We Have Recovered Investors’ Losses From
Every Major Wall Street Firm
Every Major Wall Street Firm
List of FINRA Members Firms U – Z
If your broker and/or brokerage firm recommended or sold unsuitable investments to you, contact us for a free consultation. Blum Law Group is a nationally recognized law firm dedicated to representing investors attempt to recover their investments losses.
The Financial Industry Regulatory Authority (“FINRA”), the largest independent regulator of securities brokerage firms doing business in the United States, oversees nearly 4,700 brokerage firms, including the following brokerage, securities and investment firms:
# – A – B – C – D – E – F – G – H – I – J – K – L – M – N – O – P – Q – R – S – T – U – V – W – X – Y – Z
U
U S PARTICIPATIONS LTD.
3909 HARTZDALE DRIVE, SUITE 901, CAMP HILL, PA 17011
U. S. BOSTON CAPITAL CORPORATION
LINCOLN NORTH, LINCOLN, MA 01773
Mailing Address: 55 OLD BEDFORD ROAD, SUITE 202, LINCOLN, MA 01773
U.S. BANCORP INVESTMENTS, INC.
60 LIVINGSTON AVENUE, EP-MN-WN3C, SAINT PAUL, MN 55107
Mailing Address: ONE U.S. BANK PLAZA, 7TH & WASHINGTON STREETS, SAINT LOUIS, MO 63101
U.S. BROKERAGE, INC.
673 MOHAWK ST., SUITE 200, COLUMBUS, OH 43206
U.S. FINANCIAL INVESTMENTS, INC.
90 BROAD STREET, 17TH FLOOR, NEW YORK, NY 10004
U.S. GLOBAL BROKERAGE, INC.
7900 CALLAGHAN ROAD, SAN ANTONIO, TX 78229
U.S. INVESTORS, INC.
515 KING STREET, SUITE 310, ALEXANDRIA, VA 22314
U.S. RE SECURITIES, LLC
ONE BLUE HILL PLAZA, 3RD FLOOR, PEARL RIVER, NY 10965
Mailing Address: ONE BLUE HILL PLAZA, P.O. BOX 1574, PEARL RIVER, NY 10965-1574
U.S. SECURITIES, INTL. CORP.
120 BROADWAY, SUITE 1017, NEW YORK, NY 10271
Mailing Address: 120 BROADWAY, NEW YORK, NY 10271
U.S. SELECT SECURITIES LLC
1455 FIRST STREET, SUITE 303, NAPA, CA 94559
U.S. STERLING SECURITIES, INC.
1393 VETERANS MEMORIAL HIGHWAY UNIT 412N, HAUPPAUGE, NY 11788
UBS FINANCIAL SERVICES INC.
1200 HARBOR BOULEVARD, WEEHAWKEN, NJ 07086
Mailing Address: 1000 HARBOR BLVD, 8TH FL, COMPLIANCE DEPARTMENT, WEEHAWKEN, NJ 07086
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
250 MUNOZ RIVERA AVENUE, HATO REY, PR 00918
Mailing Address: 1000 HARBOR BLVD, 8TH FLOOR, COMPLIANCE DEPARTMENT, WEEHAWKEN, NJ 07086
UBS FUND SERVICES (USA) LLC
242 TRUMBULL STREET, HARTFORD, CT 06103-1212
UBS GLOBAL ASSET MANAGEMENT (US) INC.
1285 AVENUE OF THE AMERICAS, 12TH FLOOR, NEW YORK, NY 10019
UBS SECURITIES LLC
677 WASHINGTON BOULEVARD, STAMFORD, CT 06901
Mailing Address: 201 TRESSER BLVD, ONE STAMFORD FORUM-2ND FLOOR, STAMFORD, CT 06901
UHLMANN PRICE SECURITIES, LLC
141 W. JACKSON BLVD. STE.1340A, CHICAGO, IL 60604-0000
ULLICO INVESTMENT COMPANY, INC.
1625 EYE STREET, NW, WASHINGTON, DC 20006
ULTIMUS FUND DISTRIBUTORS, LLC
225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH 45246
ULTRALAT CAPITAL MARKETS, INC.
801 BRICKELL AVENUE, SUITE 1020, MIAMI, FL 33131
Mailing Address: 801 BRICKELL AVENUE, MIAMI, FL 33131
UMB DISTRIBUTION SERVICES, LLC
803 W. MICHIGAN STREET, SUITE A, MILWAUKEE, WI 53233
UMB FINANCIAL SERVICES, INC.
1010 GRAND AVENUE, KANSAS CITY, MO 64106
UMPQUA INVESTMENTS, INC.
200 SW MARKET ST., SUITE 1900, PORTLAND, OR 97201
UMTB SECURITIES INC.
630 FIFTH AVENUE, 22ND FLOOR, NEW YORK, NY 10111
UNDERHILL SECURITIES CORP.
4045 SOUTH SPENCER STREET, SUITE 108, LAS VEGAS, NV 89119
UNICREDIT CAPITAL MARKETS, INC
15O EAST 42ND STREET, NEW YORK, NY 10017-4679
Mailing Address: 150 EAST 42ND STREET, NEW YORK, NY 10017-4679
UNIFIED FINANCIAL SECURITIES, INC.
2960 N. MERIDIAN STREET, SUITE 300, INDIANAPOLIS, IN 46208
UNION CAPITAL COMPANY
4400 E. BROADWAY, SUITE 512, TUCSON, AZ 85711
UNION SQUARE ADVISORS LLC
TWO EMBARCADERO CENTER, SUITE 1330, SAN FRANCISCO, CA 94111
Mailing Address: TWO EMBARCADERO CENTER, SUITE 1330, SAN FRANCISCO, CA 94111
UNIONBANC INVESTMENT SERVICES, LLC
445 S. FIGUEROA STREET, 2ND FLOOR, LOS ANGELES, CA 90071
UNITED AMERICAN SECURITIES, INC.
441 LEXINGTON AVENUE SUITE 1220, NEW YORK, NY 10017
UNITED BROKERAGE SERVICES, INC
514 MARKET STREET, PARKERSBURG, WV 26101
Mailing Address: P. O. BOX 1508, PARKERSBURG, WV 26102-1508
UNITED CAPITAL MARKETS, INC.
240 CRANDON BLVD., SUITE 167, KEY BISCAYNE, FL 33149
UNITED EQUITY SECURITIES, LLC
10700 RICHMOND AVENUE, SUITE 252, HOUSTON, TX 77042
UNITED FINANCIAL GROUP, LTD
666 OLD COUNTRY ROAD STE 104, GARDEN CITY, NY 11530
UNITED GLOBAL SECURITIES, INC.
12950 DAIRY ASHFORD RD, SUGAR LAND, TX 77478-3102
UNITED PLANNERS’ FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
7333 E. DOUBLETREE RANCH ROAD #120, SCOTTSDALE, AZ 85258-2023
Mailing Address: P.O. BOX 5750, SCOTTSDALE, AZ 85261-5750
UNITED SECURITY CORPORATION
4400 BISCAYNE BLVD, SUITE 950, MIAMI, FL 33137
Mailing Address: 4400 BISCAYNE BLVD., MIAMI, FL 33137
UNIVERSAL FINANCIAL SERVICES INC.
METRO OFFICE PARK, STREET #1, LOT #10, GUAYNABO, PR 00921
UNIVEST INVESTMENTS, INC.
14 N. MAIN STREET, P.O. BOX 64197, SOUDERTON, PA 18964
Mailing Address: 14 N. MAIN STREET, ATTN: ANNETTE KNIBBS, SOUDERTON, PA 18964
UNIVEST SECURITIES, INC. DBA UNIVERSAL FINANCIAL GROUP
330 WEST 38TH STREET, SUITE 238, NEW YORK, NY 10018
UNX LLC
175 E. OLIVE AVENUE, SUITE 200, BURBANK, CA 91502
UOB GLOBAL EQUITY SALES LLC
592 FIFTH AVENUE, SUITE 602, NEW YORK, NY 10036
UOB KAY HIAN (U.S.) INC.
592 FIFTH AVENUE, 6TH FLOOR, NEW YORK, NY 10036
UPDATA SECURITIES, INC.
379 THORNALL STREET, 10TH FLOOR, EDISON, NJ 08837
UPROMISE INVESTMENTS, INC.
95 WELLS AVENUE, SUITE 160, NEWTON, MA 02459
UPRR SECURITIES, LLC
450 SEVENTH AVENUE, SUITE 1300, NEW YORK, NY 10123
US ARMA PARTNERS LP
FOUR PALO ALTO SQUARE, SUITE 100, 3000 EL CAMINO REAL, PALO ALTO, CA 94306
USA ADVANCED PLANNERS INC.
50 LOUIS STREET NW, SUITE 400, GRAND RAPIDS, MI 49503
USA FINANCIAL SECURITIES CORPORATION
6020 EAST FULTON, ADA, MI 49301
USAA FINANCIAL ADVISORS, INC.
9800 FREDERICKSBURG RD., SAN ANTONIO, TX 78288-0227
USAA INVESTMENT MANAGEMENT COMPANY
9800 FREDERICKSBURG ROAD, SAN ANTONIO, TX 78288-0227
USCVG, INC.
20 NEWPORT PKY, SUITE 1607, JERSEY CITY, NJ 07310
USI SECURITIES, INC.
95 GLASTONBURY BLVD., GLASTONBURY, CT 06033
Mailing Address: PO BOX 6505, 95 GLASTONBURY BLVD., GLASTONBURY, CT 06033
USP SECURITIES CORPORATION
15305 DALLAS PARKWAY, SUITE 1600, ADDISON, TX 75001
USRP EQUITIES, LLC
99 WOOD AVENUE SOUTH, ISELIN, NJ 08830
Mailing Address: 99 WOOD AVENUE SOUTH, ISELIN, NJ 08830
UTC FINANCIAL SERVICES USA, INC.
C/O TRINIDAD AND TOBAGO UNIT TRUST CORPORATION, UTC FINANCIAL CENTRE, 82 INDEPENDENCE SQUARE, PORT OF SPAIN, 00000 TRINIDAD
Mailing Address: C/O TRINIDAD AND TOBAGO UNIT TRUST CORPORATION, 40-40A GREEN STREET; ATTN: LAURA ALLEYNE, ARIMA, 00000 TRINIDAD
UVEST FINANCIAL SERVICES GROUP, INC.
5 COLISEUM CENTRE, 2810 COLISUEUM CENTRE DRIVE, CHARLOTTE, NC 28217
Mailing Address: 9875 TOWNE CENTRE DR, SAN DIEGO, CA 92123
UW INVESTMENT SERVICES
700 17TH STREET, SUITE 700, DENVER, CO 80202
Mailing Address: 700 17TH STREET, DENVER, CO 80202
V
V. M. MANNING & CO., INC.
211 E WASHINGTON ST SUITE B, GREENVILLE, SC 29601-2835
Mailing Address: P.O. BOX 10389, GREENVILLE, SC 29603
VAIL SECURITIES INVESTMENT, INC.
232 WEST MEADOW DRIVE, VAIL, CO 81657-5079
VALDES & MORENO, INC.
1600 GENESSEE STREET, SUITE 630, KANSAS CITY, MO 64102
VALIC FINANCIAL ADVISORS, INC.
2929 ALLEN PARKWAY, HOUSTON, TX 77019-2158
Mailing Address: P.O. BOX 3206, HOUSTON, TX 77253-3206
VALLEY FORGE ASSET MANAGEMENT CORP.
150 S. WARNER ROAD, SUITE 200, KING OF PRUSSIA, PA 19406
Mailing Address: P.O. BOX 960, VALLEY FORGE, PA 19482
VALLEY NATIONAL INVESTMENTS, INC.
1605 VALLEY CENTER PARKWAY, SUITE 160, BETHLEHEM, PA 18017
VALMARK SECURITIES, INC.
130 SPRINGSIDE DRIVE, SUITE 300, AKRON, OH 44333-2431
VALOR FINANCIAL SECURITIES LLC
521 WEST CENTRAL AVENUE, WINTER HAVEN, FL 33880
VALORES FINAMEX INTERNATIONAL, INC.
PASEO DE LA REFORMA #255 PISO 4, COLONIA CUAUHTEMOC, MEXICO CITY, 06500 MEXICO
VALTUS CAPITAL GROUP, LLC
3930 HOWARD HUGHES PARKWAY, SUITE 360, LAS VEGAS, NV 89169
Mailing Address: 18425 BURBANK BLVD, SUITE 715, TARZANA, CA 91356
VAN CLEMENS & CO. INCORPORATED
527 MARQUETTE AVENUE SOUTH, MINNEAPOLIS, MN 55402
Mailing Address: 527 MARQUETTE AVENUE SOUTH, SUITE 2000, MINNEAPOLIS, MN 55402
VAN ECK SECURITIES CORPORATION
335 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10017
VAN KAMPEN FUNDS INC.
522 FIFTH AVENUE, NEW YORK, NY 10036
Mailing Address: 2800 POST OAK BOULEVARD, 46TH FLOOR, HOUSTON, TX 77056
VAN LIEW SECURITIES, INC.
ONE REGENCY PLAZA, SUITE ONE, PROVIDENCE, RI 02903-3158
VANDERBILT SECURITIES, LLC
445 BROADHOLLOW ROAD, SUITE 400, MELVILLE, NY 11747
Mailing Address: POST OFFICE BOX 868, MELVILLE, NY 11747
VANDHAM SECURITIES CORP.
50 TICE BOULEVARD, WOODCLIFF LAKE, NJ 07677
VANGUARD CAPITAL
777 S. HIGHWAY 101, SUITE 204, SOLANA BEACH, CA 92075
VANGUARD MARKETING CORPORATION
100 VANGUARD BLVD, MALVERN, PA 19355
Mailing Address: 400 DEVON PARK DRIVE- A39, WAYNE, PA 19087
VANTAGE SECURITIES, INC.
150 FAYETTEVILLE STREET, SUITE 1130, RALEIGH, NC 27601
VARIABLE INVESTMENT ADVISORS, INC.
4305 S. LOUISE AVE STE 101A, SIOUX FALLS, SD 57106-3115
VARIANT TRADING INSTITUTIONAL GROUP, INC.
3998 FAU BOULEVARD, SUITE 120, BOCA RATON, FL 33431
Mailing Address: 3998 FAU BOULEVARD, SUITE 120-B, BOCA RATON, FL 33431
VASILIOU & COMPANY, INC.
1000 SO. POINTE DRIVE, MIAMI BEACH, FL 33139
VAUGHAN AND COMPANY SECURITIES, INC.
68 PASSAIC STREET, RIDGEWOOD, NJ 07450-9998
VBC SECURITIES, LLC
348 CLIFTON AVENUE, CLIFTON, NJ 07011-2619
VCAP SECURITIES, LLC
437 MADISON AVENUE, 39TH FLOOR, NEW YORK, NY 10022
VCG SECURITIES, LLC
407 S.E. 1ST STREET, DELRAY BEACH, FL 33483
VCM SECURITIES, LLC.
44 WALL STREET, 21 FLOOR, NEW YORK, NY 10005
Mailing Address: 44 WALL STREET, NEW YORK, NY 10005
VEBER PARTNERS, L.L.C.
605 NW 11TH AVENUE, PORTLAND, OR 97209-3235
VECTOR SECURITIES INTERNATIONAL, L.L.C.
1751 LAKE COOK ROAD-SUITE 350, DEERFIELD, IL 60015
Mailing Address: 1751 LAKE COOK ROAD – SUITE 350, DEERFIELD, IL 60015
VECTORGLOBAL WMG
801 BRICKELL AVENUE, SUITE 2500, MIAMI, FL 33131
VELOCITYHEALTH SECURITIES, INC.
95 WHITE BRIDGE ROAD, SUITE 409, NASHVILLE, TN 37205
VENECREDIT SECURITIES, INC.
1111 BRICKELL AVENUE, SUITE 1575, MIAMI, FL 33131
Mailing Address: 1111 BRICKELL AVENUE, SUITE 1580, MIAMI, FL 33131
VENTOUX SECURITIES, LLC
5590 BUNKY WAY, ATLANTA, GA 30338
VENTURE PARTNERS CAPITAL, L.L.C.
1224 MILL STREET, BUILDING A-100, EAST BERLIN, CT 06023
Mailing Address: MILL CROSSING, P. O. DRAWER 9, KENSINGTON, CT 06037
VERAPOINT SECURITIES LLC
300 PARK AVENUE, SUITE 1704, NEW YORK, NY 10022
VERITAGE GROUP, LLC
4 MEGONKO ROAD, NATICK, MA 01760
VERITAS SECURITIES CORP.
40 WALL STREET, 28TH FLOOR – SUITE 2819, NEW YORK, NY 10005
VERITRUST FINANCIAL, LLC
3755 CAPITAL HIGHWAY SOUTH, SUITE 130, AUSTIN, TX 78704
Mailing Address: 3755 CAPITAL HIGHWAY SOUTH, SUITE 130, AUSTIN, TX 78704
VERITY INVESTMENTS, INC.
280 S. MANGUM STREET, SUITE 550, DURHAM, NC 27701
VERSANT PARTNERS USA, INC.
1100 BOUL. RENE-LEVESQUE WEST, SUITE 1310, MONTREAL, H3B 4N4 QUEBEC CANADA
VESTECH SECURITIES, INC.
8100 E. 22ND ST NORTH #B, BLDG 600, WICHITA, KS 67226
Mailing Address: 8100 E. 22ND STREET NORTH #B, BLDG 600, WICHITA, KS 67226
VESTOR CAPITAL SECURITIES CORPORATION
10 S. RIVERSIDE PLAZA, SUITE 1400, CHICAGO, IL 60606-3840
Mailing Address: 10 S. RIVERSIDE PLAZA, SUITE 1400, CHICAGO, IL 60606
VETUS SECURITIES LLC
1300 E. 9TH STREET, SUITE 600, CLEVELAND, OH 44114
VFG SECURITIES, INC.
2121 CLOVERFIELD AVENUE, SUITE #115, SANTA MONICA, CA 90404
VFIC SECURITIES, INC.
1030 OLD VALLEY FORGE ROAD, KING OF PRUSSIA, PA 19406
VFINANCE INVESTMENTS, INC
1200 N. FEDERAL HIGHWAY, SUITE 400, BOCA RATON, FL 33432
VIANT CAPITAL LLC
500 WASHINGTON ST., SUITE 325, SAN FRANCISCO, CA 94111
Mailing Address: 500 WASHINGTON STREET, SUITE 325, SAN FRANCISCO, CA 94111
VICTORY CAPITAL ADVISERS, INC.
127 PUBLIC SQUARE, 21ST FLOOR, CLEVELAND, OH 44114-1306
VICTORY PARK SECURITIES, LLC
227 W. MONROE STREET, CHICAGO, IL 60606
VIEW PARTNERS CAPITAL LLC
575 MADISON AVE, 10TH FLOOR, NEW YORK, NY 10022
VIEWPOINT SECURITIES, LLC
401 WEST A STREET, STE 325, SAN DIEGO, CA 92101
VIEWTRADE SECURITIES, INC.
7280 W. PALMETTO PARK RD., 105, BOCA RATON, FL 33433
VINING SPARKS
775 RIDGE LAKE BLVD., SUITE 200, MEMPHIS, TN 38120
VISCOGLIOSI & COMPANY, LLC
505 PARK AVENUE, 14TH FLOOR, NEW YORK, NY 10022
VISION
4 HIGH RIDGE PARK, STAMFORD, CT 06905
VISION FINANCIAL MARKETS LLC
4 HIGH RIDGE PARK, SUITE 100, STAMFORD, CT 06905-1325
VISION INVESTMENT SERVICES, INC.
6111 NORTH RIVER ROAD, 8TH FLOOR, ROSEMONT, IL 60018
VISIONQUEST SECURITIES, LLC.
5205 CAMDEN LAKE PARKWAY, ACWORTH, GA 30101
VISTA MANAGEMENT COMPANY
3101 SESSIONS ROAD, TALLAHASSEE, FL 32303
Mailing Address: P.O. BOX 1878, TALLAHASSEE, FL 32302-1878
VISTA SECURITIES, INC.
9400 NORTH CENTRAL EXPRESSWAY, SUITE 1625, DALLAS, TX 75231
VISUN SECURITIES CORPORATION
175 N. PATRICK BOULEVARD, SUITE 190, BROOKFIELD, WI 53045
VLS SECURITIES LLC
65 LOCUST AVENUE, SUITE 301, NEW CANAAN, CT 06840
Mailing Address: 65 LOCUST AVENUE, NEW CANAAN, CT 06840
VOGUE CAPITAL MANAGEMENT LLC
2741 PARKVIEW DRIVE, HALLANDALE, FL 33009
VOLTAIRE INVESTMENTS, LLC
9212 NORTH KOBER ROAD, PARADISE VALLEY, AZ 85253
VONTOBEL SECURITIES LTD.
DREIKOENIGSTRASSE 37, ZURICH, 08022 SWITZERLAND
VORPAHL WING SECURITIES
505 W. RIVERSIDE SUITE 205, SPOKANE, WA 99201
VP DISTRIBUTORS INC
100 PEARL ST, 8TH FLOOR, HARTFORD, CT 06103
VPE WERTPAPIERHANDELSBANK AG
MAXIMILIANSPLATZ 17, MUENCHEN, D-80333 GERMANY
VRA PARTNERS, LLC
3414 PEACHTREE ROAD, N.E., SUITE 1125, ATLANTA, GA 30326
VSR FINANCIAL SERVICES, INC.
8620 W 110TH STREET, 200, OVERLAND PARK, KS 66210-9651
Mailing Address: PO BOX 26250, SHAWNEE MISSION, KS 66225-6250
VT BROKERS, LLC
220 BUSH STREET, SUITE 950, SAN FRANCISCO, CA 94104
Mailing Address: 220 BUSH STREET, SUITE 950, SAN FRANCISCO, CA 94104
VULCAN SECURITIES LLC
220 MONTGOMERY STREET, #1421, SAN FRANCISCO, CA 94104
VWM INSURANCE SERVICES, LLC
600 CALIFORNIA STREET – SUITE 1330, SAN FRANCISCO, CA 94108
W
WG SECURITIES, LLC
264 AMITY ROAD, SUITE 106, WOODBRIDGE, CT 06525
W R RICE FINANCIAL SERVICES, INC.
938 FOREST AVE., PORTLAND, ME 04103
W&S BROKERAGE SERVICES, INC.
400 BROADWAY, CINCINNATI, OH 45202
Mailing Address: 400 BROADWAY, 4TH FLOOR, MS 36, CINCINNATI, OH 45202
W. H. COLSON SECURITIES, INC.
211 COMMERCE STREET, SUITE C, GREENVILLE, NC 27858
Mailing Address: P. O. BOX 4007, GREENVILLE, NC 27836-2007
W. H. MELL ASSOCIATES, INC.
450 SPRINGFIELD AVENUE, SUMMIT, NJ 07901
W. H. REAVES & CO., INC.
10 EXCHANGE PLACE, JERSEY CITY, NJ 07302
W. P. STEWART SECURITIES LIMITED
TRINITY HALL 43 CEDAR AVENUE, HAMILTON, HM 12 BERMUDA
Mailing Address: P.O. BOX HM 2905, HAMILTON HMLX, HM LX BERMUDA
W. R. TAYLOR & COMPANY, LLC
4740 WOODMERE BOULEVARD, MONTGOMERY, AL 36106
W. Y. CAMPBELL & COMPANY
ONE WOODWARD AVENUE – 26TH FLOOR, DETROIT, MI 48226
W.E. NIGHTINGALE BROKERAGE SERVICES, INC.
18632 N.W.BERNINA CT., ISSAQUAH, WA 98027
Mailing Address: 4957 LAKEMONT BLVD STE C-4, PMB 10, BELLEVUE, WA 98006
W.F.C.G. SECURITIES, INC.
2700 SOUTH SOUTHEAST BOULEVARD SUITE 205, SPOKANE, WA 99223-4984
W.G. NIELSEN & CO.
3200 CHERRY CREEK DRIVE SOUTH, SUITE 470, DENVER, CO 80209
W.J. BLUM & SONS, LLC
81 BROMPTON ROAD, GARDEN CITY, NY 11530
Mailing Address: 81 BROMPTON RAOD, GARDEN CITY, NY 11530
W.J. BRADLEY COMPANY
201 COLUMBINE STREET, SUITE 300, DENVER, CO 80206
W.R. HAMBRECHT + CO., LLC
PIER 1, BAY 3, SAN FRANCISCO, CA 94111
WACHTEL & CO., INC.
1101 FOURTEENTH ST.-NW, WASHINGTON, DC 20005
WADDELL & REED, INC.
6300 LAMAR AVENUE, OVERLAND PARK, KS 66202-4200
Mailing Address: P.O. BOX 29217, ATTN: TERRY LISTER, SHAWNEE MISSION, KS 66201-9217
WADSWORTH INVESTMENT CO., INC.
879 CHURCH ST. RT. 68, WALLINGFORD, CT 06492-2001
WAFRA SECURITIES CORPORATION
345 PARK AVENUE 41ST FLOOR, NEW YORK, NY 10154-0101
WALKER CAPITAL PARTNERS, LLC
ONE GLENLAKE PARKWAY, SUITE 925, ATLANTA, GA 30328
Mailing Address: 5524 FORT FISHER WAY, NORCROSS, GA 30092
WALL AND COMPANY SECURITIES, INC.
11680 STEPHENVILLE DR, FRISCO, TX 75035
WALL STREET ACCESS
17 BATTERY PLACE 11TH FLOOR, NEW YORK, NY 10004
WALL STREET ADVISOR SERVICES, LLC
17 BATTERY PLACE 11TH FLOOR, NEW YORK, NY 10004
WALL STREET CAPITAL CORPORATION
14615 MANCHESTER ROAD, SUITE 204, ST. LOUIS, MO 63011
WALL STREET FINANCIAL GROUP, INC.
255 WOODCLIFF DR, FAIRPORT, NY 14450
WALL STREET MANAGEMENT CORPORATION
441 LEXINGTON AVENUE, 17TH FLOOR, NEW YORK, NY 10017
WALL STREET MONEY CENTER CORP.
2385 EXECUTIVE CENTER DR., SUITE #100, BOCA RATON, FL 33431
Mailing Address: 2385 EXECUTIVE CENTER DRIVE, SUITE #100, BOCA RATON, FL 33431
WALL STREET STRATEGIES, INC.
362 NORTH MAIN STREET, HURON, OH 44839
WALLACHBETH CAPITAL LLC
100 WALL STREET, 6TH FLOOR, NEW YORK, NY 10005
WALLER CAPITAL SECURITIES LLC
1 ROCKEFELLER PLAZA, SUITE #2322, NEW YORK, NY 10020
WALLSTREET*E FINANCIAL SERVICES, INC.
3111 PONCE DE LEON BLVD, CORAL GABLES, FL 33134
WALNUT CREEK CAPITAL ADVISORS, LLC
616 ELLIOTT ROAD, MCDONOUGH, GA 30252
WALNUT STREET SECURITIES, INC.
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
Mailing Address: C/O METLIFE SECURITIES, INC., 1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
WALTER GREENBLATT & ASSOCIATES, LLC
430 NASSAU STREET, PRINCETON, NJ 08540
WALTER J. DOWD, INC.
30 BROAD STREET, SUITE 2201, NEW YORK, NY 10004
WALTON JOHNSON & COMPANY
1430 SAN RAFAEL DRIVE, DALLAS, TX 75218
Mailing Address: P.O. BOX 192687, DALLAS, TX 75219
WALTON SECURITIES, INC.
4800 N SCOTTSDALE ROAD, SUITE 4000, SCOTTSDALE, AZ 85251
WAMPUM GROUP, LLC
71 BROADWAY, STE 12 D, NEW YORK, NY 10006
WANG INVESTMENT ASSOCIATES, INC.
183 MADISON AVENUE, SUITE 204, NEW YORK, NY 10016
WARD’S FINANCIAL SERVICES, LTD.
14720 S. WILL-COOK ROAD, HOMER GLEN, IL 60441-6834
Mailing Address: P.O. BOX 799, ORLAND PARK, IL 60462-0799
WARNER BECK INCORPORATED
17140 BERNARDO CENTER DRIVE, SUITE 300, SAN DIEGO, CA 92128
WARNER FINANCIAL INTERNATIONAL INCORPORATED
1706 RURAL STREET, ROCKFORD, IL 61107
WARREN D. NADEL & COMPANY
7 WALNUT ROAD, GLEN COVE, NY 11542
WARREN G. TOWNE
595 SUNSET LA, FOND DU LAC, WI 54935
WASHINGTON SECURITIES CORPORATION
6935 WISCONSIN AVE NO. 510, CHEVY CHASE, MD 20815-6113
WATERFORD CAPITAL, INC.
15455 N. DALLAS PKWY STE 750, ADDISON, TX 75001
WATERFORD INVESTOR SERVICES, INC.
1201 S. HIGHLAND AVENUE, SUITE 2, CLEARWATER, FL 33756
Mailing Address: 1201 S. HIGHLAND AVENUE, SUITE 2, CLEARWATER, FL 33756
WATERMARK ADVISORS, LLC
531 SOUTH MAIN STREET, SUITE ML-9, GREENVILLE, SC 29601
Mailing Address: P.O. BOX 1963, GREENVILLE, SC 29602
WATERMARK SECURITIES, INC.
900 THIRD AVENUE, 31ST FLOOR, NEW YORK, NY 10022
WATERSTONE FINANCIAL GROUP, INC.
ONE BEACON STREET, 22ND FLOOR, BOSTON, MA 02108
Mailing Address: ONE BEACON STREET, 22NF FLOOR, BOSTON, MA 02108
WATERVIEW SECURITIES, INC.
12201 MERIT DRIVE, SUITE 700, DALLAS, TX 75251
WATKINS FINANCIAL SERVICES, INC.
722 W SHEPARD LANE STE 103, FARMINGTON, UT 84025
WATSON MANAGEMENT ASSOCIATES, LLC
161 GRAND STREET, #2A, NEW YORK, NY 10013
WAVELAND CAPITAL PARTNERS LLC
19800 MACARTHUR BLVD, SUITE 650, IRVINE, CA 92612
WAYNE HUMMER INVESTMENTS L.L.C.
222 SOUTH RIVERSIDE PLAZA, SUITE 2800, CHICAGO, IL 60606
Mailing Address: P.O. BOX 750, CHICAGO, IL 60690-0750
WBB SECURITIES, LLC
16835 WEST BERNARDO DRIVE, SUITE 120, SAN DIEGO, CA 92127
WEA INVESTMENT SERVICES, INC.
45 NOB HILL ROAD, MADISON, WI 53713-3959
Mailing Address: PO BOX 7338, MADISON, WI 53707-7338
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
505 NORTH HWY 169, SUITE 900, PLYMOUTH, MN 55441
Mailing Address: 505 NORTH HWY 169, SUITE 900, PLYMOUTH, MN 55441
WEALTH MANAGEMENT RESOURCES, INC.
501 GREAT ROAD, SUITE 201, NO. SMITHFIELD, RI 02896
WEALTH MONITORS, INC.
11225 COLLEGE BLVD, SUITE # 100, OVERLAND PARK, KS 66210-2798
Mailing Address: 11225 COLLEGE BLVD., SUITE # 100, OVERLAND PARK, KS 66210-2798
WEALTHSTONE EQUITIES, INC.
5000 HORIZONS DR., COLUMBUS, OH 43220
WEAVER TIDWELL CAPITAL, LLC
12221 MERIT DRIVE, SUITE 1210, DALLAS, TX 75251
Mailing Address: 12221 MERIT DRIVE, SUITE 1210, DALLAS, TX 75251
WEDBUSH SECURITIES INC.
1000 WILSHIRE BLVD. SUITE 900, ATTN: BUSINESS CONDUCT, LOS ANGELES, CA 90017-2457
Mailing Address: P.O. BOX 30014, LOS ANGELES, CA 90030-0014
WEDGE ALTERNATIVES LLC
500 FIFTH AVENUE, SUITE 3150, NEW YORK, NY 10110
WEDGE SECURITIES, LLC
9800 MT. PYRAMID COURT, SUITE 304, ENGLEWOOD, CO 80112
WEDGEWOOD PARTNERS, INC.
9909 CLAYTON ROAD, SUITE 103, ST. LOUIS, MO 63124-5142
WEEDEN & CO.L.P.
145 MASON ST, GREENWICH, CT 06830
WEISS CAPITAL SECURITIES, INC.
7111 FAIRWAY DRIVE, SUITE 102, PALM BEACH GARDENS, FL 33418
WEISSER JOHNSON CAPITAL LLC
1301 MCKINNEY, SUITE 2810, HOUSTON, TX 77010
WEITZ SECURITIES, INC.
ONE PACIFIC PLACE, 1125 SOUTH 103 ST. STE. 200, OMAHA, NE 68124-1071
WEITZEL FINANCIAL SERVICES, INC.
1665 EMBASSY WEST DR., SUITE 100, DUBUQUE, IA 52002-2259
Mailing Address: 1665 EMBASSY WEST DR. STE. 100, DUBUQUE, IA 52002-2259
WELCOME LIFE SECURITIES, LLC
6001 BROKEN SOUND PARKWAY, SUITE 320-A, BOCA RATON, FL 33487
WELLER, ANDERSON & CO., LTD.
811 RUSK, SUITE 1725, HOUSTON, TX 77002
WELLFLEET INVESTMENTS LLC
40 CUTTER MILL RD – SUITE 200, GREAT NECK, NY 11021
Mailing Address: PO BOX 222142, GREAT NECK, NY 11022-2142
WELLINGTON SECURITIES, INC.
80 LIBERTY STREET, SAN FRANCISCO, CA 94110
Mailing Address: PMB 187, 3288 21 STREET, SAN FRANCISCO, CA 94110-2423
WELLINGTON SHIELDS & CO., LLC
140 BROADWAY, SUITE 4400, NEW YORK, NY 10005
WELLINGTON WEST CAPITAL MARKETS (USA) INC.
145 KING STREET WEST, SUITE 700, TORONTO, ONTARIO, M5H 1J8 CANADA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ONE NORTH JEFFERSON AVENUE, ST. LOUIS, MO 63103
WELLS FARGO ADVISORS, LLC
ONE NORTH JEFFERSON AVENUE, ST. LOUIS, MO 63103
WELLS FARGO FUNDS DISTRIBUTOR, LLC
525 MARKET STREET, 12TH FLOOR, SAN FRANCISCO, CA 94105
WELLS FARGO INSTITUTIONAL SECURITIES, LLC
301 SOUTH COLLEGE STREET, ONE WACHOVIA CENTER, 8TH FLOOR, CHARLOTTE, NC 28202
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.
301 SOUTH COLLEGE STREET, 19TH FLOOR, MAIL CODE: D1053-190, CHARLOTTE, NC 28202
Mailing Address: 301 SOUTH COLLEGE STREET, 19TH FLOOR, MAIL CODE: NC 1396, CHARLOTTE, NC 28202
WELLS FARGO INVESTMENTS, LLC
420 MONTGOMERY STREET, 12TH FLOOR, MAC A0112-060, SAN FRANCISCO, CA 94104
Mailing Address: 550 CALIFORNIA STREET, 6TH FLOOR, MAC A0112-060, SAN FRANCISCO, CA 94104
WELLS FARGO SECURITIES, LLC
301 S. COLLEGE STREET, TW-8, MAIL CODE NC0602, CHARLOTTE, NC 28202-0602
Mailing Address: 301 S. COLLEGE STREET, TW-8, MAIL CODE NC0602, CHARLOTTE, NC 28288-0602
WELLS INVESTMENT SECURITIES,INC.
6200 THE CORNERS PARKWAY, SUITE 250, NORCROSS, GA 30092
WELLS NELSON & ASSOCIATES, L.L.C.
105 NORTH HUDSON, SUITE 600, OKLAHOMA CITY, OK 73102
WELSH SECURITIES LLC
4350 BAKER RD, MINNETONKA, MN 55343
WELTON STREET INVESTMENTS LLC
9780 MOUNT PYRAMID COURT, SUITE 400, ENGLEWOOD, CO 80112
WENTWORTH SECURITIES, INC.
2001 NORTH B STREET, FAIRFIELD, IA 52556
WESBANCO SECURITIES, INC.
135 WEST MAIN ST, ST CLAIRSVILLE, OH 43950
Mailing Address: 1 BANK PLAZA, WHEELING, WV 26003
WESCOM FINANCIAL SERVICES
123 SOUTH MARENGO AVENUE, 4TH FL, PASADENA, CA 91101
WEST AMERICA SECURITIES CORP
7005 VIA BELLA LUNA, LAS VEGAS, NV 89131
Mailing Address: P. O. BOX 751477, LAS VEGAS, NV 89136
WESTBURY GROUP LLC
49 CLINTON AVENUE, WESTPORT, CT 06880
WESTCHESTER CAPITAL PLANNING, INC.
21 MILLBROOK LANE, KERHONKSON, NY 12446
WESTCO INVESTMENT CORP.
77 HEMPSTEAD AVE, LYNBROOK, NY 11563
WESTCOUNTRY FINANCIAL
16915 TURTLE POINT, CHARLOTTE, NC 28278-8428
WESTERN EQUITY GROUP, INC.
1617 STARLING COURT, CARLSBAD, CA 92011-5019
Mailing Address: 6965 EL CAMINO REAL, SUITE #105-235, CARLSBAD, CA 92009-4101
WESTERN FINANCIAL CORPORATION
600 “B” STREET STE. 2204, SAN DIEGO, CA 92101-4507
WESTERN GROWERS FINANCIAL SERVICES, INC.
17620 FITCH STREET, IRVINE, CA 92614
WESTERN INTERNATIONAL SECURITIES, INC.
70 SOUTH LAKE AVENUE, SUITE 700, PASADENA, CA 91101
Mailing Address: 70 SOUTH LAKE AVE-STE. 700, PASADENA, CA 91101
WESTERN PACIFIC SECURITIES, INC.
1080 W. SIERRA, SUITE 105, FRESNO, CA 93704
WESTERN RESERVE PARTNERS, LLC
200 PUBLIC SQUARE, SUITE 3750, CLEVELAND, OH 44114
WESTERN STRATEGIC ADVISORS, L.L.C.
3100 W. SEVENTH STREET SUITE 300, FORT WORTH, TX 76107
WESTFIELD INVESTMENT GROUP, INC.
1255 CORPORATE CENTER DRIVE, SUITE 200, MONTEREY PARK, CA 91754-7611
WESTHOFF, CONE & HOLMSTEDT
500 YGNACIO VALLEY ROAD, SUITE 380, WALNUT CREEK, CA 94596-5041
WESTLAKE SECURITIES
2700 VIA FORTUNA SUITE 250, AUSTIN, TX 78746
WESTLB SECURITIES INC.
7 WORLD TRADE CENTER, 250 GREENWICH STREET, NEW YORK, NY 10007
WESTMINSTER FINANCIAL SECURITIES, INC.
865 SOUTH DIXIE DRIVE, VANDALIA, OH 45377
WESTMINSTER INVESTMENT GROUP, INC.
23 EAST NORTH STREET, NEW CASTLE, PA 16101
WESTMINSTER RESEARCH ASSOCIATES LLC
1633 BROADWAY, 48TH FLOOR, NEW YORK, NY 10019
WESTMORELAND CAPITAL CORPORATION
2350 NORTH FOREST ROAD, SUITE 35B, GETZVILLE, NY 14068
WESTON FINANCIAL SERVICES LLC
767 THIRD AVENUE, 28TH FLOOR, NEW YORK, NY 10017
WESTON INTERNATIONAL CAPITAL MARKETS LLC
150 EAST 58TH STREET, 15TH FLOOR, NEW YORK, NY 10155
WESTON SECURITIES CORPORATION
40 WILLIAM STREET, SUITE 100, WELLESLEY, MA 02481
Mailing Address: 40 WILLIAM STREET – SUITE 100, WELLESLEY, MA 02481
WESTOR CAPITAL GROUP, INC.
1039 ROBINSON ROAD, MOHAWK, NY 13407
WESTPARK CAPITAL, INC.
1900 AVENUE OF THE STARS, SUITE 310, LOS ANGELES, CA 90067
WESTPORT CAPITAL MARKETS, LLC
257 RIVERSIDE AVENUE, WESTPORT, CT 06880
WESTPORT FINANCIAL SERVICES, L.L.C.
39 OLD RIDGEBURY ROAD, SUITE 5, DANBURY, CT 06810-5108
WESTPORT RESOURCES INVESTMENT SERVICES, INC.
315 POST ROAD WEST, WESTPORT, CT 06880-4745
Mailing Address: P.O.BOX 3089, WESTPORT, CT 06880
WESTROCK ADVISORS, INC.
230 PARK AVENUE, NEW YORK, NY 10169
WESTROCK CAPITAL MANAGEMENT, INC.
754 CHESTNUT RIDGE RD., CHESTNUT RIDGE, NY 10977
WESTWOOD CAPITAL, LLC
489 FIFTH AVE., 33RD FLOOR, NEW YORK, NY 10017
WFG INVESTMENTS, INC.
2711 N HASKELL AVE., SUITE 2900, DALLAS, TX 75204
Mailing Address: 2711 N HASKELL AVE, SUITE 2900, DALLAS, TX 75204
WFP SECURITIES
6020 CORNERSTONE COURT WEST, SUITE 240, SAN DIEGO, CA 92121
WFS, LLC
ONE BOSTON PLACE, 41ST FLOOR, BOSTON, MA 02108
Mailing Address: ONE BOSTON PLACE, BOSTON, MA 02108
WHARTON CAPITAL MARKETS LLC
444 MADISON AVENUE, 40TH FLOOR, NEW YORK, NY 10022
WHEELHOUSE SECURITIES CORPORATION
8230 FORSYTH BLVD. STE 210, ST. LOUIS, MO 63105
WHITAKER SECURITIES LLC
233 BROADWAY, 17TH FLOOR, NEW YORK, NY 10279
WHITE CAP TRADING, LLC
55 FIFTH AVENUE, 18TH FLOOR, NEW YORK, NY 10003-4301
WHITE MOUNTAIN CAPITAL, LLC
65 BROADWAY, SUITE 1807, NEW YORK, NY 10006
WHITE OAK SECURITIES, INC.
4812 NORTHWESTERN AVE., RACINE, WI 53406-5060
WHITE PACIFIC SECURITIES, INC.
100 PINE STREET, SUITE 500, SAN FRANCISCO, CA 94111
WHITEHALL-PARKER SECURITIES, INC.
477 PACIFIC AVENUE-2ND FLOOR, SAN FRANCISCO, CA 94133
WHITEMARSH CAPITAL ADVISORS
325 WEST 38TH STREET, SUITE 908, NEW YORK, NY 10018
WHITESTONE SECURITIES INC.
2415 24TH STREET, ASTORIA, NY 11102
WIC CORP.
100 NORTH SIXTH STREET, SUITE 620B, MINNEAPOLIS, MN 55403
WILBANKS SECURITIES, INC.
4334 NORTHWEST EXPRESSWAY, SUITE 222, OKLAHOMA CITY, OK 73116
WILDWOOD CAPITAL SECURITIES, INC.
373 EAST MAIN STREET, SUITE 100, COLLEGEVILLE, PA 19426
WILEY BROS.-AINTREE CAPITAL, LLC
40 BURTON HILLS BLVD., SUITE 350, NASHVILLE, TN 37215
WILLIAM BLAIR & COMPANY L.L.C.
222 WEST ADAMS ST, CHICAGO, IL 60606-5312
Mailing Address: 222 WEST ADAMS STREET, CHICAGO, IL 60606-5312
WILLIAM BLAIR FUNDS PLACEMENT GROUP, L.L.C.
2200 ROSS AVENUE, SUITE 4900W, DALLAS, TX 75201
WILLIAM C. BURNSIDE & COMPANY, INC.
111 N. VERMILION ST., DANVILLE, IL 61832
Mailing Address: P.O. BOX 507, DANVILLE, IL 61832-0507
WILLIAM J. MAYER SECURITIES, LLC
60 ARCH STREET, GREENWICH, CT 06830
WILLIAMS TRADING LLC
860 CANAL STREET, 3RD FLOOR, STAMFORD, CT 06902
WILLIS SECURITIES, INC.
ONE WORLD FINANCIAL CENTER, 200 LIBERTY STREET, 3RD FLOOR, NEW YORK, NY 10281
WILLOW COVE INVESTMENT GROUP, INC.
4370 LA JOLLA VILLAGE DRIVE, SUITE 400, SAN DIEGO, CA 92122
WILMINGTON BROKERAGE SERVICES COMPANY
1100 NORTH MARKET ST., WILMINGTON, DE 19890-0001
Mailing Address: PO BOX 8988, WILMINGTON, DE 19899-8988
WILMINGTON CAPITAL SECURITIES, LLC
600 OLD COUNTRY ROAD, SUITE 200, GARDEN CITY, NY 11530
WILSHIRE PARK ADVISORS, LLC
C/O 12400 WILSHIRE BOULEVARD, SUITE 820, LOS ANGELES, CA 90025
WILSON STEPHENSON INCORPORATED
2800 S. HULEN STREET, SUITE 102, FORT WORTH, TX 76109
WILSON-DAVIS & CO., INC.
236 SOUTH MAIN STREET, SALT LAKE CITY, UT 84101-2104
Mailing Address: P.O. BOX 11587, SALT LAKE CITY, UT 84147-0587
WINDHAM FINANCIAL SERVICES, INC.
3078 HAWKINS ROAD, FERRISBURGH, VT 05456
WINDRIVER CAPITAL, LLC
3501 N. GLENNWOOD CIRCLE, PROVO, UT 84604
WINDSHIP CAPITAL MARKETS, LLC
1861 AMERICAN WALK, SUITE 1660, LAWRENCEVILLE, GA 30043
WINDSOR, SHEFFIELD & CO., INC.
487 DEVON PARK DR., SUITE 216, WAYNE, PA 19087
Mailing Address: 487 DEVON PARK DRIVE, SUITE 216, WAYNE, PA 19087
WINEBRENNER CAPITAL PARTNERS, LLC
10602 TIMBERWOOD CIRCLE, SUITE 13, LOUISVILLE, KY 40223
WINKLEVOSS INSURANCE AGENCY, LLC
TWO GREENWICH OFFICE PARK, 3RD FLOOR, GREENWICH, CT 06831
WINSLOW, EVANS & CROCKER, INC.
175 FEDERAL STREET, BOSTON, MA 02110
WINSTON ADVISORS, LLC
25 WILDWOOD ROAD STE 204, STAMFORD, CT 06903
WINTER ADVISORS, INC.
24511 SUMMERHILL AVE., LOS ALTOS, CA 94024
WISCONSIN DISCOUNT SECURITIES CORPORATION
7020 N. PORT WASHINGTON RD. SUITE 200, MILWAUKEE, WI 53217
Mailing Address: P.O. BOX 170648, MILWAUKEE, WI 53217
WITENBERG INVESTMENT COMPANIES, INC.
9440 SANTA MONICA BLVD SUITE 600, BEVERLY HILLS, CA 90210
WIZER FINANCIAL, INC.
1829 EAST SPRING STREET, SUITE 201, NEW ALBANY, IN 47150
WJB CAPITAL GROUP, INC.
60 BROAD STREET, 34TH FLOOR, NEW YORK, NY 10004
WM SMITH & CO.
1700 LINCOLN STREET, SUITE 2545, DENVER, CO 80203
WM. H. MURPHY & CO., INC.
770 SOUTH POST OAK LANE, SUITE 690, HOUSTON, TX 77056
WMSI SECURITIES LLC
1420 ROUTE 206 NORTH, SUITE 140, BEDMINSTER, NJ 07921
WNC CAPITAL CORPORATION
17782 SKYPARK CIRCLE, IRVINE, CA 92614-6404
WOLF A. POPPER, INC.
99 WALL STREET, 6TH FLOOR, NEW YORK, NY 10005
WOLF CAPITAL LLC
2100 CLEARWATER DRIVE, OAK BROOK, IL 60523
WOLF FINANCIAL MANAGEMENT, LLC
2100 CLEARWATER DRIVE, OAK BROOK, IL 60523-1927
WOLFE & HURST BOND BROKERS INC.
30 MONTGOMERY STREET STE 1040, JERSEY CITY, NJ 07302
WOLFENSOHN ADVISORS, L.L.C.
1350 AVENUE OF THE AMERICAS, SUITE 2900, NEW YORK, NY 10019
Mailing Address: 1350 AVENUE OF THE AMERICAS, SUITE 2900, NEW YORK, NY 10019
WOLVERINE CAPITAL MARKETS LLC
175 W. JACKSON SUITE 200, CHICAGO, IL 60604
Mailing Address: 175 W. JACKSON BLVD. SUITE 200, CHICAGO, IL 60604
WOLVERINE EXECUTION SERVICES, LLC
175 W. JACKSON BLVD., SUITE 200, CHICAGO, IL 60604
WOLVERTON SECURITIES (USA), LTD.
777 DUNSMUIR STREET #1700, VANCOUVER BC, V7Y 1J5 CANADA
WOOD (ARTHUR W.) COMPANY, INC.
50 CONGRESS STREET, SUITE 300, BOSTON, MA 02109-4069
WOOD WARREN & CO. SECURITIES, LLC
2000 POWELL STREET, SUITE 1260, EMERYVILLE, CA 94608
WOODBRIDGE FINANCIAL GROUP, LLC
120 SOUTH SIXTH STREET, SUITE 2005, MINNEAPOLIS, MN 55402
WOODBURY FINANCIAL SERVICES, INC.
7755 THIRD STREET NORTH, OAKDALE, MN 55128
Mailing Address: P.O. BOX 64284, ST. PAUL, MN 55164-0284
WOODLANDS SECURITIES CORPORATION
10077 GROGANS MILL RD #130, THE WOODLANDS, TX 77380
WOODLAWN ADVISORS LLC
2 OVERHILL ROAD (SUITE 400), SCARSDALE, NY 10583
WOODMEN FINANCIAL SERVICES, INC.
1700 FARNAM STREET, OMAHA, NE 68102
Mailing Address: 1700 FARNAM ST., OMAHA, NE 68102
WOODROCK SECURITIES, L.P.
4265 SAN FELIPE STREET, SUITE 600, HOUSTON, TX 77027
WOODSTOCK FINANCIAL GROUP, INC.
117 TOWNE LAKE PARKWAY, WOODSTOCK, GA 30188
Mailing Address: 117 TOWNE LAKE PARKWAY, SUITE 200, WOODSTOCK, GA 30188
WOODVILLE HALL CAPITAL, LLC
SUITE 201, 2 WEST WASHINGTON STREET, MIDDLEBURG, VA 20117
Mailing Address: PO BOX 113, MIDDLEBURG, VA 20118
WOORI INVESTMENT & SECURITIES AMERICA, INC.
120 WEST 45TH STREET, SUITE 3010, NEW YORK, NY 10036
WORDEN CAPITAL MANAGEMENT LLC
1981 MARCUS AVE, SUITE 240, LAKE SUCCESS, NY 11042
WORKMAN SECURITIES CORPORATION
6500 CITY WEST PARKWAY, SUITE 350, EDEN PRAIRIE, MN 55344
WORLD CAPITAL BROKERAGE, INC.
110 16TH STREET, SUITE 1400, DENVER, CO 80202-5202
WORLD CHOICE SECURITIES, INC.
1420 BROWN TRAIL, BEDFORD, TX 76022
WORLD EQUITY GROUP, INC.
1650 N. ARLINGTON HEIGHTS RD, SUITE 100, ARLINGTON HEIGHTS, IL 60004-3984
WORLD GROUP SECURITIES, INC.
11315 JOHNS CREEK PARKWAY, DULUTH, GA 30097-1517
WORLD TRADE FINANCIAL CORPORATION
2010 HANCOCK STREET, 2ND FLOOR, SAN DIEGO, CA 92110
WORLD TREND FINANCIAL PLANNING SERVICES, LTD.
210 2ND STREET SE SUITE 400, CEDAR RAPIDS, IA 52401
Mailing Address: PO BOX 75006, CEDAR RAPIDS, IA 52407
WORTH FINANCIAL GROUP INC.
16660 DALLAS PARKWAY, SUITE 1600, DALLAS, TX 75248
WRIGHT INVESTORS’ SERVICE DISTRIBUTORS, INC.
440 WHEELERS FARMS ROAD, MILFORD, CT 06461
WRP INVESTMENTS, INC.
4407 BELMONT AVENUE, YOUNGSTOWN, OH 44505
WSA FIXED INCOME, LLC
17 BATTERY PLACE, 11TH FLOOR, NEW YORK, NY 10004
WULFF, HANSEN & CO.
351 CALIFORNIA STREET, SUITE 1000, SAN FRANCISCO, CA 94104
WUNDERLICH SECURITIES, INC.
6000 POPLAR AVENUE, SUITE 150, MEMPHIS, TN 38119
WWC SECURITIES, LLC
11911 FREEDOM DRIVE STE 1010, RESTON, VA 20190
WWK INVESTMENTS, INC.
133 WEST MAIN STREET – SUITE 130, NORTHVILLE, MI 48167
WYNSTON HILL CAPITAL, LLC
488 MADISON AVENUE, NEW YORK, NY 10022
WYNVALE FINANCIAL DISTRIBUTORS LLC
12 OLD MILL ROAD, STOCKTON, NJ 08559
WYSER-PRATTE & CO., INC.
410 PARK AVENUE, SUITE 510, NEW YORK, NY 10022
Mailing Address: 410 PARK AVENUE, SUITE 1520, NEW YORK, NY 10022
X
XMS CAPITAL PARTNERS, LLC
1603 ORRINGTON AVE. SUITE 725, EVANSTON, IL 60201
XNERGY FINANCIAL LLC
425 E 58STREET, SUITE 16C, NEW YORK, NY 10022-2300
Mailing Address: 425 E 58 STREET, SUITE 16C, NEW YORK, NY 10022-2300
XT CAPITAL PARTNERS, LLC
117 EAST 55TH STREET, NEW YORK, NY 10022
XTENT FINANCIAL GROUP, INC.
2115 FRONT STREET, CUYAHOGA FALLS, OH 44221
XZERTA TRADING, LLC
ONE PENN PLAZA, SUITE 4625, NEW YORK, NY 10019
Y
YIELDQUEST SECURITIES, LLC
3280 PEACHTREE ROAD, SUITE 2600, ATLANTA, GA 30305
YORK SECURITIES, INC.
160 BROADWAY, NEW YORK, NY 10038
YORK STOCKBROKERS, INC.
610 5TH AVENUE- 6TH FLOOR, NEW YORK, NY 10020
Mailing Address: 610 5TH AVENUE, 6TH FLOOR, NEW YORK, NY 10020
YOUNG & PARTNERS LLC
230 PARK AVENUE – SUITE 1145, NEW YORK, NY 10169
Mailing Address: 230 PARK AVENUE STE. 1145, NEW YORK, NY 10169
YOUNG AMERICA CAPITAL, LLC
141 EAST BOSTON POST ROAD, MAMARONECK, NY 10543
YOUNG, STOVALL AND COMPANY
9627 S. DIXIE HWY-STE 101, MIAMI, FL 33156
YOUNGBLOOD SECURITIES CORP.
100 N. CENTRAL EXPRESSWAY #403, RICHARDSON, TX 75080
YSC GLOBAL SECURITIES, INC.
30 PARK AVENUE, SUITE 20A, NEW YORK, NY 10016
Z
ZACKS & COMPANY
111 N. CANAL STREET SUITE 1101, CHICAGO, IL 60606
ZANDER EVANS SECURITIES, INC.
5708 OLINGER BLVD., EDINA, MN 55436
ZECCO TRADING, INC.
35 NORTH LAKE AVENUE, SUITE 500, PASADENA, CA 91101
ZELMAN PARTNERS, LLC
25101 CHAGRIN BLVD., SUITE 200, BEACHWOOD, OH 44122
ZENITH AMERICAN SECURITIES CORPORATION
5049 BROADWAY, NEW YORK, NY 10034-1131
ZEUS SECURITIES, INC.
111 SMITHTOWN BYPASS, SUITE 209, HAUPPAUGE, NY 11788-0141
Mailing Address: PO BOX 5335, HAUPPAUGE, NY 11788-0141
ZIMBALIST SMITH INVESTMENTS, LLC
695 SW MILL VIEW WAY, SUITE 103, BEND, OR 97702
ZIONS DIRECT, INC.
ONE SOUTH MAIN STREET, 17TH FLOOR, SALT LAKE CITY, UT 84133
ZIV INVESTMENT COMPANY
141 W. JACKSON BLVD, SUITE # 2095, CHICAGO, IL 60604-2983
Mailing Address: 141 W. JACKSON BLVD, CHICAGO, IL 60604-2983
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