIA, PA 19103
MANOR PRIVATE CAPITAL, LLC
10 LARCHMONT AVENUE, LARCHMONT, NY 10538-4235
MAP SECURITIES, INC.
1682 E. GUDE DRIVE – SUITE 201, ROCKVILLE, MD 20850
MAPLE SECURITIES U.S.A. INC.
10 EXCHANGE PLACE, 26TH FLOOR, JERSEY CITY, NJ 07302
MAPLEWOOD INVESTMENT ADVISORS, INC.
8750 N. CENTRAL EXPRESSWAY, SUITE 715, DALLAS, TX 75231
MARATHON CAPITAL MARKETS, LLC
2801 LAKESIDE DRIVE, SUITE 210, BANNOCKBURN, IL 60015
Mailing Address: 2801 LAKESIDE DRIVE, BANNOCKBURN, IL 60015
MARATHON FINANCIAL GROUP, INC.
401 SOUTH LASALLE STREET, SUITE 204, CHICAGO, IL 60605
Mailing Address: 401 SOUTH LASALLE ST, SUITE 204, CHICAGO, IL 60605
MARBLEHEAD TRADING GROUP, LLC
14 VANDERVENTER AVENUE, SUITE 201, PORT WASHINGTON, NY 11050
MARC J. LANE & COMPANY
180 N. LASALLE STREET, SUITE 2100, CHICAGO, IL 60601-2701
MARCH CAPITAL CORP.
200 E RANDOLPH ST STE 2100, CHICAGO, IL 60601-6432
MARCH GROUP FINANCIAL, LLC
4685 MACARTHUR COURT, SUITE 400, NEWPORT BEACH, CA 92660
MARCO POLO SECURITIES INC.
75 BROAD STREET, 15TH FLOOR, NEW YORK, NY 10004
MARINER GROUP CAPITAL MARKETS, INC.
500 MAMARONECK AVENUE, 1ST FLOOR, HARRISON, NY 10528
MARINER INVESTMENT GROUP
9601 KATY FREEWAY, SUITE 400, HOUSTON, TX 77024
MARK BOYAR & COMPANY, INC.
35 EAST 21ST STREET, NEW YORK, NY 10010
MARK J. MULLER EQUITIES, INC.
18 CAYUGA ROAD, SCARSDALE, NY 10583
Mailing Address: 404 EAST 66TH STREET APT 5E, NEW YORK, NY 10021
MARK R. WILFERT & COMPANY, LLC
1025 POLO CLUB ROAD, SUITE 300, INDEPENDENCE, MN 55359
MARK STEWART SECURITIES, INC.
30071 TOMAS, SUITE 175, RANCHO SANTA MARGARITA, CA 92688
Mailing Address: P. O. BOX 51150, IRVINE, CA 92619
MARKETAXESS CORPORATION
299 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10171
MARKS BAUGHAN SECURITIES LLC
ONE TOWER BRIDGE, CONSHOHOCKEN, PA 19428
MARQUETTE DE BARY CO., INC.
230 PARK AVENUE, SUITE 939, NEW YORK, NY 10169
MARQUIS FINANCIAL SERVICES, INC.
16501 VENTURA BLVD. SUITE 512, ENCINO, CA 91436
MARQUIS HOLDINGS, INC.
C/O BUTTONWOOD BUSINESS SOLUTIONS, 65 BROADWAY, 18TH FLOOR, NEW YORK, NY 10006
Mailing Address: 31 APACHE TRAIL, FREEHOLD, NJ 07728
MARSCO INVESTMENT CORPORATION
101 EISENHOWER PARKWAY, ROSELAND, NJ 07068
MARTIN CURRIE INVESTOR SERVICES, INC.
1350 AVENUE OF THE AMERICAS, SUITE 3010, NEW YORK, NY 10019
MARTIN NELSON & CO., INC.
1500 WESTLAKE AVE N. STE 200, SEATTLE, WA 98109-3031
MARTIN VENTURES LLC
7921 JONES BRANCH DRIVE, #600, MCLEAN, VA 22102
MARTIN WOLF SECURITIES, LLC
4000 EXECUTIVE PARKWAY, SUITE 515, SAN RAMON, CA 94583
MARTINEZ-AYME SECURITIES
9495 SUNSET DRIVE, SUITE B275, MIAMI, FL 33173
MARTINSON & COMPANY, LTD.
140 BARRY AVENUE NORTH, WAYZATA, MN 55391
MARV CAPITAL INC.
4600 CAMPUS DRIVE, SUITE 105, NEWPORT BEACH, CA 92660
Mailing Address: 4600 CAMPUS DRIVE SUITE 105, NEWPORT BEACH, CA 92660
MARWOOD ALTERNATIVE ASSET MANAGEMENT LLC
733 THIRD AVENUE, 11TH FLOOR, NEW YORK, NY 10017
MARWOOD GROUP
733 THIRD AVENUE, 11TH FLOOR, NEW YORK, NY 10017
MARWOOD GROUP RESEARCH
733 THIRD AVE., 11TH FLOOR, NEW YORK, NY 10017
MASON SECURITIES, INC.
11130 SUNRISE VALLEY DRIVE, SUITE 200, RESTON, VA 20191-5321
MAST SERVICES LLC
2 CANAL PARK, CAMBRIDGE, MA 02141
MASTERTRADER.COM
7-11 SOUTH BROADWAY, SUITE 210A, WHITE PLAINS, NY 10601
MATHESON SECURITIES, L.L.C.
23160 FASHION DR., #225, ESTERO, FL 33928
MATRIX CAPITAL GROUP, INC.
420 LEXINGTON AVENUE, SUITE 601, NEW YORK, NY 10170
MATRIX PRIVATE EQUITIES, INC.
11 SOUTH 12TH STREET, 3RD FLOOR, RICHMOND, VA 23219
MAX INTERNATIONAL BROKER/DEALER CORP.
75 MAIDEN LANE STE 503, NEW YORK, NY 10038
MAXIM GROUP LLC
405 LEXINGTON AVENUE, NEW YORK, NY 10174
MAXWELL NOLL INVESTMENT ADVISORS
600 SOUTH LAKE AVENUE, SUITE 405, PASADENA, CA 91106-3955
MAXWELL SIMON, INC.
708 SOUTH 3RD STREET, SUITE 400E, MINNEAPOLIS, MN 55415
MAXXTRADE, INC.
880 CORPORATE DRIVE, SUITE 410, LEXINGTON, KY 40503
Mailing Address: 880 CORPORATE DRIVE, SUITE 410, LEXINGTON, KY 40503
MAY CAPITAL GROUP, L.L.C.
250 WEST 57TH STRET, SUITE 2322, NEW YORK, NY 10107
Mailing Address: 250 WEST 57TH STREET, SUITE 2322, NEW YORK, NY 10107
MAYFAIR CAPITAL MARKETS LLC
TWO SOUND VIEW DRIVE, SUITE 100, GREENWICH, CT 06830
Mailing Address: 93 E. MIDDLE PATENT ROAD, GREENWICH, CT 06831-2807
MAYFAIR SECURITIES, LLC
333 SOUTH HOPE STREET, 16TH FLOOR, LOS ANGELES, CA 90071
MAYHILL AGENCY, LLC
3621 ROUTE 94, HAMBURG, NJ 07419
MAYMONT PARTNERS, INC.
1801 LIBBIE AVE, SUITE 104, RICHMOND, VA 23226
MAZZONE & ASSOCIATES, INC.
8 PIEDMONT CENTER, SUITE 510, 3525 PIEDMONT RD., NE, ATLANTA, GA 30305
MB TRADING
1926 MAPLE STREET, 1ST FLOOR, EL SEGUNDO, CA 90245
Mailing Address: 1926 MAPLE STREET, 1ST FLOOR, EL SEGUNDO, CA 90245
MBM SECURITIES, INC.
440 LOUISIANA – SUITE 2600, HOUSTON, TX 77002
Mailing Address: 440 LOUISIANA, SUITE 2600, HOUSTON, TX 77002
MBSC SECURITIES CORPORATION
200 PARK AVENUE, NEW YORK, NY 10166
Mailing Address: 200 PARK AVENUE, 8TH FLOOR, NEW YORK, NY 10166
MC FINANCIAL SERVICES LTD.
655 THIRD AVENUE, 2ND FL., NEW YORK, NY 10017
MCA SECURITIES LLC
200 SOUTH WACKER DRIVE, SUITE 726, CHICAGO, IL 60606
MCADAMS WRIGHT RAGEN, INC.
925 FOURTH AVENUE, SUITE #3900, SEATTLE, WA 98104
MCCAFFERTY & COMPANY, LLC
2029 CENTURY PARK EAST, SUITE 430, LOS ANGELES, CA 90067
MCCAULEY SECURITIES, LTD.
80 BROAD STREET, 27TH FL, NEW YORK, NY 10004
MCCLENDON, MORRISON & PARTNERS, INC.
150 N. MICHIGAN AVENUE, SUITE 2800, CHICAGO, IL 60601-7586
Mailing Address: 150 N. MICHIGAN AVENUE, SUITE 2800, CHICAGO, IL 60601-7586
MCCLURG CAPITAL CORPORATION
950 NORTHGATE DRIVE-SUITE 301, SAN RAFAEL, CA 94903
Mailing Address: 950 NORTHGATE DRIVE, SUITE 301, SAN RAFAEL, CA 94903
MCCOLL PARTNERS, LLC
100 NORTH TRYON STREET, SUITE 5400, CHARLOTTE, NC 28202
MCCOURTNEY-BRECKENRIDGE & COMPANY
9986 MANCHESTER ROAD, STE. 200, ST. LOUIS, MO 63122-1934
MCDUFFIE/MORRIS FINANCIAL GROUP, INC.
3 BROADRIVER ROAD, ORMOND BEACH, FL 32174-8744
MCFARLAND DEWEY SECURITIES CO., L.P.
420 LEXINGTON AVENUE, NEW YORK, NY 10170-2699
MCGLADREY CAPITAL MARKETS, LLC
575 ANTON BOULEVARD, 11TH FLOOR, COSTA MESA, CA 92626
MCKIM CAPITAL, INC.
215 SMMIT ROAD, WALNUT CREEK, CA 94598
Mailing Address: 215 SUMMIT ROAD, WALNUT CREEK, CA 94598
MCKINNON & COMPANY, INC.
999 WATERSIDE DRIVE, SUITE 1200, NORFOLK, VA 23510
Mailing Address: 999 WATERSIDE DRIVE, SUITE 1200, NORFOLK, VA 23510
MCL FINANCIAL GROUP, INC.
1851 EAST FIRST STREET, SUITE 150, SANTA ANA, CA 92705
MCLEAN SECURITIES, LLC
7900 WESTPARK DRIVE, SUITE A320, MCLEAN, VA 22102
MCLINEY AND COMPANY
2800 MCGEE TRAFFICWAY, KANSAS CITY, MO 64108
MCM SECURITIES LLC
152 W. 57TH STREET, 52ND FLOOR, NEW YORK, NY 10019
MCMAHAN SECURITIES CO. L.P.
500 WEST PUTNAM AVENUE, GREENWICH, CT 06830-6086
Mailing Address: 500 WEST PUTNAM AVE., GREENWICH, CT 06830-6086
MCMANUS & MILES INCORPORATED
575 MADISON AVENUE, 10TH FLOOR, NEW YORK, NY 10022
Mailing Address: 575 MADISON AVENUE 10TH FLOOR, NEW YORK, NY 10022
MCMILLION SECURITIES, INC.
701 GREEN VALLEY RD SUITE 104, GREENSBORO, NC 27408
Mailing Address: P.O. BOX 21447, GREENSBORO, NC 27420
MCNALLY FINANCIAL SERVICES CORPORATION
1115 TRANQUIL TRAIL DRIVE, SAN ANTONIO, TX 78232-5185
Mailing Address: P.O. BOX 701928, SAN ANTONIO, TX 78270-1928
MCNAMEE LAWRENCE SECURITIES, LLC
420 BOYLSTON STREET, FOURTH FLOOR, BOSTON, MA 02116
MCNICOLL, LEWIS & VLAK LLC
420 LEXINGTON AVENUE, SUITE 628, NEW YORK, NY 10170
Mailing Address: 420 LEXINGTON AVENUE, SUITE 628, NEW YORK, NY 10170
MD GLOBAL PARTNERS, LLC
825 THIRD AVENUE, 2ND FLOOR – SUITE 231, NEW YORK, NY 10022
MDB CAPITAL GROUP LLC
401 WILSHIRE BLVD, SUITE 1020, SANTA MONICA, CA 90401
Mailing Address: 401 WILSHIRE BLVD STE 1020, SANTA MONICA, CA 90401
MEADOWBROOK SECURITIES LLC
4266 I-55 NORTH, SUITE 106, MEADOWBROOK OFFICE PARK, JACKSON, MS 39211
MEADOWVALE ADVISORS LLC
1 WEST STREET, SUITE 100, NEW YORK, NY 10004-1021
MEANS INVESTMENT CO., INC.
802 STILLWATER AVENUE, BANGOR, ME 04401
Mailing Address: 802 STILLWATER AVENUE, BANGOR, ME 04401-3614
MEB OPTIONS, LLC
440 S. LASALLE, SUITE 959, CHICAGO, IL 60605
Mailing Address: 14444 OAK TRAIL, HOMER GLEN, IL 60491
MEDALIST SECURITIES INC.
100 SHOCKOE SLIP, 2ND FL, RICHMOND, VA 23219
MEDIOBANCA SECURITIES USA LLC
565 5TH AVENUE 21ST FLOOR, NEW YORK, NY 10017
MEESCHAERT CAPITAL MARKETS, INC.
600 MADISON AVENUE, 23RD FLOOR, NEW YORK, NY 10022
MEESPIERSON SECURITIES LLC
100 PARK AVENUE, NEW YORK, NY 10017-5516
MEI NEW YORK, INC
115 BROADWAY, SUITE 1303, NEW YORK, NY 10006
MELIO SECURITIES COMPANY, LLC
ONE NORTHFIELD PLAZA, SUITE 300, NORTHFIELD, IL 60093-1251
MELLIN SECURITIES, INC.
33W469 MARE BARN LANE, WAYNE, IL 60184
MELVILLE ISLAND, LLC
141 WEST JACKSON BLVD., SUITE 1050, CHICAGO, IL 60604
Mailing Address: 141 WEST JACKSON BLVD., SUITE 2045, CHICAGO, IL 60604
MELVIN SECURITIES, L.L.C.
111 WEST JACKSON BLVD #2110, CHICAGO, IL 60604
MENSURA SECURITIES, LLC
3060 PEACHTREE ROAD NW, SUITE 1600, ATLANTA, GA 30305
MENTOR SECURITIES, LLC
200 N. WESTLAKE BOULEVARD, SUITE 204, WESTLAKE VILLIAGE, CA 91362
MERCADIEN SECURITIES
3625 QUAKERBRIDGE ROAD, HAMILTON, NJ 08619
MERCANTI SECURITIES, LLC
60 SOUTH 6TH STREET, 3720 DAIN RAUSCHER PLAZA, MINNEAPOLIS, MN 55402
MERCANTIL COMMERCEBANK INVESTMENT SERVICES
220 ALHAMBRA CIRCLE, PH FLOOR, CORAL GABLES, FL 33134
MERCATOR ASSOCIATES, LLC
121 RICHMOND STREET WEST, SUITE 601, TORONTO, M5H 2K1 CANADA
MERCER ALLIED COMPANY, L.P.
321 BROADWAY, SARATOGA SPRINGS, NY 12866
Mailing Address: P.O. BOX 860, SARATOGA SPRINGS, NY 12866-0860
MERCHANT CAPITAL, L.L.C.
LAKEVIEW CENTER, SUITE 400, 2660 EASTCHASE LANE, MONTGOMERY, AL 36117
Mailing Address: P.O. BOX 241858, MONTGOMERY, AL 36124
MERCOR SECURITIES LLC
1375 GATEWAY BOULEVARD, SUITE 35, BOYNTON BEACH, FL 33426
Mailing Address: PO BOX 1214, BOYNTON BEACH, FL 33425
MERCURY EQUITY GROUP, LLC
380 LEXINGTON AVENUE, SUITE 2020, NEW YORK, NY 10168
MERCURY SECURITIES, LLC
1101 FIFTH AVENUE, SUITE 270, SAN RAFAEL, CA 94901
Mailing Address: 1101 FIFTH AVENUE, SUITE 270, SAN RAFAEL, CA 94901
MEREDITH WHITNEY SECURITIES, LLC
50 WEST 57TH STREET, 2ND FLOOR, NEW YORK, NY 10019
MERGER & ACQUISITION CAPITAL SERVICES, INC.
336 EAST 53RD STREET, NEW YORK, NY 10022
Mailing Address: 336 EAST 53RD STREET, 4TH FLOOR, NEW YORK, NY 10022
MERIDIAN CAPITAL PARTNERS, LLC
1266 FURNACE BROOK PARKWAY, QUINCY, MA 02169
MERIDIAN EQUITY PARTNERS, INC.
5 HANOVER SQUARE, 21ST FLOOR, NEW YORK, NY 10004
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
MERIDIAN INVESTMENTS, INC.
1266 FURNACE BROOK PARKWAY, QUINCY, MA 02169
MERIDIAN UNITED CAPITAL, LLC
8800 N. GAINEY CENTER DR., SUITE 176, SCOTTSDALE, AZ 85258
MERIDIEN FINANCIAL GROUP, INC.
10 DORRANCE STREET 5TH FLOOR, SUITE 524, PROVIDENCE, RI 02903
Mailing Address: 10 DORRANCE STREET 5TH FLOOR, PROVIDENCE, RI 02903
MERITUS FINANCIAL GROUP, INC.
645 TOLLGATE RD., STE. 140, ELGIN, IL 60123
MERLIN SECURITIES, LLC
101 CALIFORNIA STREET, SUITE 3050, SAN FRANCISCO, CA 94111
MERRILL LYNCH GOVERNMENT SECURITIES INC.
ONE BRYANT PARK, NEW YORK, NY 10036
Mailing Address: 101 S TRYON ST, NC1-002-19-44, CHARLOTTE, NC 28255
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
222 BROADWAY – 6TH FLOOR, NEW YORK, NY 10038
Mailing Address: 101 S TRYON ST, NC1-002-19-44, CHARLOTTE, NC 28255
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ONE BRYANT PARK, NEW YORK, NY 10036
Mailing Address: 101 S TRYON ST, NC1-002-19-44, CHARLOTTE, NC 28255
MERRIMAC CORPORATE SECURITIES, INC.
1185 SPRING CENTRE SOUTH BLVD, STE 1060, ALTAMONTE SPRINGS, FL 32714
MERRIMACK VALLEY INVESTMENT, INC.
109 MERRIMACK STREET, HAVERHILL, MA 01830
MERRIMAN CURHAN FORD & CO.
600 CALIFORNIA STREET, SUITE 900, SAN FRANCISCO, CA 94108
MERRION SECURITIES, LLC
210 ELMER STREET, WESTFIELD, NJ 07090
MERTZ ASSOCIATES, INC
N17W24222 RIVERWOOD DRIVE, #305, WAUKESHA, WI 53188
MESIROW FINANCIAL, INC.
353 N. CLARK STREET, CHICAGO, IL 60654
METCAP SECURITIES, LLC
405 LEXINGTON AVE., 39TH FLOOR, NEW YORK CITY, NY 10174
METCIRCLE SECURITIES LLC
103 EAST 84TH STREET, SUITE 5B, NEW YORK, NY 10028
Mailing Address: 103 EAST 84TH STREET, NEW YORK, NY 10028
METLIFE INVESTORS DISTRIBUTION COMPANY
5 PARK PLAZA, IRVINE, CA 92614
METLIFE SECURITIES INC.
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
METROPOLITAN CAPITAL, INC.
9 EAST ONTARIO, CHICAGO, IL 60611
METZLER SECURITIES GMBH
18 GROSSE GALLUSSTRASSE, FRANKFURT AM MAIN, D-60311 GERMANY
Mailing Address: 18 GROSSE GALUSSTRASSE, FRANKFURT AM MAIN, D-60311 GERMANY
MEWBOURNE SECURITIES, INC.
3901 SOUTH BROADWAY, TYLER, TX 75701
MEYERS ASSOCIATES, L.P.
45 BROADWAY, 2ND FLOOR, NEW YORK, NY 10006
MF GLOBAL INC.
717 FIFTH AVENUE, 9TH FLOOR, NEW YORK, NY 10022
MFI SECURITIES, L.P.
950 THIRD AVENUE-FLOOR 27, NEW YORK, NY 10022-2705
MFR SECURITIES, INC.
675 THIRD AVENUE, SUITE 1129, NEW YORK, NY 10017
MFS FUND DISTRIBUTORS, INC.
500 BOYLSTON STREET, BOSTON, MA 02116-3741
MG SECURITIES LLC
ONE BATTERY PARK PLAZA, 2ND FLOOR, NEW YORK, NY 10004
MGI FUNDS DISTRIBUTORS, INC.
760 MOORE ROAD, KING OF PRUSSIA, PA 19406
MGI SECURITIES (USA) INC.
26 WELLINGTON STREET EAST, SUITE 900, TORONTO, ONTARIO, M5E 1S2 CANADA
MGO SECURITIES CORP.
THE TOWER AT ERIEVIEW, 1301 E. NINTH STREET SUITE 1400, CLEVELAND, OH 44114
MHA FINANCIAL CORP
4 PHEASANT HILL ST., WESTWOOD, MA 02090-0409
Mailing Address: P.O. BOX 409, WESTWOOD, MA 02090-0409
MHT SECURITIES, L.P.
2000 MCKINNEY AVENUE, SUITE 1200, DALLAS, TX 75201
MICG INVESTMENT MANAGEMENT, LLC
11815 FOUNTAIN WAY, SUITE 400, NEWPORT NEWS, VA 23606
MICHAEL P. O’KEEFE INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: MICHAEL O’KEEFE, 1 MELROSE TERRACE, APT. 217, LONG BRANCH, NJ 07740
MICHAEL SAUNDERS SECURITIES CORP.
307 S. ORANGE AVENUE, SARASOTA, FL 34236
MICHIGAN SECURITIES, INC.
21415 CIVIC CENTER DR STE 200, SOUTHFIELD, MI 48076-1901
MICROPLACE, INC.
2211 N. FIRST STREET, SAN JOSE, CA 95131
MICROTRADE NETWORKS, INC.
2091 BUSINESS CENTER DRIVE, SUITE 120, IRVINE, CA 92612
MID ATLANTIC CAPITAL CORPORATION
1251 WATERFRONT PLACE, SUITE 510, PITTSBURGH, PA 15222-6368
MID FLORIDA CAPITAL MANAGEMENT, INC.
1807 CROWN WAY, ORLANDO, FL 32804
Mailing Address: P.O. BOX 608039, ORLANDO, FL 32860-8039
MID-ATLANTIC SECURITIES, INC.
4001 BARRETT DRIVE, SUITE 100, RALEIGH, NC 27609
MID-CONTINENT SECURITIES ADVISORS, LTD.
1218 WEBSTER STREET, HOUSTON, TX 77002-8841
MID-MARKET SECURITIES, LLC
24 JAMES ROAD, MOUNT KISCO, NY 10549
MID-OHIO SECURITIES CORP
225 BURNS ROAD, ELYRIA, OH 44035-5526
Mailing Address: P.O. BOX 1529, ELYRIA, OH 44035-1529
MIDAMERICA FINANCIAL SERVICES, INC.
1007 E. 20TH STREET, JOPLIN, MO 64804
MIDDLE MARKET TRANSACTIONS, INC.
158 WEST PRAIRIE AVENUE, SUITE 108, DECATUR, IL 62523
MIDDLEBURY SECURITIES LLC
1043 SHEEP FARM ROAD, WEYBRIDGE, VT 05753
MIDDLEGATE SECURITIES LTD.
8 WEST 40TH STREET, 4TH FLOOR, NEW YORK, NY 10018-3805
MIDKIFF & STONE CAPITAL GROUP, INC.
4808 PALMETTO, BELLAIRE, TX 77401-3414
Mailing Address: P.O. BOX 705, BELLAIRE, TX 77402-0705
MIDSOUTH CAPITAL, INC.
1050 CROWN POINTE PARKWAY, SUITE 200, ATLANTA, GA 30338
MIDTOWN PARTNERS & CO., LLC
4218 WEST LINEBAUGH AVENUE, TAMPA, FL 33624
MIDWEST FINANCIAL AND INVESTMENT SERVICES, INC.
925 CURTISS STREET, DOWNERS GROVE, IL 60515
MIDWEST RESOURCES SECURITIES CORP.
2511 N 124TH ST.STE. 105, BROOKFIELD, WI 53005-4684
Mailing Address: P.O. BOX 76, ELM GROVE, WI 53122-0076
MIDWESTERN SECURITIES TRADING COMPANY, LLC
235 EVERETT STREET, SUITE A, EAST PEORIA, IL 61611
Mailing Address: 235 EVERETT STREET, SUITE A, P.O. BOX 2528, EAST PEORIA, IL 61611
MIDWOOD SECURITIES, INC.
ONE BATTERY PARK PLAZA, NEW YORK, NY 10004
MILESTONE ADVISORS LLC
1775 I STREET, NW, SUITE 800, WASHINGTON, DC 20006
MILESTONE INVESTMENTS, INC.
6331 CARMEL ROAD, CHARLOTTE, NC 28226-8246
MILKIE/FERGUSON INVESTMENTS, INC.
8750 N.CENTRAL EXPRESSWAY, STE. 1700, DALLAS, TX 75231
MILLENNIUM ADVISORS, LLC
14120 BALLANTYNE CORPORATE PLACE, SUITE 520, CHARLOTTE, NC 28277
MILLENNIUM GLOBAL CAPITAL, LLC
75 ROCKEFELLER PLAZA, 19TH FLOOR, SUITE 1903, NEW YORK, NY 10019
MILLENNIUM WAVE INVESTMENTS
3204 BEVERLY, DALLAS, TX 75205
MILLER BUCKFIRE & CO., LLC
153 E 53RD ST, 22ND FLOOR, NEW YORK, NY 10022
MILLER CAPITAL MARKETS, LLC
4900 NORTH SCOTTSDALE ROAD, SUITE 3800, SCOTTSDALE, AZ 85251-7663
MILLER TABAK + CO., LLC
331 MADISON AVE, NEW YORK, NY 10017
MILLER TABAK ROBERTS SECURITIES, LLC
331 MADSON AVE 12TH FLOOR, NEW YORK, NY 10017
Mailing Address: 331 MADISON AVE 12TH FLOOR, NEW YORK, NY 10017
MILLINGTON SECURITIES, INC.
222 SOUTH MILL STREET, NAPERVILLE, IL 60540
MINNESOTA VALLEY INVESTMENTS
600 EAST BRIDGE STREET, REDWOOD FALLS, MN 56283
Mailing Address: PO BOX 70, REDWOOD FALLS, MN 56283
MINSHALL & COMPANY INC.
2200 S. UTICA PL. STE 150, TULSA, OK 74114
MIRAE ASSET SECURITIES (USA) INC.
ONE BRYANT PARK, 39TH FLOOR, NEW YORK, NY 10036
MIRAMAR SECURITIES, LLC
12600 DEERFIELD PKWY, SUITE 100, ALPHARETTA, GA 30004
Mailing Address: 12600 DEERFIELD PKWY, SUITE 100, ALPHARETTA,, GA 30004
MIRUS SECURITIES, INC.
200 WHEELER ROAD, 4TH FLOOR (SOUTH), BURLINGTON, MA 01803
MISCHLER FINANCIAL GROUP, INC.
1111 BAYSIDE DRIVE, SUITE 100, CORONA DEL MAR, CA 92625
MISMI, INC.
17 STATE STREET, SUITE 703, NEW YORK, NY 10004
MITCHELL ENERGY ADVISORS, LLC
7515 GREENVIILLE AVENUE, SUITE 905, DALLAS, TX 75231
MITCHELL SECURITIES, INC.
213 VICTOR HERBERT RD, PO BOX 31, LAKE PLACID, NY 12946
MITRE GROUP LLC
1504 NORTH MAIN STREET, CROWN POINT, IN 46307
MITSUBISHI UFJ SECURITIES (USA), INC.
1633 BROADWAY, 29TH FLOOR, NEW YORK, NY 10019-6708
MIZUHO SECURITIES USA INC.
1251 AVENUE OF THE AMERICAS, 33RD FLOOR, NEW YORK, NY 10020
MJC ADVISORS LLC
535 MADISON AVE., 5TH FLOOR, NEW YORK, NY 10022
MKG FINANCIAL GROUP, INC.
1500 SW 1ST AVE SUITE 1000, PORTLAND, OR 97201
MKM PARTNERS LLC
ONE SOUND SHORE DRIVE, 3RD FLOOR, GREENWICH, CT 06830-7251
MMA SECURITIES, INC.
1110 NORTH MAIN STREET, GOSHEN, IN 46528
Mailing Address: P.O. BOX 483, GOSHEN, IN 46527
MMC SECURITIES CORP.
1166 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
MML DISTRIBUTORS, LLC
1295 STATE STREET, SPRINGFIELD, MA 01111-0001
MML INVESTORS SERVICES, INC.
1295 STATE STREET, SPRINGFIELD, MA 01111-0001
MMLISI FINANCIAL ALLIANCES, LLC
1295 STATE STREET, SPRINGFIELD, MA 01111-0001
MMR, INC.
550 N. 159TH STREET EAST, SUITE 200, WICHITA, KS 67230
MND PARTNERS, INC.
20 BROAD STREET, 5TH FLOOR, NEW YORK, NY 10005
MOELIS & COMPANY LLC
399 PARK AVENUE, 5TH FLOOR, NEW YORK, NY 10022
MOFFAT CAPITAL, LLC
765 NORTH ISLAND DR. NW, ATLANTA, GA 30327-4619
MOGAVERO LEE & CO INC.
20 BROAD STREET, 14TH FLOOR, NEW YORK, NY 10005
MOLECULAR SECURITIES INC.
45 ROCKEFELLER PLAZA, 20TH FLOOR, NEW YORK, NY 10111
MOLONEY SECURITIES CO., INC.
13537 BARRETT PARKWAY DRIVE, #300, MANCHESTER, MO 63021
MOMENTUM TRADING PARTNERS, LLC
17 STATE STREET, 11TH FLOOR, NEW YORK, NY 10004
MONADNOCK SECURITIES, LP
219 WEST NINTH STREET, # 220, WILMINGTON, DE 19801
MONARCH BAY ASSOCIATES, LLC
30950 RANCHO VIEJO ROAD, SUITE 120, SAN JUAN CAPISTRANO, CA 92675
MONARCH CAPITAL GROUP, LLC
500 FIFTH AVENUE, SUITE 2240, NEW YORK, NY 10110
MONARCH FINANCIAL CORPORATION OF AMERICA
230 PARK AVENUE, STE 939, NEW YORK, NY 10169
MONDIALE SECURITIES, LLC
75 ROCKEFELLER PLAZA, 15 WEST 51ST STREET, SUITE 2102, NEW YORK, NY 10019
MONETA SECURITIES CORPORATION
15413 CHAMPIONSHIP DRIVE, HAYMARKET, VA 20169
Mailing Address: PO BOX 909, HAYMARKET, VA 20168
MONEX SECURITIES, INC.
440 LOUISIANA STREET, SUITE 1500, HOUSTON, TX 77002
MONEY CONCEPTS CAPITAL CORP
11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL 33418
Mailing Address: 11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL 33418-3764
MONEY MANAGEMENT ADVISORY, INC.
102 W. STREET RD, FEASTERVILLE, PA 19053
MONEY MARKET 1 INSTITUTIONAL INVESTMENT DEALER
260 CALIFORNIA STREET, SUITE 200, SAN FRANCISCO, CA 94111
MONITOR CAPITAL LLC
8 SOUNDSHORE DRIVE, GREENWICH, CT 06830
MONNESS CRESPI HARDT & CO., INC.
767 THIRD AVENUE, NEW YORK, NY 10017-2047
MONROE SECURITIES, INC.
100 N RIVERSIDE PLAZA SUITE 1620, CHICAGO, IL 60606
Mailing Address: 100 N RIVERSIDE PLAZA SUITE 1620, CHICAGO, IL 60606
MONTAG & JOSELSON
21 PARK DRIVE SOUTH, RYE, NY 10580
MONTECITO ADVISORS, INC.
2015 STATE STREET, SUITE B, SANTA BARBARA, CA 93105
MONTGOMERY & CO., LLC
100 WILSHIRE BLVD., SUITE 400, SANTA MONICA, CA 90401
MONTGOMERY, MARSHALL HEALTHCARE PARTNERS,LLC
THREE EMBARCADERO CENTER, SUITE 1420, SAN FRANCISCO, CA 94111
MONTROSE SECURITIES INTERNATIONAL
44 MONTGOMERY STREET, SUITE 3050, SAN FRANCISCO, CA 94104
MONUMENT GROUP, INC.
500 BOYLSTON STREET, SUITE 1650, BOSTON, MA 02116
MOODY CAPITAL SOLUTIONS, INC
5575 NORTH POINT PKWY, SUITE 89, ALPHARETTA, GA 30022
MOODY SECURITIES, LLC
6363 WOODWAY SUITE 110, HOUSTON, TX 77057
MOORELAND PARTNERS LLC
537 STEAMBOAT ROAD, SUITE 200, GREENWICH, CT 06830
MOORGATE SECURITIES LLC
45 ROCKEFELLER PLAZA, SUITE 1406, NEW YORK, NY 10111
MOORS & CABOT, INC.
111 DEVONSHIRE STREET, BOSTON, MA 02109
MORALES & CO. CAPITAL MARKETS, LLC
7878 STRATFORD LANE, ATLANTA, GA 30350
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