We Have Recovered Investors’ Losses From
Every Major Wall Street Firm
Every Major Wall Street Firm
List of FINRA Members Firms D – E
If your broker and/or brokerage firm recommended or sold unsuitable investments to you, contact us for a free consultation. Blum Law Group is a nationally recognized law firm dedicated to representing investors attempt to recover their investments losses.
The Financial Industry Regulatory Authority (“FINRA”), the largest independent regulator of securities brokerage firms doing business in the United States, oversees nearly 4,700 brokerage firms, including the following brokerage, securities and investment firms:
# – A – B – C – D – E – F – G – H – I – J – K – L – M – N – O – P – Q – R – S – T – U – V – W – X – Y – Z
D
D. B. MCKENNA & CO., INC.
207 WEST MAIN STREET, BENNINGTON, VT 05201-2108
D. WECKSTEIN & CO., INC.
230 PARK AVENUE, SUITE 1516, NEW YORK, NY 10169
Mailing Address: 230 PARK AVE-STE. 1516, NEW YORK, NY 10169
D.A. DAVIDSON & CO.
8 THIRD STREET NORTH, GREAT FALLS, MT 59401-3104
Mailing Address: P.O. BOX 5015, GREAT FALLS, MT 59403-5015
D.E. SHAW SECURITIES, L.L.C.
120 W. 45TH STREET, 39TH FLOOR, NEW YORK, NY 10036-4003
D.H. HILL SECURITIES LLP
7821 FM 1960 E. SUITE B, HUMBLE, TX 77346
Mailing Address: 7821 FM 1960 E., SUITE B, HUMBLE, TX 77346
D.J. MOSIER & ASSOCIATES, INC.
520 N. KINGSBURY ST., SUITE 3408, CHICAGO, IL 60654
D.J. ST. GERMAIN CO., INC.
1500 MAIN STREET, SPRINGFIELD, MA 01115
D.M. KELLY & COMPANY
3900 INGERSOLL AVENUE, SUITE 300, DES MOINES, IA 50312
DABBAH SECURITIES CORP.
6 EAST 46TH STREET, SUITE 300, NEW YORK, NY 10017
DAEWOO SECURITIES (AMERICA) INC.
600 LEXINGTON AVENUE, SUITE 301, NEW YORK, NY 10022
DAG SECURITIES INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10006
DAHLMAN ROSE & COMPANY, LLC
142 WEST 57TH STREET, 18TH FLOOR, NEW YORK, NY 10019
DAIWA CAPITAL MARKETS AMERICA INC.
FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY 10005-3538
DAK CAPITAL, LLC
195 ROUTE 17 SOUTH, ROCHELLE PARK, NJ 07662
DAKOTA SECURITIES INTERNATIONAL, INC.
9100 SOUTH DADELAND BLVD, SUITE 903, MIAMI, FL 33156
DALE K. EHRHART, INC.
101 W. VENICE AVENUE, SUITE 22, VENICE, FL 34285
DALMORE GROUP LLC
350 FIFTH AVENUE, #6707, NEW YORK, NY 10118
DALTON STRATEGIC INVESTMENT SERVICES INC.
5690 W. 450 S., KNIGHTSTOWN, IN 46148
DANEVEST LLC
8215 GREENWAY BOULEVARD, SUITE 540, MIDDLETON, WI 53562
Mailing Address: P.O. BOX 620347, MIDDLETON, WI 53562-0347
DANSKE MARKETS INC
HOLMENS KANAL 2-12, COPENHAGEN, DK-1092 DENMARK
DAROTH CAPITAL ADVISORS LLC
130 EAST 59TH ST., 12TH FLOOR, NEW YORK, NY 10022
DART EXECUTIONS, LLC
230 S. LASALLE ST #400, CHICAGO, IL 60604
Mailing Address: 230 S. LASALLE ST, SUITE 400, CHICAGO, IL 60604
DART, PAPESH & COMPANY, INCORPORATED
4572 S. HAGADORN ROAD, SUITE 2-C, EAST LANSING, MI 48823-5385
DARWOOD ASSOCIATES INCORPORATED
284 U.S. HIGHWAY 206, UNIT D3, HILLSBOROUGH, NJ 08844
DAS FINANCIAL SERVICES, INC.
FIVE TOWER BRIDGE, 300 BARR HARBOR DRIVE, SUITE 200, WEST CONSHOHOCKEN, PA 19428
DAUTRICH, SEILER FINANCIAL SERVICES, INC.
397 DOGWOOD LANE, NAZARETH, PA 18064
DAV/WETHERLY FINANCIAL, L.P.
11601 WILSHIRE BLVD., SUITE 300, LOS ANGELES, CA 90025
DAVENPORT & COMPANY LLC
ONE JAMES CENTER, 901 E. CARY STREET, RICHMOND, VA 23219
Mailing Address: P.O. BOX 85678, RICHMOND, VA 23285-5678
DAVID A. NOYES & COMPANY
209 SOUTH LA SALLE STREET, 12TH FLOOR, CHICAGO, IL 60604-1203
DAVID HARRIS & CO., INC.
222 MAMARONECK AVENUE, WHITE PLAINS, NY 10605
Mailing Address: P.O. BOX 668, WHITE PLAINS, NY 10602
DAVID LERNER ASSOCIATES, INC.
477 JERICHO TPKE, P.O.BOX 9006, SYOSSET, NY 11791-9006
DAVID M POLEN SECURITIES, LLC
2700 N. MILITARY TRAIL, SUITE 230, BOCA RATON, FL 33431
DAVID SHERMAN & COMPANY
666 DUNDEE ROAD, SUITE 903, NORTHBROOK, IL 60062
DAVINCI CAPITAL MANAGEMENT INC.
801 CAMBRIDGE ST., CAMBRIDGE, MA 02141
Mailing Address: 801 CAMBRIDGE ST., CAMBRIDGE, MA 02141
DAVIS DISTRIBUTORS, LLC
3601 E. BRITANNIA DRIVE, TUCSON, AZ 85706
Mailing Address: 2949 EAST ELVIRA ROAD, SUITE 101, TUCSON, AZ 85756
DAVIS SECURITIES LLC
475 PARK AVENUE SOUTH, 29TH FLOOR, NEW YORK, NY 10016
DAVIS, MENDEL & REGENSTEIN, INC.
2100 RIVEREDGE PARKWAY, SUITE 750, ATLANTA, GA 30328-4656
DAVY SECURITIES
DAVY HOUSE, 49 DAWSON STREET, DUBLIN 2, D2 IRELAND
DAWNTREADER CAPITAL LLC
1270 AVENUE OF THE AMERICAS, 5TH FLOOR, NEW YORK, NY 10020
DAWSON JAMES SECURITIES, INC.
925 SOUTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL 33432
Mailing Address: 925 SOUTH FEDERAL HIGHWAY, 6TH FLOOR, BOCA RATON, FL 33432
DAYSPRING INVESTMENT GROUP
121 W MARKET, SEYMOUR, MO 65746
Mailing Address: PO BOX 249, SEYMOUR, MO 65746
DB SECURITIES SERVICES NJ INC.
100 PLAZA ONE, 34 EXCHANGE PLACE, JERSEY CITY, NJ 07311-3999
Mailing Address: 60 WALL STREET, NEW YORK, NY 10005
DBA THE DELTA COMPANY
901 NE LOOP 410, SUITE 711, SAN ANTONIO, TX 78209
DBS VICKERS SECURITIES (USA) INC.
805 THIRD AVENUE, SUITE 1201, NEW YORK, NY 10022
DCM BROKERS, LLC
626 W. JACKSON, SUITE 600, CHICAGO, IL 60661
Mailing Address: 626 W. JACKSON, SUITE 600, CHICAGO, IL 60661
DCMB SECURITIES LLC
1800 AUGUSTA, STE 107, HOUSTON, TX 77057
DE GUARDIOLA ADVISORS, INC.
405 PARK AVENUE, SUITE 1201, NEW YORK, NY 10022
DEAM INVESTOR SERVICES, INC.
345 PARK AVENUE, MAILSTOP NYC03-0630, NEW YORK, NY 10154
Mailing Address: 280 PARK AVENUE, 6TH FL. WEST, MAIL STOP NYC30-0630, NEW YORK, NY 10017
DEARBORN CAPITAL MARKETS GROUP, LLC
3065 EAST CORPORATE EDGE DRIVE, SUITE 101, GERMANTOWN, TN 38138
DEBTX SECURITIES, INC.
133 FEDERAL STREET, 10TH FLOOR, BOSTON, MA 02110-1703
DECADE SECURITIES CORP.
13555 BISHOPS COURT, BROOKFIELD, WI 53005
DECOSIMO CORPORATE FINANCE, LLC
SUITE 902, TALLAN FINANCIAL CENTER, CHATTANOOGA, TN 37402
DEEP ATS, LLC
6101 W.COURTYARD, BLDG 1, SUITE 110, AUSTIN, TX 78730
DELANEY EQUITY GROUP LLC
5090 PGA BLVD, SUITE 316, PALM BEACH GARDENS, FL 33418
DELAWARE DISTRIBUTORS, L.P.
2005 MARKET ST, 29TH FLOOR, PHILADELPHIA, PA 19103
Mailing Address: 2005 MARKET STREET, 29TH FLOOR, PHILADELPHIA, PA 19103
DELOITTE CORPORATE FINANCE LLC
600 RENAISSANCE CENTER – SUITE 900, DETROIT, MI 48243-1895
DELTA EQUITY SERVICES CORPORATION
579 MAIN STREET, BOLTON, MA 01740
DELTA TRUST INVESTMENTS, INC.
11700 CANTRELL ROAD, LITTLE ROCK, AR 72212
Mailing Address: P O BOX 17607, LITTLE ROCK, AR 72222
DELTEC ASSET MANAGEMENT LLC
623 FIFTH AVENUE, 28TH FLOOR, NEW YORK, NY 10022
DEMATTEO MONNESS LLC
780 THIRD AVENUE (45TH FLOOR), NEW YORK, NY 10017
DEMETER ADVISORY GROUP, LLC
100 SPEAR STREET, SUITE 1115, SAN FRANCISCO, CA 94105
DEMPSEY FINANCIAL NETWORK, INC.
2951 PIEDMONT ROAD NE, SUITE 200, ATLANTA, GA 30305-2786
DEMPSEY LORD SMITH, LLC
901 N BROAD STREET, SUITE 400, ROME, GA 30161
DENNING & COMPANY LLC
ONE CALIFORNIA STREET, SUITE 2800, SAN FRANCISCO, CA 94111
DENTE & BOMBA, LLC
11 WALL STREET, NEW YORK, NY 10005
Mailing Address: 132 GRYMES HILL ROAD, STATEN ISLAND, NY 10301
DERMOTT W. CLANCY CORP.
C/O LAW OFFICE OF DONNA H. CLANCY, 40 WALL STREET, 30TH FLOOR, NEW YORK, NY 10005
DESILVA & PHILLIPS CORPORATE FINANCE LLC
475 PARK AVENUE SOUTH, NEW YORK, NY 10016
DESJARDINS SECURITIES INTERNATIONAL INC
1170 PEEL STREET, SUITE 300, MONTREAL, QUEBEC, H3B 0A9 CANADA
DESON & CO.
945 ENCORVADO STREET, LAS VEGAS, NV 89138
DESPAIN FINANCIAL CORPORATION
502 WEST MAIN STREET, COLLINSVILLE, IL 62234-3019
DESTINY CAPITAL SECURITIES CORPORATION
14142 DENVER WEST PARKWAY – SUITE 290, GOLDEN, CO 80401-3127
Mailing Address: 14142 DENVER WEST PARKWAY-SUITE 290, GOLDEN, CO 80401-3127
DETWILER FENTON & CO.
100 HIGH STREET, 28TH FLOOR, BOSTON, MA 02110
DEUTSCHE BANK SECURITIES INC.
60 WALL STREET, NEW YORK, NY 10005
Mailing Address: 60 WALL STREET, NYC60-3710, NEW YORK, NY 10005
DEVELOPMENT CORPORATION FOR ISRAEL
575 LEXINGTON AVENUE, NEW YORK, NY 10022
DEVENIR, LLC
7701 FRANCE AVENUE S., SUITE 670, MINNEAPOLIS, MN 55435
DEWAAY FINANCIAL NETWORK, LLC
13001 UNIVERSITY AVENUE, CLIVE, IA 50325
DEXIA GLOBAL STRUCTURED FINANCE, LLC
445 PARK AVE., NEW YORK, NY 10022
DFA SECURITIES LLC
1299 OCEAN AVENUE, SANTA MONICA, CA 90401
DFP EQUITIES, INC.
501 PENNSYLVANIA PARKWAY, SUITE 155, INDIANAPOLIS, IN 46280
Mailing Address: P.O. BOX 80154, INDIANAPOLIS, IN 46280
DH FREDERICK SECURITIES, INC.
5000 BIRCH ST., SUITE 3000; WEST TOWER, NEWPORT BEACH, CA 92660
DHF SERVICES LLC
32 OLD SLIP, 11TH FLOOR, NEW YORK, NY 10005
DIAMANT INVESTMENT CORPORATION
170 MASON STREET, GREENWICH, CT 06830-6642
DIAMOND BAY SECURITIES CORP.
2974 LYNDON B JOHNSON FWY, SUITE 401, DALLAS, TX 75234
DIAMOND EDGE CAPITAL PARTNERS, LLC
420 LEXINGTON AVENUE, SUITE 1620, NEW YORK, NY 10170
DILLON – GAGE SECURITIES, INC.
15301 DALLAS PKWY SUITE 200, ADDISON, TX 75001
Mailing Address: 15301 DALLAS PARKWAY SUITE 200, ADDISON, TX 75001
DILWORTH SECURITIES, INC.
61 NORRANS RIDGE DRIVE, RIDGEFIELD, CT 06877
DIMENSION SECURITIES, LLC
100 FIFTH AVENUE, 7TH FLOOR, NEW YORK, NY 10011
DIMIRAK SECURITIES CORPORATION
310 ESCONDIDO AVENUE, VISTA, CA 92084
DINOSAUR SECURITIES, L.L.C.
404 PARK AVE SOUTH, NEW YORK, NY 10016
Mailing Address: 404 PARK AVENUE SOUTH, NEW YORK, NY 10016
DIRECT ACCESS BROKERAGE SERVICES, INC.
39 S. LASALLE STREET, SUITE 424, CHICAGO, IL 60603-1604
DIRECT ACCESS PARTNERS LLC
DIRECT ACCESS PARTNERS, LLC, 14 WALL STREET, 18TH FLOOR, NEW YORK, NY 10005
Mailing Address: DIRECT ACCESS PARTNERS,LLC, 14 WALL STREET, 18TH FLOOR, NEW YORK, NY 10005
DIRECTED SERVICES LLC
1475 DUNWOODY DRIVE, WEST CHESTER, PA 19380
DIRECTEDGE ECN
545 WASHINGTON BOULEVARD, JERSEY CITY, NJ 07310
DISALLE SECURITIES & MORTGAGE CO.
1909 RIVER ROAD, MAUMEE, OH 43537
DISCOVERY GROUP HOLDING COMPANY, LLC
191 NORTH WACKER DRIVE, STE 1685, CHICAGO, IL 60606
DIVERSIFIED CAPITAL CORPORATION
2 BISCAYNE BOULEVARD, SUITE #1742, MIAMI, FL 33131
DIVERSIFIED INVESTORS SECURITIES CORP.
440 MAMARONECK AVENUE, HARRISON, NY 10528
DIVERSIFIED RESOURCES, LLC
70 JEFFERSON BLVD., WARWICK, RI 02888
DIVERSIFIED SECURITIES, INCORPORATED
6700 E. PACIFIC COAST HWY-150, LONG BEACH, CA 90803
Mailing Address: P. O. BOX 357, LONG BEACH, CA 90801
DIVERSITY INVESTMENT CORP.
1325 SIXTH AVENUE, 28TH FLOOR, NEW YORK, NY 10019
DIVIDEND CAPITAL SECURITIES, LLC
518 17TH STREET, 12TH FLOOR, DENVER, CO 80202
DIVINE CAPITAL MARKETS LLC
39 BROADWAY, 36TH FLOOR, NEW YORK, NY 10006
DLS CAPITAL PARTNERS, INC.
4345 PARK LANE, DALLAS, TX 75220
DME SECURITIES, LLC
C/O MAC CONSULTING GROUP INC, 30 BROAD STREET SUITE 2201, NEW YORK, NY 10004
DMG SECURITIES, INC.
GREAT FALLS PROFESSIONAL CENTER 737 WALKER ROAD, SUITE3, GREAT FALLS, VA 22066
Mailing Address: GREAT FALLS PROFESSIONAL CENTER 737 WALKER ROAD, SUITE 3, GREAT FALLS, VA 22066
DNB NOR MARKETS, INC.
200 PARK AVENUE, NEW YORK, NY 10166-0396
DODING & PARTNERS BROKERAGE, INC.
WEISSDORNWEG 35, D-50259 PULHEIM-STOMMELN, D-50667 GERMANY
DOFT & CO., INC.
55 EAST 59TH STREET, 12TH FLOOR, NEW YORK, NY 10022
DOLE CAPITAL, LLC
1188 BISHOP STREET, SUITE 1712, HONOLULU, HI 96813
DOLEY SECURITIES, LLC.
616 BARONNE STREET, NEW ORLEANS, LA 70113-1004
DOME SECURITIES CORP.
405 PARK AVENUE, SUITE 500, NEW YORK, NY 10022-4405
DOMESTIC FINANCIAL SERVICES, INC.
5220 HOLLYWOOD AVENUE, SHREVEPORT, LA 71109-7717
Mailing Address: 5220 HOLLYWOOD AVENUE, SUITE 350, SHREVEPORT, LA 71109-7717
DOMESTIC SECURITIES, INC.
160 SUMMIT AVENUE, MONTVALE, NJ 07645
DOMINICK & DOMINICK LLC
150 EAST 52ND STREET, NEW YORK, NY 10022
Mailing Address: 150 EAST 52 STREET, 3RD FLOOR, NEW YORK CITY, NY 10022
DOMINION INVESTOR SERVICES, INC.
1100 NW LOOP 410, SUITE 800, SAN ANTONIO, TX 78213
DOMINION PARTNERS, L.C.
4801COX ROAD, STE 104, GLEN ALLEN, VA 23060
DON ALEXANDER INVESTMENTS, INC.
1301 WEST 22ND STREET – SUITE 713, OAK BROOK, IL 60523
Mailing Address: 1301 WEST 22ND STREET, SUITE 713, OAK BROOK, IL 60523
DONEGAL SECURITIES, INC.
20 WALNUT STREET, #12, WELLESLEY, MA 02481
DONNELLY PENMAN & PARTNERS
17160 KERCHEVAL AVENUE, GROSSE POINTE, MI 48230
DORN & CO., INC.
216 EAST WASHINGTON AVENUE, FERGUS FALLS, MN 56537-2812
Mailing Address: P.O. BOX 748, FERGUS FALLS, MN 56538-0748
DORSEY & COMPANY, INC.
511 GRAVIER STREET, NEW ORLEANS, LA 70130-2701
DOUBLE EAGLE SECURITIES OF AMERICA, INC.
6610 N. UNIVERSITY DRIVE, SUITE 250, TAMARAC, FL 33321
DOUGHERTY & COMPANY LLC
90 SOUTH SEVENTH ST-STE 4300, MINNEAPOLIS, MN 55402-4108
DOUGLAS & CO. MUNICIPALS, INC.
14 EAST 60TH ST., NEW YORK, NY 10022
DOUGLAS FINANCIAL LLC
159 VALLEY ROAD, PRINCETON, NJ 08540-3442
DOUGLAS SCOTT SECURITIES, INC.
101 WEST RENNER ROAD, SUITE 480, RICHARDSON, TX 75082
DOWLING & PARTNERS SECURITIES LLC
190 FARMINGTON AVENUE, FARMINGTON, CT 06032
DOWNER & COMPANY
60 STATE STREET, 11TH FLOOR, BOSTON, MA 02109
DOWNSTATE SECURITIES GROUP, INC.
259 INDIAN ROCKS ROAD NO., BELLEAIR BLUFFS, FL 33770-1729
DOYLE, JOHN JOSEPH
C/O MAC CONSULTING GROUP INC., 30 BROAD STREET – SUITE 2201, NEW YORK, NY 10004
DPEC CAPITAL, INC.
135 FIFTH AVE. 10TH FLOOR, NEW YORK, NY 10010
DRAGONFLY CAPITAL PARTNERS, LLC
1310 S. TRYON ST., SUITE 109, CHARLOTTE, NC 28203
DRESNER INVESTMENT SERVICES, INC.
20 NORTH CLARK STE- STE 3550, CHICAGO, IL 60602
Mailing Address: 20 NORTH CLARK ST- STE 3550, CHICAGO, IL 60602
DREXEL HAMILTON, LLC
2000 MARKET STREET, SUITE 1460, PHILADELPHIA, PA 19103
DRIEHAUS SECURITIES LLC
25 EAST ERIE ST, CHICAGO, IL 60611-2703
Mailing Address: 25 EAST ERIE STREET, CHICAGO, IL 60611-2703
DRU STOCK, INC.
84 SOUTH MAIN STREET, BUILDING C, NEWTOWN, CT 06470
Mailing Address: 84 SOUTH MAIN STREET, BUILDING C, NEWTOWN, CT 06470
DSIL INVESTMENT SERVICES LLC
532 BROADWAY, 9TH FLOOR, NEW YORK, NY 10012-3939
DSRM BROKERAGE, LLC
501 MADISON AVENUE, SUITE 501, NEW YORK, NY 10022
DT SECURITIES, LTD.
11132 VENTURA BLVD., SUITE 415, STUDIO CITY, CA 91604
Mailing Address: 11132 VENTURA BLVD., STUDIO CITY, CA 91604
DU PASQUIER & CO., INC.
ONE BATTERY PARK PLAZA, NEW YORK, NY 10004
DUBEAU CAPITAL USA, INC.
405-5600, BOUL. DES GALERIES, QUEBEC CITY, QC G2K 2H6 CANADA
DUFF & PHELPS SECURITIES LLC
311 S. WACKER DRIVE, SUITE 4200, CHICAGO, IL 60606
DUNCAN-WILLIAMS, INC.
6750 POPLAR A VENUE – SUITE 300, MEMPHIS (SHELBY), TN 38138-7424
Mailing Address: 6750 POPLAR AVENUE – SUIITE 300, MEMPHIS (SHELBY), TN 38138-7424
DUNDEE SECURITIES INC.
1 ADELAIDE STREET EAST, 21ST FLOOR, TORONTO, M5C 2V9 CANADA
DUNES SECURITIES CORPORATION
6 QUEENS FOLLY ROAD, HILTON HEAD ISLAND, SC 29928
Mailing Address: P.O. BOX 21326, HILTON HEAD ISLAND, SC 29925
DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.
10251 VISTA SORRENTO PARKWAY, SUITE 200, SAN DIEGO, CA 92121
Mailing Address: P.O. BOX 910309, SAN DIEGO, CA 92191
DUNN & PARTNERS, LLC
225 FRANKLIN STREET, 26TH FLOOR, BOSTON, MA 02110
DUPONT CAPITAL MANAGEMENT MARKETING CORPORATION
DELAWARE CORPORATE CENTER, ONE RIGHTER PARKWAY, SUITE 3200, WILMINGTON, DE 19803-1534
DUPREE & COMPANY, INC.
125 SOUTH MILL STREET, LEXINGTON, KY 40507-1683
Mailing Address: P. O. BOX 1149, LEXINGTON, KY 40588-1149
DUXBURY FINANCIAL LLC
15 DEPOT STREET, DUXBURY, MA 02332
Mailing Address: P.O. BOX 2772, DUXBURY, MA 02332
DVB CAPITAL MARKETS LLC
609 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10017
DWM FINANCE LLC
800 POST ROAD, 3RD FLOOR, DARIEN, CT 06820
DWS INVESTMENTS DISTRIBUTORS, INC
222 SOUTH RIVERSIDE PLAZA, CHICAGO, IL 60606-5808
Mailing Address: 280 PARK AVENUE, 6TH FL. WEST, MAILSTOP NYC03-0630, NEW YORK, NY 10017
DYNAMEX TRADING, LLC
220 BUSH ST., STE 360, SAN FRANCISCO, CA 94104-3533
DYNASTY CAPITAL PARTNERS, INC.
5445 DTC PARKWAY, SUITE 940, GREENWOOD VILLAGE, CO 80111
DZ FINANCIAL MARKETS LLC
609 FIFTH AVENUE, NEW YORK, NY 10017
Mailing Address: 609 FIFTH AVE, NEW YORK, NY 10017
E
E & G INVESTMENTS, LP
230 WESTCOTT, SUITE 220, HOUSTON, TX 77007
E&J SECURITIES CORP.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
E*TRADE CAPITAL MARKETS LLC
440 S. LASALLE STREET – SUITE 3030, CHICAGO, IL 60605-1028
E*TRADE CLEARING LLC
HARBORSIDE FINANCIAL CENTER, 34 EXCHANGE PLACE, 501 PLAZA II – 5TH FLOOR, JERSEY CITY, NJ 07311
E*TRADE SECURITIES LLC
135 E. 57TH STREET, 14TH FLOOR, NEW YORK, NY 10022
E-W INVESTMENTS, INC.
205 E. LAS TUNAS DRIVE, SAN GABRIEL, CA 91776
E. E. POWELL & COMPANY INC.
200 NORTHPOINTE CIRCLE, SUITE 304, SEVEN FIELDS, PA 16046
E. H. SMITH JACOBS & CO., INC.
30 BROAD STREET, 20TH FLOOR, NEW YORK, NY 10004
E. MAGNUS OPPENHEIM & CO. INC.
14 EAST 38TH STREET / 7TH FLOOR, NEW YORK, NY 10016-0005
E. S. HOPE FINANCIAL
1635 ROSECRANS ST., SUITE D, SAN DIEGO, CA 92106
E.J. DE LA ROSA & CO., INC.
10866 WILSHIRE BLVD., PENTHOUSE SUITE 1650, LOS ANGELES, CA 90024
E.L.K. CAPITAL ADVISORS, LLC
1033 SKOKIE BOULEVARD, SUITE 450, NORTHBROOK, IL 60062
E.S. FINANCIAL SERVICES, INC.
1395 BRICKELL AVE, SUITE 490, MIAMI, FL 33131
Mailing Address: 1395 BRICKELL AVE 4TH FLOOR, MIAMI, FL 33131
E1 ASSET MANAGEMENT, INC.
44 WALL STREET, 9TH FLOOR, NEW YORK, NY 10005
EA MARKETS SECURITIES LLC
1515 BROADWAY, 12TH FLOOR, NEW YORK, NY 10036
EAGLE EQUITIES, INC.
400 CRAIN HIGHWAY S.W., GLEN BURNIE, MD 21061-3645
Mailing Address: 400 CRAIN HWY S.W., GLEN BURNIE, MD 21061
EAGLE FUND DISTRIBUTORS, INC.
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
EAGLE LEDGE CAPITAL, LLC
724 W. RICHMOND AVENUE, CLOVIS, CA 93619
Mailing Address: 6301 OWENSMOUTH AVENUE, SUITE 750, WOODLAND HILLS, CA 91367
EAGLE ONE INVESTMENTS, LLC
401 WESTVIEW COURT, WASHINGTON, IA 52353-0886
Mailing Address: P.O. BOX 886, WASHINGTON, IA 52353-0886
EARLYBIRDCAPITAL, INC.
ONE HUNTINGTON QUADRANGLE, SUITE 4C18, MELVILLE, NY 11747
EAST SHORE PARTNERS, INC.
150 MOTOR PARKWAY, STE 202, HAUPPAUGE, NY 11788
EAST WIND SECURITIES, LLC
1010 AVENUE OF THE AMERICAS, SUITE 300, NEW YORK, NY 10018
EAST/WEST SECURITIES CO.
555 MONTGOMERY ST, STE 601, SAN FRANCISCO, CA 94111
Mailing Address: 555 MONTGOMERY STREET, STE 601, SAN FRANCISCO, CA 94111
EASTERN DENTAL BROKERAGE SERVICES, LLC
200 FRIBERG PARKWAY, SUITE 2002, WESTBOROUGH, MA 01581-3983
EASTGATE SECURITIES, LLC
TWO RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006
EASTON INVESTMENT SERVICES, LLC
320 E 90TH DRIVE, MERRILLVILLE, IN 46410-7188
EATON VANCE DISTRIBUTORS, INC.
TWO INTERNATIONAL PLACE, BOSTON, MA 02110
EBH SECURITIES, INC.
8867 MAJOR RUN, INDIANAPOLIS, IN 46256-1384
ECA SECURITIES, LLC
15260 VENTURA BLVD., 20TH FLOOR, SHERMAN OAKS, CA 91403
ECLYPSE SECURITIES LLC
1200 ASHWOOD PARKWAY, SUITE 128, ATLANTA, GA 30338
ECM SECURITIES CORP.
4740 PEACH STREET, ERIE, PA 16509-2008
ECOBAN SECURITIES CORPORATION
60 EAST 42ND STREET SUITE 1663, NEW YORK, NY 10663
ECONOMY SECURITIES, INCORPORATED
1301 MORTENSEN LANE, EVANSVILLE, IN 47715
EDELMAN & CO., LTD.
627 EAST BAY POINT ROAD, BAYSIDE, WI 53217
Mailing Address: 333 WEST BROWN DEER ROAD, MILWAUKEE, WI 53217
EDGE CORPORATE FINANCE, LLC
1380 W. PACES FERRY RD., SUITE 1000, ATLANTA, GA 30327
Mailing Address: 1380 W. PACES FERRY RD., SUITE 1000, ATLANTA, GA 30327
EDGE TRADING INC.
11 WALL STREET, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005
EDGEMONT CAPITAL PARTNERS, L.P.
119 WEST 40TH STREET, 19TH FLOOR, NEW YORK, NY 10018
EDGEPOINT CAPITAL ADVISORS LLC
3700 PARK EAST DRIVE SUITE 160, BEACHWOOD, OH 44122
Mailing Address: 3700 PARK EAST DRIVE, SUITE 160, BEACHWOOD, OH 44122
EDGEWATER CAPITAL, LLC
9841 AIRPORT BLVD., 650, LOS ANGELES, CA 90045
Mailing Address: 9841 AIRPORT BLVD., 650, LOS ANGELES, CA 90045
EDGEWOOD SERVICES, INC.
FEDERATED INVESTORS TOWER, 1001 LIBERTY AVENUE, PITTSBURGH, PA 15222-3779
EDI FINANCIAL, INC.
12221 MERIT DRIVE, SUITE 1020, DALLAS, TX 75251-2207
EDWARD JONES
12555 MANCHESTER ROAD, ST. LOUIS, MO 63131-3729
EDWIN C. BLITZ INVESTMENTS, INC.
191 WAUKEGAN ROAD #101, NORTHFIELD, IL 60093
EFC FINANCIAL SERVICES, LLC
50 MILLSTONE RD., BLDG 400 STE 300, EAST WINDSOR, NJ 08520
Mailing Address: 50 MILLSTONE ROAD, BLDG 400 STE 300, EAST WINDSOR, NJ 08520
EFG CAPITAL INTERNATIONAL
701 BRICKELL AVE, 9TH FLOOR & SUITE 1250, MIAMI, FL 33131-2867
EHRENBERG CHESLER SECURITIES, INC
7373 BROADWAY, SUITE 108, SAN ANTONIO, TX 78209
Mailing Address: 223 JUSTIN ROAD, MURPHY, TX 75094
EIDE BAILLY SECURITIES, LLC
4310 17TH AVENUE S, FARGO, ND 58108-2545
Mailing Address: PO BOX 2545, FARGO, ND 58108-2545
EIM SECURITIES (USA) INC.
750 LEXINGTON AVENUE, 27TH FLOOR, NEW YORK, NY 10022
EK RILEY INVESTMENTS, LLC
1201 THIRD AVENUE, SUITE 5300, SEATTLE, WA 98101
EKN FINANCIAL SERVICES INC.
135 CROSSWAYS PARK DR., SUITE 101, WOODBURY, NY 11797
Mailing Address: 135 CROSSWAYS PARK DR., WOODBURY, NY 11797
ELECTRONIC BROKERAGE SYSTEMS, LLC
141 W. JACKSON BOULEVARD,, SUITE 3510, CHICAGO, IL 60604
Mailing Address: 141 W. JACKSON, SUITE 3510, CHICAGO, IL 60604
ELECTRONIC GLOBAL SECURITIES, INC.
330 MADISON AVE, SUITE 606, NEW YORK, NY 10017
ELECTRONIC SECURITIES PROCESSING (ESP) LLC
140 BROADWAY, 21ST FLOOR, NEW YORK, NY 10005
ELECTRONIC TRANSACTION CLEARING, INC.
660 S. FIGUEROA STREET SUITE 1450, LOS ANGELES, CA 90017
Mailing Address: 660 S. FIGUEROA STREET SUITE 1450, LOS ANGELES, CA 90017
ELEVATION, LLC
1535 ELIZABETH AVENUE, SUITE 203, CHARLOTTE, NC 28204
ELIASON FINANCIAL GROUP, LLC
548 HIGHWAY 155, ST. GERMAIN, WI 54558
Mailing Address: P.O. BOX 777, ST. GERMAIN, WI 54558
ELLIOTT DAVIS BROKERAGE SERVICES, LLC
124 VERDAE BLVD, SUITE 504, GREENVILLE, SC 29607
ELLIOTT DAVIS CAPITAL PARTNERS, LLC
5696 PEACHTREE PARKWAY, SUITE A, NORCROSS, GA 30092
ELTEKON SECURITIES, LLC
100 CONGRESS AVE. STE. 250, AUSTIN, TX 78701
EM SECURITIES LLC
162 FIFTH AVENUE, 8TH FLOOR, NEW YORK, NY 10010
Mailing Address: 162 FIFTH AVENUE, NEW YORK, NY 10010
EMCOR SECURITIES, INC.
400 MADISON AVENUE, SUITE 8A, NEW YORK, NY 10017
EMERALD VENTURES, LLC
84 NE LOOP 410, SUITE 126, SAN ANTONIO, TX 78216
EMERGENT FINANCIAL GROUP, INC.
3500 AMERICAN BOULEVARD WEST, SUITE 325, BLOOMINGTON, MN 55431
Mailing Address: 3500 AMERICAN BOULEVARD WEST, SUITE 325, BLOOMINGTON, MN 55431
EMERGING GROWTH EQUITIES, LTD.
1150 FIRST AVE, PARK VIEW TOWER, SUITE 600, KING OF PRUSSIA, PA 19406-2816
EMERGING MANAGER ADVISORS LLC
130 EAST 59TH STREET, 11TH FLOOR, ATT: PAUL ECKEL, NEW YORK, NY 10022-1302
EMERSON EQUITY LLC
155 BOVET ROAD, SUITE 725, SAN MATEO, CA 94402
Mailing Address: 155 BOVET ROAD, SUITE 725, SAN MATEO, CA 94402
EMMET & CO, INC.
12 PEAPACK ROAD, FAR HILLS, NJ 07931
Mailing Address: P.O. BOX 160, FAR HILLS, NJ 07931
EMPIRE AMERICAN REALTY, LLC
25 PHILIPS PARKWAY, MONTVALE, NJ 07645
EMPIRE ASSET MANAGEMENT COMPANY
2 RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006
EMPIRE EXECUTIONS, INC.
40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
EMPIRE INVESTMENT INC.
136-20 38TH AVE., SUITE 9E, FLUSHING, NY 11354
EMPIRIC DISTRIBUTORS, INC.
6300 BRIDGEPOINT PARKWAY, BUILDING 2, SUITE 105, AUSTIN, TX 78730
Mailing Address: 6300 BRIDGEPOINT PARKWAY, BUILDING II, SUITE 105, AUSTIN, TX 78730
EMPIRICAL RESEARCH PARTNERS LLC
477 MADISON AVENUE, 23RD FLOOR, NEW YORK, NY 10022
EMPLOYEE BENEFITS INVESTMENT GROUP, INC.
3161 ST. JOHNS BLUFF RD. S. STE. 4, JACKSONVILLE, FL 32246
Mailing Address: P. O. BOX 19986, JACKSONVILLE, FL 32245
ENCLAVE CAPITAL LLC
708 THIRD AVENUE 19TH FLOOR, NEW YORK, NY 10017
ENDEAVOR CAPITAL
30 BROAD STREET, 26TH FLOOR, NEW YORK, NY 10004
ENERGY CAPITAL SOLUTIONS LLC
2651 NORTH HARWOOD, SUITE 410, DALLAS, TX 75201
ENERGY SECURITIES, INC.
1612 WESTGATE CIRCLE, SUITE 120, BRENTWOOD, TN 37027
Mailing Address: 1612 WESTGATE CIRLCE, SUITE 120, BRENTWOOD, TN 37027
ENERGYNET.COM, INC.
7201 I-40 WEST SUITE 319, AMARILLO, TX 79106
ENGLAND SECURITIES, LLC
1015 18TH STREET, NW, SUITE 900, WASHINGTON, DC 20036
ENLACE MARKETS, INC.
115 BROADWAY SUITE 1303, NEW YORK, NY 10005
ENNIS KNUPP SECONDARY MARKET SERVICES, LLC
10 S. RIVERSIDE PLAZA, SUITE 1600, CHICAGO, IL 60606
ENSEMBLE FINANCIAL SERVICES, INC.
179 SULLY’S TRAIL, SUITE 302, PITTSFORD, NY 14534
Mailing Address: 179 SULLY’S TRAIL, SUITE 302, PITTSFORD, NY 14534-4599
ENSTREAM CAPITAL SECURITIES, LLC
100 CRESCENT COURT, STE. 700, DALLAS, TX 75201
ENTERPRISE EQUITIES, INC.
10227 WINCOPIN CIRCLE, SUITE 800, COLUMBIA, MD 21044
ENTRUST SECURITIES LLC
717 FIFTH AVENUE, 25TH FLOOR, NEW YORK, NY 10022
EP SECURITIES, LLC
99 PARK AVENUE (#1560), NEW YORK, NY 10016
EPOCH SECURITIES, INC.
132 TURNPIKE ROAD, SUITE 210, SOUTHBOROUGH, MA 01772
Mailing Address: 30 HUDSON STREET, 27TH FLOOR, JERSEY CITY, NJ 07302-4699
EQUABLE SECURITIES CORPORATION
330 NORTH 121ST STREET, MILWAUKEE, WI 53226-3895
EQUIBASE CAPITAL MARKETS, LLC
1200 NORTH ASHLAND AVENUE; SUITE 600, CHICAGO, IL 60622
EQUIBOND, INC.
1801 CENTURY PARK EAST, STE. 1470, LOS ANGELES, CA 90067
EQUIFINANCIAL LLC
1717 NORTH BAYSHORE DRIVE, SUITE 124, MIAMI, FL 33132
Mailing Address: 1717 NORTH BAYSHORE DRIVE, SUITE 217, MIAMI, FL 33132
EQUILEND
17 STATE STREET, 9TH FLOOR, NEW YORK, NY 10004
EQUINOX SECURITIES, INC.
4050 PHELAN ROAD, SUITE 9, PHELAN, CA 92371
EQUISHARES CORPORATION
#7 N. BEMISTON, ST LOUIS, MO 63105
EQUITABLE ADVISORS, INC.
4400 HARDING ROAD, SUITE 310, NASHVILLE, TN 37205
EQUITAS AMERICA, LLC
38505 COUNTRY CLUB DRIVE, SUITE 110, FARMINGTON HILLS, MI 48331-3429
EQUITRUST MARKETING SERVICES, LLC
5400 UNIVERSITY AVENUE, WEST DES MOINES, IA 50266
EQUITY CONCEPTS, INC.
10777 SUNSET OFFICE DR, SUITE 318, SUNSET HILLS, MO 63127-1040
EQUITY INVESTMENT SERVICES, INC
1640 PEPPERWOOD DRIVE, ST. LOUIS, MO 63146
Mailing Address: P. O. BOX 28338, ST. LOUIS, MO 63146
EQUITY SERVICES, INC.
ONE NATIONAL LIFE DRIVE, MONTPELIER, VT 05604
EQUITY SOURCE PARTNERS, LLC
7 E. CARVER STREET, SECOND FLOOR, HUNTINGTON, NY 11743
EQUITY STATION, INC.
1200 N. FEDERAL HIGHWAY, SUITE 400, BOCA RATON, FL 33432
EQUUS FINANCIAL CONSULTING LLC
257 RIVERSIDE AVENUE, WESTPORT, CT 06880
Mailing Address: 257 RIVERSIDE AVE, WESTPORT, CT 06880
ERNST & YOUNG CORPORATE FINANCE (CANADA) INC.
222 BAY STREET, ERNST & YOUNG TOWER, TORONTO, M5K 1J7 ONTARIO, CANADA
ERNST CAPITAL GROUP I, INC.
3130 WEST 57TH STREET, SUITE 101, SIOUX FALLS, SD 57108
EROOM SECURITIES L.L.C.
440 S. LASALLE STREET, SUITE 2101, CHICAGO, IL 60605
ESAE CAPITAL PARTNERS, LLC
233 BROADWAY, SUITE 704, WOOLWORTH BUILDING, NEW YORK, NY 10279
ESICO CO.
15 WEST 72 ST #29F, NEW YORK, NY 10023
Mailing Address: 15 W. 72 ST – #29F, NEW YORK, NY 10023
ESL INVESTMENT SERVICES, LLC
225 CHESTNUT STREET, ROCHESTER, NY 14604-2424
ESN NORTH AMERICA, INC.
520 MADISON AVE, NEW YORK, NY 10022
ESPOSITO SECURITIES, LLC
300 CRESCENT COURT, SUITE 650, DALLAS, TX 75201
ESSEX FINANCIAL SERVICES, INC.
176 WESTBROOK ROAD, ESSEX, CT 06426
Mailing Address: P.O. BOX 999, ESSEX, CT 06426-0999
ESSEX NATIONAL SECURITIES, INC.
550 GATEWAY DRIVE, SUITE 210, NAPA, CA 94558
ESSEX RADEZ LLC
440 S. LASALLE #1111, CHICAGO, IL 60605-1028
ESSEX SECURITIES LLC
168 CENTRE STREET, DANVERS, MA 01923
ESTRADA HINOJOSA & COMPANY, INC.
1717 MAIN STREET LB 47, DALLAS, TX 75201-7361
EULAV SECURITIES, INC.
220 EAST 42ND STREET, NEW YORK, NY 10017
EUREKA CAPITAL MARKETS, LLC
610 NEWPORT CENTER DRIVE, SUITE 430, NEWPORT BEACH, CA 92660
EUREKACAP PARTNERS, INC.
673 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10022
EURO AMERICAN CAPITAL CORPORATION
3030 LBJ FRWY, SUITE #1310, DALLAS, TX 75234
Mailing Address: 3030 LBJ FRWY, LOCKBOX 57, DALLAS, TX 75234
EURO PACIFIC CAPITAL, INC.
88 POST ROAD WEST, 3RD FLOOR, WESTPORT, CT 06880
EURO-AMERICAN EQUITIES, INC.
4327 FOREST AVENUE S.E., MERCER ISLAND, WA 98040
Mailing Address: 4327 FOREST AVENUE S.E., MERCER ISLAND, WA 98040
EUROCONSULT CAPITAL, LLC
230 PARK AVENUE, STE. 2415, NEW YORK, NY 10169
EUROPA SECURITIES, LLC
3801 E FLORIDA AVENUE, STE. 400, DENVER, CO 80210
Mailing Address: 3801 E. FLORIDA AVENUE, STE. 400, DENVER, CO 80210
EUROPEAN AMERICAN EQUITIES, INC.
350 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY 10017
EVERCORE GROUP L.L.C.
55 EAST 52ND STREET, 38TH FLOOR, NEW YORK, NY 10055
Mailing Address: 55 EAST 52ND STREET, 38TH FLOOR, NEW YORK, NY 10055
EVERTRADE DIRECT BROKERAGE, INC.
8300 EAGER RD, SUITE 700, ST. LOUIS, MO 63144
EVOLUTION CAPITAL ADVISORS, LLC
1100 DEXTER AVENUE, SUITE #100, SEATTLE, WA 98109
EVOLUTION MARKETS FINANCIAL SERVICES LLC
10 BANK STREET, WHITE PLAINS, NY 10606
EVOLUTION SECURITIES US INC.
100 WOOD STREET, LONDON, EC2V7AN UNITED KINGDOM
Mailing Address: 100 WOOD STREET, LONDON, EC2V 7AN UNITED KINGDOM
EVOLVE SECURITIES, INC.
5300 BEE CAVES ROAD, BUILDING 3, SUITE 100, AUSTIN, TX 78746
EWING BEMISS & CO.
901 EAST BYRD STREET SUITE 1500, RICHMOND, VA 23219-4033
EWING CAPITAL, INC.
2722 UNICORN LN., N.W., WASHINGTON, DC 20015
EWT, LLC
9242 BEVERLY BLVD, SUITE 300, BEVERLY HILLS, CA 90210
EXANE, INC.
640 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10019
EXCALIBUR FINANCIAL GROUP, INC.
105 CORONADO CT., BUILDING 9-D, FORT COLLINS, CO 80525-4910
Mailing Address: 105 CORONADO CT., BUILDING 9-D, COLLINS, CO 80525-4910
EXCEL SECURITIES & ASSOCIATES, INC.
200 CANAL VIEW BLVD., STE. 204, ROCHESTER, NY 14623
EXECUTION ACCESS, LLC
143 UNION BLVD, SUITE 250, LAKEWOOD, CO 80228
EXECUTION NOBLE, LLC
102 GREENWICH AVENUE, SUITE 3R, GREENWICH, CT 06830
EXECUTIVE SERVICES SECURITIES, LLC
3445 PEACHTREE ROAD NE, SUITE 200, ATLANTA, GA 30326-1156
EXOS SECURITIES, LLC
560 MISSION ST, SUITE 2800, SAN FRANCISCO, CA 94105
EXOTIX USA INC.
444 MADISON AVENUE, 36TH FLOOR, NEW YORK, NY 10022
EXTENSION ADVISORS, LLC
4015 HILLSBORO PIKE, SUITE 214, NASHVILLE, TN 37215
EXVERE SECURITIES LLC
1301 FIFTH AVENUE STE. 3405,, SEATTLE, WA 98101
Mailing Address: 1301 FIFTH AVENUE STE. 3405, SEATTLE, WA 98101
EZ STOCKS, INC.
165 BISHOPS WAY, SUITE 147, BROOKFIELD, WI 53005
EZE CASTLE TRANSACTION SERVICES LLC
12 FARNSWORTH ST., 6TH FLOOR, BOSTON, MA 02210
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