We Have Recovered Investors’ Losses From
Every Major Wall Street Firm
Every Major Wall Street Firm
List of FINRA Members Firms B (Continued) – C
If your broker and/or brokerage firm recommended or sold unsuitable investments to you, contact us for a free consultation. Blum Law Group is a nationally recognized law firm dedicated to representing investors attempt to recover their investments losses.
The Financial Industry Regulatory Authority (“FINRA”), the largest independent regulator of securities brokerage firms doing business in the United States, oversees nearly 4,700 brokerage firms, including the following brokerage, securities and investment firms:
# – A – B – C – D – E – F – G – H – I – J – K – L – M – N – O – P – Q – R – S – T – U – V – W – X – Y – Z
BARCLAY INVESTMENTS, INC.
254 WEST 54TH STREET, 16TH FLOOR, NEW YORK, NY 10019
BARCLAYS CAPITAL INC.
745 7TH AVENUE, NEW YORK, NY 10019
Mailing Address: 200 PARK AVENUE, NEW YORK, NY 10166
BARNARD JACOBS MELLET (USA) LLC
301 TRESSER BLVD, 11TH FLOOR, STAMFORD, CT 06901
BARNETT & PARTNERS ADVISORS, LLC
1350 AVENUE OF THE AMERICAS, SUITE 2900, NEW YORK, NY 10019
BARON CAPITAL, INC.
767 FIFTH AVENUE, 49TH FLOOR, NEW YORK, NY 10153
BARRETT & COMPANY
42 WEYBOSSET ST, PROVIDENCE, RI 02903
Mailing Address: THE WILCOX BUILDING, 42 WEYBOSSET STREET, PROVIDENCE, RI 02903
BARRETT SECURITIES INC.
777 THIRD AVENUE, 17TH FLOOR, NEW YORK, NY 10017
BARRETTO SECURITIES INC
1105 DELAWARE AVENUE, BUFFALO, NY 14209
BARRINGTON RESEARCH ASSOCIATES, INC.
161 N. CLARK ST., SUITE 2950, CHICAGO, IL 60601-3221
BARTON HALL SECURITIES, INC.
1280 MASS AVE. C/O EQUITY RESOURCES, CAMBRIDGE, MA 02138-4925
Mailing Address: 1280 MASS. AVE. C/O EQUITY RESOURCES, CAMBRIDGE, MA 02138-4925
BASE SECURITIES, LLC
1233 WEST LOOP SOUTH, SUITE 1275, HOUSTON, TX 77027-9113
BASIC CAPITAL ADVISORS, LLC
120 W 15TH STREET, #3-L, NEW YORK, NY 10011
BASIS FINANCIAL, LLC
3363 NE 163RD STREET, SUITE 705, N. MIAMI BEACH, FL 33160
BASS CREEK ADVISORS, LTD
2193 CHATFIELD DRIVE, CLEVELAND HEIGHTS, OH 44106
BATES SECURITIES, INC.
8437 NORTHERN AVE, ROCKFORD, IL 61107
BATS TRADING, INC.
8050 MARSHALL DRIVE, SUITE 120, LENEXA, KS 66214
BAY COLONY SECURITIES CO., INC.
400 TRADECENTER, SUITE 4880, WOBURN, MA 01801
BAY CREST PARTNERS, LLC
40 WALL STREET, 45TH FLOOR, NEW YORK, NY 10005
BAY MUTUAL FINANCIAL, LLC
2425 OLYMPIC BLVD; SUITE #140 EAST, SANTA MONICA, CA 90404
BAYSHORE PARTNERS, LLC
401 EAST LAS OLAS BOULEVARD, SUITE 1160, FORT LAUDERDALE, FL 33301
BAYSTATE CAPITAL SERVICES, INC.
330 WHITNEY AVENUE, SUITE 500, HOLYOKE, MA 01040
BAYTIDE SECURITIES CORPORATION
7105 EAST ADMIRAL PLACE, TULSA, OK 74115
Mailing Address: P.O. BOX 580220, SUITE 500, TULSA, OK 74158
BAYVIEW CAPITAL SECURITIES, LLC
445 LAKE STREET EAST, SUITE 200, WAYZATA, MN 55391
BB&T AM DISTRIBUTORS, INC.
760 MOORE ROAD, KING OF PRUSSIA, PA 19406
BB&T INVESTMENT SERVICES, INC.
200 SOUTH COLLEGE STREET, 8TH FLOOR, CHARLOTTE, NC 28202
BBVA COMPASS INVESTMENT SOLUTIONS, INC
15 SOUTH 20TH STREET, SUITE 602, BIRMINGHAM, AL 35233
Mailing Address: P.O. BOX 10566, ALBICHRIC, BIRMINGHAM, AL 35296
BBVA SECURITIES INC.
1345 AVENUE OF THE AMERICAS 45TH FLOOR, NEW YORK, NY 10105-0302
Mailing Address: 1345 AVENUE OF THE AMERICAS, 45TH FLOOR, NEW YORK, NY 10105-0302
BBVA SECURITIES OF PUERTO RICO, INC.
254 MUNOZ RIVERA AVENUE LOBBY LEVEL, HATO REY, PR 00918
Mailing Address: 254 MUNOZ RIVERA AVE LOBBY, HATO REY, PR 00918
BBW CAPITAL MARKETS
1743 WAZEE ST., SUITE 250, DENVER, CO 80202
BCC ADVISORY SERVICES, LLC
4685 MACARTHUR COURT, SUITE 370, NEWPORT BEACH, CA 92660
BCG SECURITIES, INC.
600 DELRAN PARKWAY, SUITE B, DELRAN, NJ 08075
Mailing Address: P.O. BOX 406, RIVERTON, NJ 08077-0406
BCP SECURITIES, LLC
289 GREENWICH AVENUE – 4TH FL, GREENWICH, CT 06830
BCS PLACEMENTS, LLC
71 MURRAY STREET, NO. 8, NEW YORK, NY 10007
BCW SECURITIES LLC
200 RAILROAD AVENUE, 3RD FLOOR, GREENWICH, CT 06830
Mailing Address: 200 RAILROAD AVENUE, 3RD FLOOR, GREENWICH, CT 06830
BDO CAPITAL ADVISORS, LLC
150 FEDERAL STREET, SUITE 900, BOSTON, MA 02110
Mailing Address: 3200 BRISTOL STREET, 4TH FLOOR, COSTA MESA, CA 92626
BDR RESEARCH LLC
1500 BROADWAY, SUITE #904, NEW YORK, NY 10036
BDT & COMPANY, LLC
401 N. MICHIGAN AVE. SUITE 3100, CHICAGO, IL 60611-4250
BEACON CAPITAL MARKETS, LLC
420 MADISON AVENUE, 7TH FLOOR, NEW YORK, NY 10017
BEACON HILL FINANCIAL CORPORATION
120 WATER STREET, BOSTON, MA 02109
Mailing Address: 120 WATER STREET, BOSTON, MA 02109
BEACONSFIELD FINANCIAL SERVICES, INC.
SOUTHPOINTE INDUSTRIAL PARK, 160 TECHNOLOGY DR., SUITE 101, CANONSBURG, PA 15317
Mailing Address: SOUTHPOINT INDUSTRIAL PARK, 160 TECHNOLOGY DR., SUITE 10, CANONSBURG, PA 15317
BEANPOT FINANCIAL SERVICES, INC.
1073 GAGE STREET, SUITE 203, WINNETKA, IL 60093-1704
BEAR AND BULL INVESTMENTS
4061 POWDER MILL ROAD, 7TH FLOOR, CALVERTON, MD 20705-4053
Mailing Address: P.O. BOX 31138, BETHESDA, MD 20824-1138
BEAR CREEK SECURITIES LLC
1200 17TH STREET SUITE 970, DENVER, CO 80202
BEARD FINANCIAL SERVICES, INC.
108 WEST WESTERN RESERVE ROAD, YOUNGSTOWN, OH 44514
BECHTEL FINANCING SERVICES, LLC
50 BEALE STREET, SAN FRANCISCO, CA 94105-1895
Mailing Address: P.O. BOX 193965, SAN FRANCISCO, CA 94119-3965
BEDMINSTER FINANCIAL GROUP, LIMITED
4920 YORK ROAD, SUITE 2DD1, PO BOX 295, HOLICONG, PA 18928-0295
BEDROK SECURITIES LLC
555 THEODORE FREMD AVENUE, C-301, RYE, NY 10580
Mailing Address: 555 THEODORE FREMD AVENUE, C-301, RYE, NY 11580
BEECH HILL SECURITIES, INC.
880 3RD AVENUE 16TH FLOOR, NEW YORK, NY 10022-4730
BEEKMAN SECURITIES, INC.
750 THIRD AVENUE, NEW YORK, NY 10017
BEHRINGER SECURITIES LP
ONE ADDISON CIRCLE, 15601 DALLAS PARKWAY, SUITE 600, ADDISON, TX 75001
BEL AIR SECURITIES LLC
1999 AVENUE OF THE STARS, STE. 2800, LOS ANGELES, CA 90067
BELLAMAH, NEUHAUSER & BARRETT, INC.
8730 GEORGIA AVENUE, SUITE 500, SILVER SPRING, MD 20910-3648
BELLE HAVEN INVESTMENTS, L.P.
1133 WESTCHESTER AVE., SUITE 221, WHITE PLAINS, NY 10604
BELVEDERE GLOBAL INVESTORS LLC
TWO BELVEDERE PLACE, SUITE 120, MILL VALLEY, CA 94941
BENCHMARK INVESTMENTS, INC.
509 MAIN STREET, ARKADELPHIA, AR 71923
BENEDETTO, GARTLAND & COMPANY, INC.
1330 AVENUE OF THE AMERICAS, NEW YORK, NY 10019
Mailing Address: 1330 AVENUE OF THE AMERICAS-29TH FLOOR, NEW YORK, NY 10019
BENEFICIAL INVESTMENT SERVICES, INC.
150 EAST SOCIAL HALL AVE., SUITE 500, SALT LAKE CITY, UT 84145
Mailing Address: P.O. BOX 45654, SALT LAKE CITY, UT 84145-0654
BENEFIT FINANCE SECURITIES, LLC
SIX CITYPLACE DRIVE, SUITE 400, ST. LOUIS, MO 63141-7164
BENEFIT FUNDING SERVICES, LLC
6301 OWENSMOUTH AVENUE, SUITE #750, WOODLAND HILLS, CA 91367
BENGAL PARTNERS LLC
3 PARKLANDS DRIVE, DARIEN, CT 06820
BENGUR BRYAN & CO., INC.
509 SOUTH EXETER STREET, SUITE 210, BALTIMORE, MD 21202
BENJAMIN & JEROLD BROKERAGE I, LLC
111 W. JACKSON BLVD., STE. 1146, CHICAGO, IL 60604-3102
BENJAMIN F. EDWARDS & COMPANY, INC.
10 SOUTH BRENTWOOD BLVD, SUITE 100, ST. LOUIS, MO 63105
BENJAMIN SECURITIES INVESTMENT COMPANY, INC.
3603 RIDGEVIEW DRIVE, MISSOURI CITY, TX 77459
BENJAMIN SECURITIES, INC.
378 SOUTH OYSTER BAY ROAD, HICKSVILLE, NY 11801-3509
BENNETT ROSS, INC.
200 CRESCENT COURT, SUITE 1801, DALLAS, TX 75201
BENTLEY SECURITIES CORPORATION
360 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10017
Mailing Address: 360 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10017
BERCHWOOD PARTNERS LLC
717 FIFTH AVENUE, 14TH FLOOR, NEW YORK, NY 10022
BERENSON & COMPANY, LLC
667 MADISON AVENUE- 4TH FLOOR, 667 MADISON AVENUE, NEW YORK, NY 10021
Mailing Address: 667 MADISON AVENUE-4TH FLOOR, NEW YORK, NY 10021
BERGHOFF & COMPANY, INC.
130 SOUTH CANAL STREET, SUITE 817, CHICAGO, IL 60606-4004
BERKELEY CAPITAL SECURITIES, L.L.C.
555 MONTGOMERY STREET, 15TH FLOOR, SAN FRANCISCO, CA 95111
BERKSHIRE BRIDGE CAPITAL, LLC
2596 GRASSY SPRING PL, LAS VEGAS, NV 89135
BERKSHIRE CAPITAL SECURITIES LLC
535 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10022-4212
Mailing Address: 535 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10022-4212
BERMAN CAPITAL, LLC
2350 TAYLOR STREET, SAN FRANCISCO, CA 94133
BERNARD HEROLD & CO., INC.
805 3RD AVENUE, NEW YORK, NY 10022-7513
Mailing Address: 805 3RD AVENUE, 18TH FLOOR, NEW YORK, NY 10022-7513
BERNARDI SECURITIES, INC.
105 W. ADAMS ST., SUITE 1900, CHICAGO, IL 60603
BERNARDO FIRST SECURITIES CORPORATION
332 S. JUNIPER ST., SUITE 203-B, ESCONDIDO, CA 92025
BERRY-SHINO SECURITIES, INC.
15100 N. 78TH WAY, SUITE 100, SCOTTSDALE, AZ 85260
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
701 TAMA STREET, BUILDING B, MARION, IA 52302-0609
Mailing Address: P. O. BOX 609, MARION, IA 52302-0609
BERWYN FINANCIAL SERVICES CORP.
1189 LANCASTER AVE, BERWYN, PA 19312-1243
Mailing Address: 1189 LANCASTER AVE., BERWYN, PA 19312-1243
BESSEMER INVESTOR SERVICES, INC.
630 FIFTH AVENUE – 37TH FLOOR, NEW YORK, NY 10111-0333
BEST DIRECT SECURITIES, LLC
ONE PEREGRINE WAY, CEDAR FALLS, IA 50613
BESTVEST INVESTMENTS, LTD.
600 NORTH JACKSON STREET, SUITE 305, MEDIA, PA 19063
BETA CAPITAL MANAGEMENT, L.P.
777 BRICKELL AVENUE, SUITE 1201, MIAMI, FL 33131
BETTINGER & LEECH FINANCIAL CORP.
600 PALISADE AVENUE, ENGLEWOOD CLIFFS, NJ 07632
BFP SECURITIES, LLC
6 CITYPLACE DRIVE, SUITE 400, ST. LOUIS, MO 63141
BFT FINANCIAL GROUP, LLC
2312 SCHOOL LANE, BEDFORD, TX 76021
BG STRATEGIC ADVISORS LLC
THE SLAT HOUSE, 50 COCOANUT ROW, SUITE 212, PALM BEACH, FL 33480
BG WORLDWIDE SECURITIES, INC.
1875 CENTURY PARK EAST, SUITE 2250, LOS ANGELES, CA 90067-2522
Mailing Address: 1875 CENTURY PARK EAST, SUITE 2250, LOS ANGELES, CA 90067
BGB SECURITIES, INC.
1100 NORTH GLEBE RD-STE 1040, ARLINGTON, VA 22201-4798
BGC FINANCIAL, L.P.
ONE SEAPORT PLAZA, 19TH FLOOR, NEW YORK, NY 10038
BHARGAVA WEALTH MANAGEMENT, LLC
609 WHITE PINE ROAD, FRANKLIN LAKES, NJ 07417
Mailing Address: 609 WHITE PINE ROAD, FRANKLIN LAKES, NJ 07417
BHIL DISTRIBUTORS, INC.
4041 N. HIGH STREET, SUITE 402, COLUMBUS, OH 43214
Mailing Address: 4041 N. HIGH STREET, SUITE 402, COLUMBUS, OH 43214
BHIRUD ASSOCIATES, INC.
6 THORNDAL CIRCLE, SUITE 205, DARIEN, CT 06820
BHK SECURITIES, LLC
2200 LAKESHORE DRIVE, SUITE 250, BIRMINGHAM, AL 35209
BIA CAPITAL STRATEGIES, LLC
15120 ENTERPRISE COURT, SUITE 100, CHANTILLY, VA 20151
Mailing Address: 15120 ENTERPRISE COURT, SUITE 100, CHANTILLY, VA 20151
BIDS TRADING L.P.
111 BROADWAY, SUITE 1603, NEW YORK, NY 10006
BIGELOW & COMPANY
700 17TH STREET, SUITE 2400, DENVER, CO 80202
BIGELOW CAPITAL SECURITIES LLC
ONE HARBOUR PLACE, SUITE 215, PORTSMOUTH, NH 03801
BILL FEW SECURITIES, INC.
107 MT. NEBO POINTE, SUITE 200, PITTSBURGH, PA 15237
BILL PARKER AGENCY
4528 MILLRACE RD., SACRAMENTO, CA 95864-0826
Mailing Address: 4528 MILLRACE RD., SACRAMENTO, CA 95864
BILLOW BUTLER & COMPANY, L.L.C.
10 S. WACKER DRIVE SUITE 2050, CHICAGO, IL 60606-7411
BILTMORE INTERNATIONAL CORPORATION
RARITAN PLAZA I, 110 FIELDCREST AVE. 4TH FLOOR, EDISON, NJ 08837
BIO-IB CAPITAL PARTNERS, LLC.
800 THIRD AVENUE, 4TH FLOOR, NEW YORK, NY 10022
BIONDO ASSET MANAGEMENT LLC
540 ROUTE 6 & 209, P.O. BOX 909, MILFORD, PA 18337
BIRCHTREE FINANCIAL SERVICES, INC.
801 NICOLLET AVENUE, SUITE 1100 WEST TOWER, MINNEAPOLIS, MN 55402
BIRCHWOOD SECURITIES CORP.
1900 MARKET ST, SUITE 616, PHILADELPHIA, PA 19103
Mailing Address: 106 NORTH LAKESIDE DRIVE EAST, MEDFORD, NJ 08055
BIREMIS, CORP.
225 FRANKLIN ST., 26TH FLOOR, BOSTON, MA 02110
BIRKELBACH & CO.
8080 CYPRESS HOLLOW COURT, PONTE VEDRA BEACH, FL 32082
BIRKELBACH INVESTMENT SECURITIES, INC.
208 S. LA SALLE #1442, CHICAGO, IL 60604-1103
BISHOP, ROSEN & CO., INC.
100 BROADWAY, NEW YORK, NY 10005
BISMARCK CAPITAL, LLC
745 FIFTH AVENUE, 31ST FLOOR, NEW YORK, NY 10151
BKD CORPORATE FINANCE, LLC
910 EAST ST. LOUIS STREET, SUITE 200, SPRINGFIELD, MO 65806
Mailing Address: P.O. BOX 2025, SPRINGFIELD, MO 65801-2025
BKD INSURANCE, LLC
910 E. ST LOUIS STREET, SUITE 400, SPRINGFIELD, MO 65806
Mailing Address: 910 E ST LOUIS STREET, SUITE 400, SPRINGFIELD, MO 65806
BLACK CANYON SECURITIES LLC
2000 AVENUE OF THE STARS, 11TH FLOOR, LOS ANGELES, CA 90067
BLACK FOSSIL SECURITIES, LLC
425 CUMBERLAND PLACE, NASHVILLE, TN 37215
BLACK OAK SECURITIES, INC.
205 S. WALNUT, ROCHESTER, IL 62563
BLACKBOOK CAPITAL LLC
420 LEXINGTON AVENUE, SUITE 300, NEW YORK, NY 10170
BLACKHILL ADVISORS LP
2602 MCKINNEY, SUITE 400, DALLAS, TX 75204
Mailing Address: 2602 MCKINNEY AVENUE, SUITE 400, DALLAS, TX 75204
BLACKROCK CAPITAL MARKETS, LLC
55 EAST 52ND STREET, NEW YORK, NY 10055
Mailing Address: 55 EAST 52ND STREET, NEW YORK, NY 10055
BLACKROCK EXECUTION SERVICES
400 HOWARD STREET, SAN FRANCISCO, CA 94105-2204
BLACKROCK FUND DISTRIBUTION COMPANY
400 HOWARD STREET, SAN FRANCISCO, CA 94105-2618
BLACKROCK INVESTMENTS, LLC
40 EAST 52ND STREET, NEW YORK, NY 10022
BLACKSTONE ADVISORY PARTNERS L.P.
345 PARK AVENUE, NEW YORK, NY 10154-0191
BLACKWATCH BROKERAGE INC.
321 SUMMER STREET, BOSTON, MA 02210
BLAKESLEE AND BLAKESLEE INC.
1101 MARSH STREET, SAN LUIS OBISPO, CA 93401
BLAYLOCK ROBERT VAN, LLC
600 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10022
Mailing Address: 600 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10022
BLC FINANCIAL SERVICES, INC.
600 WEST CHICAGO AVE, CHICAGO, IL 60654
BLEY INVESTMENTS GROUP, INC.
4200 S. HULEN ST STE 519, FT. WORTH, TX 76109
Mailing Address: 4200 S. HULEN ST STE 519, FORT. WORTH, TX 76109
BLOCK ORDERS EXECUTION, LLC
14 WALL STREET, SUITE 2013, 20TH FLOOR, NEW YORK, NY 10005
BLOCK-KELLY COMPANY
304 NORTH BROAD STREET, MONROE, GA 30655
Mailing Address: P.O. BOX 1005, MONROE, GA 30655
BLOOMBERG TRADEBOOK LLC
731 LEXINGTON AVENUE, NEW YORK, NY 10022
BLP ADVISORS, LLC
19 WELCH RD., LONDONDERRY, NH 03053
BLUE BELLE INVESTMENT CO., INC.
2001 KIRBY DRIVE, SUITE 909, HOUSTON, TX 77019
BLUE CAPITAL SECURITIES, INC.
29 BROADWAY, SUITE 1002, NEW YORK, NY 10006
BLUE CREEK SECURITIES, LLC
100 CHURCH STREET, SUITE 500, HUNTSVILLE, AL 35801
BLUE MOON FINANCIAL, LLC
700 17TH ST, SUITE 1200, DENVER, CO 80202
Mailing Address: P.O. BOX 102433, DENVER, CO 80205-2433
BLUE POINT SECURITIES INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005
BLUE ROCK GLOBAL PARTNERS, INC.
445 EAST LAKE STREET, SUITE 230, WAYZATA, MN 55391
Mailing Address: 445 EAST LAKE STREET, SUITE 230, WAYZATA, MN 55391
BLUE ROCK SECURITIES, INC.
5930 GRANITE LAKE DRIVE, SUITE 130, GRANITE BAY, CA 95746
BLUE SAND SECURITIES LLC
610 PROFESSIONAL DR., STE 215, GAITHERSBURG, MD 20879
BLUE TRADING, LLC
250 PARK AVENUE SOUTH – 10TH FLOOR, NEW YORK, NY 10003
BLUE VISTA CAPITAL, LLC
111 S. WACKER DR., SUITE 3300, CHICAGO, IL 60606-4719
Mailing Address: 111 S. WACKER DR., SUITE 3300, CHICAGO, IL 60606-4719
BLUECHIP SECURITIES, INC.
GALLERIA FINANCIAL CENTER, 5075 WESTHEIMER SUITE 707, HOUSTON, TX 77056
Mailing Address: GALLERIA FINANCIAL CENTER, 5075 WESTHEIMER SUITE 707, HOUSTON, TX 77056
BLUEFIN RESEARCH PARTNERS, INC.
1 BOSTON PLACE -38TH FLOOR, BOSTON, MA 02108
BLUEORCHARD FINANCE ADVISORS, LLC
1140 BROADWAY SUITE 304, NEW YORK, NY 10001
BLUESTONE INVESTMENT BANKING GROUP, LLC
3600 SOUTH YOSEMITE STREET – SUITE 600, DENVER, CO 80237
BLUFFVIEW CAPITAL, LP
1700 PACIFIC, SUITE 2660, DALLAS, TX 75201
BLUFFVIEW SECURITIES, L.P.
2000 MCKINNEY AVENUE, 6TH FLOOR, DALLAS, TX 75201
BMA SECURITIES
608 SILVER SPUR ROAD, SUITE 100, ROLLING HILLS ESTATES, CA 90274
BMO CAPITAL MARKETS CORP.
3 TIMES SQUARE, NEW YORK, NY 10036
BMO CAPITAL MARKETS GKST INC.
115 S. LASALLE, 37TH FLOOR, CHICAGO, IL 60603
BMO NESBITT BURNS SECURITIES LTD.
C/O LEGAL DEPT. 21 ST FLOOR 1 FIRST CANADIAN PLACE, M5X 1A1, TORONTO, ONTARIO, M5X 1A1 CANADA
Mailing Address: C/O LEGAL DEPT. 21ST FLOOR, 1 FIRST CANADIAN PLACE, M5X 1A1, TORONTO, ONTARIO, M5X 1A1 CANADA
BMO NESBITT BURNS TRADING CORP. S.A.
3 TIMES SQUARE, NEW YORK, NY 10036
BMS INTERNATIONAL INCORPORATED
CHEMIN DU BLOCHMONT, LUTTER, 68480 FRANCE
Mailing Address: 10300 HWY 27 SOUTH, WAYNESBURG, KY 40489
BNP PARIBAS INVESTMENT SERVICES, LLC
201 S. BISCAYNE BLVD., SUITE 1800, MIAMI, FL 33131
BNP PARIBAS PRIME BROKERAGE, INC.
787 7TH AVENUE, NEW YORK, NY 10019
Mailing Address: 525 WASHINGTON BLVD, 5TH FLOOR, JERSEY CITY, NJ 07310
BNP PARIBAS SECURITIES CORP.
787 SEVENTH AVENUE, NEW YORK, NY 10019
Mailing Address: 525 WASHINGTON AVENUE, JERSEY CITY, NJ 07310
BNY CONVERGEX EXECUTION SOLUTIONS LLC
1633 BROADWAY, 48TH FLOOR, NEW YORK, NY 10019
BNY MELLON CAPITAL MARKETS, LLC
32 OLD SLIP, 15TH FLOOR, NEW YORK, NY 10286
BNY MELLON SECURITIES LLC
480 WASHINGTON BOULEVARD, 27TH FLOOR, JERSEY CITY, NJ 07310
BOC INTERNATIONAL (USA) INC.
1270 AVE. OF THE AMERICAS – RM. 202, NEW YORK, NY 10020
Mailing Address: 1270 AVE. OF THE AMERICAS- RM 202, NEW YORK, NY 10020
BODELL OVERCASH ANDERSON & CO., INC.
FENTON BUILDING, SUITE 200, JAMESTOWN, NY 14701
Mailing Address: FENTON BUILDING, SUITE 200, PO BOX 1237, JAMESTOWN, NY 14702-1237
BODINGTON & COMPANY
50 CALIFORNIA ST, SAN FRANCISCO, CA 94111-0050
BOE SECURITIES INC.
2 PENN CENTER PLAZA, 1500 JFK BLVD., SUITE 430, PHILADELPHIA, PA 19102
BOEING CAPITAL SECURITIES INC.
500 NACHES AVENUE SW, RENTON, WA 98057
BOENNING & SCATTERGOOD, INC.
4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300, WEST CONSHOHOCKEN, PA 19428-2979
BOLTON SECURITIES CORPORATION
579 MAIN STREET, BOLTON, MA 01740
BOND LANE PARTNERS LLC
11726 SAN VICENTE BLVD SUITE 300, LOS ANGELES, CA 90049
BONDDESK TRADING LLC
350 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY 10017
BONDS.COM, INC.
1515 S. FEDERAL HIGHWAY, SUITE 212, BOCA RATON, FL 33432
BOOGIE INVESTMENT GROUP, INC.
47 WEST NEW HAVEN AVENUE, MELBOURNE, FL 32901
BOOMERANG CAPITAL LLC
140 SUITE C ROWAYTON AVE, ROWAYTON, CT 06853
BOREALIS PARTNERS, LLC
14 STEVENS ROAD, CRANSTON, RI 02910
BORNHOFT GROUP SECURITIES CORPORATION
1660 LINCOLN STREET, SUITE 100, DENVER, CO 80264
BORST INVESTMENT PLANNING SERVICES, INC.
1316 DAWSON ROAD, ALBANY, GA 31707
Mailing Address: P O BOX 1654, ALBANY, GA 31702-1654
BOSC, INC.
ONE WILLIAMS CENTER, PLAZA SOUTHEAST, TULSA, OK 74172
Mailing Address: P.O. BOX 2300, TULSA, OK 74192
BOSSIO FINANCIAL GROUP, INC.
28004 CENTER OAKS COURT, SUITE 100, WIXOM, MI 48393
BOSTON CAPITAL SECURITIES, INC.
ONE BOSTON PLACE, BOSTON, MA 02108
BOSTON EQUITY ADVISORS, LLC
275 TURNPIKE STREET, SUITE 202, CANTON, MA 02021
BOSTON INVESTMENT SECURITIES CORP.
151 TREMONT STREET, BOSTON, MA 02111
BOSTON MERCHANT FINANCIAL SERVICES, INC.
419 BOYLSTON ST, SUITE 801, BOSTON, MA 02116
Mailing Address: 419 BOYLSTON STREET, SUITE 801, BOSTON, MA 02116
BOSTONIA GLOBAL SECURITIES, LLC
264 BEACON STREET, THIRD FLOOR, BOSTON, MA 02116
Mailing Address: 264 BEACON STREET, THIRD FLOOR, BOSTON, MA 02116
BOUCHEY & ASSOCIATES, INC.
16 SILO DRIVE, WATERFORD, NY 12188
BOWEN ADVISORS, INC.
300 LEDGEWOOD PLACE, SUITE 205, ROCKLAND, MA 02370
BOWERS SECURITIES INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FL., NEW YORK, NY 10005
BOZARTH, NEWTON & MURPHY SECURITIES, INC.
528 E SPOKANE FALLS BLVD STE 501, SPOKANE, WA 99202
Mailing Address: 528 E SPOKANE FALLS BLVD STE 501, SPOKANE, WA 99201
BP DIRECT SECURITIES LLC
ONE PENN PLAZA, SUITE 4615, NEW YORK, NY 10119
BPU INVESTMENT MANAGEMENT INC.
ONE OXFORD CENTRE, 301 GRANT STREET, SUITE 3300, PITTSBURGH, PA 15219
BRADESCO SECURITIES, INC.
126E 56TH STREET 9TH FLOOR, NEW YORK, NY 10022-2605
BRADLEY WOODS & CO. LTD.
805 THIRD AVE, 18TH FL., NEW YORK, NY 10022
BRADY WARE CORPORATE FINANCE, LLC
1 S. MAIN ST.,, SUITE 600, DAYTON, OH 45402
BRANDIS TALLMAN LLC
22 BATTERY STREET, SUITE 500, SAN FRANCISCO, CA 94111
BRANDON INVESTMENTS, INC.
5101 WHEELIS ROAD, SUITE 112, MEMPHIS, TN 38117
Mailing Address: P O BOX 770870, MEMPHIS, TN 38177-0870
BRANDT, KELLY & SIMMONS SECURITIES, LLC
28411 NORTHWESTERN HIGHWAY (#200), SOUTHFIELD, MI 48034
BRAUVIN SECURITIES, INC.
205 NORTH MICHIGAN AVENUE, SUITE 1900, CHICAGO, IL 60601
Mailing Address: 205 NORTH MICHIGAN AVENUE, SUIE 1900, CHICAGO, IL 60601
BRAVER STERN SECURITIES LLC
725 FIFTH AVENUE, 22ND FLOOR, NEW YORK, NY 10022
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.
4123 MCCULLOUGH, SAN ANTONIO, TX 78212
BRAZOS SECURITIES, INC.
12400 COIT ROAD, SUITE 1040, DALLAS, TX 75251
Mailing Address: 6454 VICKERY BLVD., DALLAS, TX 75214
BREAN MURRAY, CARRET & CO., LLC.
570 LEXINGTON AVENUE, 11TH FLOOR, NEW YORK, NY 10022
BRECHLING ANDERSEN SECURITIES
ONE PARK PLAZA BLDG, 3250 WILSHIRE BLVD #941, LOS ANGELES, CA 90010-1502
Mailing Address: ONE PARK PLAZA BLDG., 3250 WILSHIRE BLVD #941, LOS ANGELES, CA 90010-1502
BRECKENRIDGE SECURITIES CORP.
945 E. PACES FERRY RD., STE. 1250, ATLANTA, GA 30326
BREN VENTURES LLC
590 MADISON AVENUE, 26TH FLOOR, NEW YORK, NY 10022
BRENDAN E. CRYAN AND COMPANY, L.L.C.
2 RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006
BRENTWOOD CAPITAL ADVISORS LLC
1600 DIVISION STREET – SUITE 520, NASHVILLE, TN 37203
BRERETON, HANLEY SECURITIES INC.
1500 E. HAMILTON AVE.,, SUITE 102, CAMPBELL, CA 95008
BREVAN HOWARD US LLC
590 MADISON AVENUE, FIFTH FLOOR, NEW YORK, NY 10022
BREWER FINANCIAL SERVICES, LLC
200 SOUTH MICHIGAN AVENUE, 21ST FLOOR, CHICAGO, IL 60604
BRI PARTNERS LLC
120 SOUTH RIVERSIDE PLAZA, SUITE 1600, CHICAGO, IL 60606
BRIAN COHN, INC.
5525 SHERIER PLACE, NW, WASHINGTON, DC 20016
Mailing Address: PO BOX 40367, WASHINGTON, DC 20016-0367
BRIDGE 1 ADVISORS, LLC
6 LANDMARK SQUARE, SUITE 400, STAMFORD, CT 06901
BRIDGE CAPITAL ASSOCIATES, INC.
127 MAIN STREET, LILBURN, GA 30047
BRIDGEWATER JAMES LIMITED, LLC
ONE MARITIME PLAZA, SUITE 1400, SAN FRANCISCO, CA 94111
BRIGGS-FICKS SECURITIES, LLC
250 EAST WISCONSIN AVENUE, 8TH FLOOR, MILWAUKEE, WI 53202
BRIGHTCHOICE FINANCIAL, LLC
618 CHURCH STREET, SUITE 430, NASHVILLE, TN 37219
BRIGHTON SECURITIES CORP.
1703 MONROE AVENUE, ROCHESTER, NY 14618-1487
BRILL SECURITIES, INC.
152 W 57TH STREET, 16TH FLOOR, NEW YORK, NY 10019
BRIMBERG & CO.
45 ROCKEFELLER PLAZA, SUITE 2570, NEW YORK, NY 10111
BRINKER CAPITAL SECURITIES, INC.
1055 WESTLAKES DRIVE, SUITE 250, BERWYN, PA 19312
BRINSON PATRICK SECURITIES CORPORATION
1515 BROADWAY, 11TH FLOOR, NEW YORK, NY 10036
BRISTOL FINANCIAL SERVICES, INC
255 EXECUTIVE DRIVE, SUITE 209, PLAINVIEW, NY 11803
BRISTOL INVESTMENT GROUP, INC.
110 EAST 59TH STREET, 29TH FL., NEW YORK, NY 10022
BRITTANY CAPITAL GROUP, INC.
666 FIFTH AVENUE, 26TH FLOOR, NEW YORK, NY 10103
BRITTINGHAM, INC.
5809 KENNETT PIKE, WILMINGTON, DE 19807
BROADBAND CAPITAL MANAGEMENT, LLC
712 FIFTH AVENUE, 22ND FLOOR, NEW YORK, NY 10019
BROADMARK CAPITAL, LLC
600 UNIVERSITY STREET, SUITE 2800, SEATTLE, WA 98101
BROADOAK PARTNERS, LLC
7201 WISCONSIN AVENUE, SUITE 630, BETHESDA, MD 20814
BROADPOINT AMTECH, INC.
10 GLENVILLE STREET, GREENWICH, CT 06831
BROADPOINT CAPITAL, INC.
1290 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10104
Mailing Address: 1290 AVENUE OF THE AMERICAS, 5TH FLOOR, NEW YORK, NY 10104
BROADSPAN SECURITIES LLC
1401 BRICKELL AVENUE, SUITE 930, MIAMI, FL 33131
BROCK SECURITIES LLC
622 THIRD AVENUE, FLOOR 12, NEW YORK, NY 10017
BROCKETT TAMNY & CO. INCORPORATED
444 SOUTH FLOWER STREET, SUITE 2350, LOS ANGELES, CA 90071
BROCKHOUSE & COOPER INC.
1250 BOUL. RENE-LEVESQUE W – SUITE 4025, MONTREAL QUEBEC, H3B 4W8 CANADA
Mailing Address: 1250 BOUL. RENE-LEVESQUE, W SUITE 4025, MONTREAL QUEBEC, H3B 4W8 CANADA
BROCKINGTON SECURITIES, INC.
2805 VETERANS HIGHWAY, STE # 1, RONKONKOMA, NY 11779
Mailing Address: 2805 VETERANS HIGHWAY, SUITE # 1, RONKONKOMA, NY 11779
BROKER DEALER FINANCIAL SERVICES CORP.
8800 NW 62ND AVENUE, P O BOX 6240, JOHNSTON, IA 50131-6240
BROKER/DEALER, INC.
2675 N. MAYFAIR ROAD SUITE 410, MILWAUKEE, WI 53226
Mailing Address: 2675 N MAYFAIR ROAD SUITE 410, MILWAUKEE, WI 53226
BROKERAGESELECT
364 WEST 117TH STREET, SUITE 5A, NEW YORK, NY 10026
BROKERBANK SECURITIES, INC.
SUITE 513 – 7825 WASHINGTON AVENUE, BLOOMINGTON / EDEN PRAIRIE, MN 55439
Mailing Address: 9484 PAINTERS RIDGE, SUITE 100, EDEN PRAIRIE, MN 55347-2831
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC.
102 SOUTH EAST 13TH STREET, PANORA, IA 50216
BROKERSXPRESS LLC
311 W. MONROE ST.- SUITE 1000, CHICAGO, IL 60606
BROOKFIELD FINANCIAL
3 WORLD FINANCIAL CENTRE, 200 VESEY STREET, 11TH FLOOR, NEW YORK, NY 10281-1021
BROOKS, HOUGHTON SECURITIES, INC.
444 MADISON AVENUE, 25TH FLOOR, NEW YORK, NY 10022
BROOKSTONE SECURITIES, INC.
2920 DRANE FIELD ROAD, LAKELAND, FL 33813
Mailing Address: PO BOX 8087, LAKELAND, FL 33802
BROOKVIEW CAPITAL LLC
ONE WATER STREET, WHITE PLAINS, NY 10601
Mailing Address: ONE WATER STREET, SUITE 180, WHITE PLAINS, NY 10601
BROOKVILLE CAPITAL PARTNERS LLC.
384 RXR PLAZA, UNIONDALE, NY 11556
BROOKWOOD ASSOCIATES, L.L.C.
15 PIEDMONT CENTER SUITE 820, ATLANTA, GA 30305
BROOKWOOD SECURITIES PARTNERS, L.P.
72 CHERRY HILL DRIVE, BEVERLY, MA 01915
BROWN ADVISORY SECURITIES, LLC
901 SOUTH BOND STREET, SUITE 400, BALTIMORE, MD 21231-3340
Mailing Address: 901 SOUTH BOND STREET, SUITE 400, BALTIMORE, MD 21231
BROWN AND BROWN SECURITIES, INC.
4925 GREENVILLE AVENUE #990, DALLAS, TX 75206-4026
BROWN ASSOCIATES, INC.
819 BROAD STREET, CHATTANOOGA, TN 37402-2613
Mailing Address: P.O. BOX 11507, CHATTANOOGA, TN 37401-2507
BROWN BROTHERS HARRIMAN & CO.
140 BROADWAY, NEW YORK, NY 10005
BROWN, GIBBONS, LANG & COMPANY SECURITIES, INC.
1111 SUPERIOR AVENUE, STE. 900, CLEVELAND, OH 44114
Mailing Address: 1111 SUPERIOR AVENUE, SUITE 900, CLEVELAND, OH 44114
BROWN, LISLE/CUMMINGS, INC.
ONE TURKS HEAD PLACE – SUITE 800, PROVIDENCE, RI 02903-2273
BROWNSTONE INVESTMENT GROUP, LLC
655 THIRD AVENUE, 23RD FLOOR, NEW YORK, NY 10017
BRUCE A. LEFAVI SECURITIES, INC.
2323 FOOTHILL DR., SUITE 100, SALT LAKE CITY, UT 84109
BRUDERMAN BROTHERS, INC.
64 BIRCH HILL RD, LOCUST VALLEY, NY 11560
BRYAN FUNDING, INC.
125 TECHNOLOGY DRIVE, SUITE 105, CANONSBURG, PA 15317-9557
BRYANT PARK CAPITAL, INC.
489 FIFTH AVENUE, 27TH FLOOR, NEW YORK, NY 10017
BSG MARKETS LLC
712 FIFTH AVENUE, NEW YORK, NY 10019
BTG PACTUAL US CAPITAL CORP.
601 LEXINGTON AVENUE, 57TH FLOOR, NEW YORK, NY 10022-6831
Mailing Address: 601 LEXINGTON AVENUE, NEW YORK, NY 10022-6831
BTIG, LLC
450 SANSOME STREET, SAN FRANCISCO, CA 94111
BTMU FINANCIAL SERVICES, INC.
111 HUNTINGTON AVENUE, SUITE 400, BOSTON, MA 02199
BTS SECURITIES CORPORATION
420 BEDFORD ST-SUITE 340, LEXINGTON, MA 02420
BUCK KWASHA SECURITIES LLC
1 PENNSYLVANIA PLAZA, 30TH FLOOR, NEW YORK, NY 10119-4798
BUCKMAN, BUCKMAN & REID, INC.
174 PATTERSON AVENUE, SHREWSBURY, NJ 07702
BUCKRAM SECURITIES LTD
21 CEDAR SWAMP ROAD, SUITE 4, GLEN COVE, NY 11542
BUELL SECURITIES CORP.
200 GLASTONBURY BOULEVARD, SUITE 102, GLASTONBURY, CT 06033
Mailing Address: 200 GLASTONBURY BOULEVARD, SUITE 102, GLASTONBURY, CT 06033
BUETER AND COMPANY, INC.
355 E. CAMPUS VIEW BLVD. SUITE 115, SUITE 115, COLUMBUS, OH 43235
BULGER CAPITAL, LLC
130 TURNER STREET, BUILDING 3, SUITE 530, WALTHAM, MA 02453
BULL & BEAR BROKERAGE SERVICES, INC.
6817 SOUTHPOINT PARKWAY, SUITE 1003, JACKSONVILLE, FL 32216
BULLARO SECURITIES CORP.
25-19 STEINWAY STREET, ASTORIA, NY 11103
BULLISH BOB BAGLEY SECURITIES, INC.
2535-A CEDAR SPRINGS, DALLAS, TX 75201
BULLTICK SECURITIES, LLC
701 BRICKELL AVENUE, SUITE 2550, MIAMI, FL 33131
BULLTICK, LLC
PASEO DE LOS TAMARINDOS 400, TORRE A PISO 23, COL. BOSQUES DE LAS LOMAS, MEXICO D.F., 05120 MEXICO
Mailing Address: 701 BRICKELL AVENUE SUITE 2550, MIAMI, FL 33131
BURCH & COMPANY, INC
1201 NW BRIARCLIFF PKWY, SUITE 360, KANSAS CITY, MO 64116
BURKE, LAWTON, BREWER & BURKE, LLC
516 N BETHLEHEM PIKE, AMBLER, PA 19002
Mailing Address: P.O. BOX 950, SPRING HOUSE, PA 19477
BURNHAM & FLOWER FINANCIAL, INC.
315 SOUTH KALAMAZOO MALL, KALAMAZOO, MI 49007
BURNHAM HILL PARTNERS LLC
590 MADISON AVE, 5TH FL, NEW YORK CITY, NY 10022
BURNHAM SECURITIES INC.
1325 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY 10019
Mailing Address: 1325 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY 10019
BURNS FINANCIAL CENTRE, INC.
8903 BRECKSVILLE ROAD, BRECKSVILLE, OH 44141
BURRILL MERCHANT ADVISORS GROUP, LLC
ONE EMBARCADERO CENTER, SUITE 2700, SAN FRANCISCO, CA 94111
BUSADA ADVISORY SERVICES, INC.
2860 N. CYPRESS CIRCLE, WICHITA, KS 67226-2126
BUTLER CAPITAL INVESTMENTS, LLC
100 EAST SOUTH STREET, 2ND FLOOR, SUITE 3, CHARLOTTESVILLE, VA 22902
BUTLER MUNI, LLC
3160 CROW CANYON ROAD, STE #270, SAN RAMON, CA 94583
BUTTONWOOD PARTNERS, INC.
701 DEMING WAY, SUITE 100, MADISON, WI 53717
BWK TRINITY CAPITAL SECURITIES LLC
11755 WILSHIRE BLVD., SUITE 2450, LOS ANGELES, CA 90025
C
C C F INVESTMENTS, INC.
320 N. BROAD ST, THOMASVILLE, GA 31792
C. A. BOTZUM & CO.
505 SOUTH MAIN STREET, SUITE 875, ORANGE, CA 92868-4509
C. E. GAYE & SONS SECURITIES LTD.
75 JACKSON AVE., STE. 206, SYOSSET, NY 11791-3124
C. G. MENK & ASSOCIATES, INC.
7502 CONNELLEY DRIVE, SUITE 104, HANOVER, MD 21076
C. L. KING & ASSOCIATES, INC.
NINE ELK STREET, ALBANY, NY 12207
C. P. EATON PARTNERS, LLC
131 ROWAYTON AVENUE, ROWAYTON, CT 06853
C. R. DAVIS & COMPANY
939 CLOCKTOWER DRIVE, SUITE A, SPRINGFIELD, IL 62704-1303
C.E. PFEIFER LLC
262 HARBOR DRIVE, 3RD FLOOR, STAMFORD, CT 06902
C.K. COOPER & COMPANY, INC.
18300 VON KARMAN AVENUE, SUITE 700, IRVINE, CA 92612
C.P. BAKER SECURITIES INCORPORATED
10 HIGH STREET, SUITE 502, BOSTON, MA 02110
C3 CAPITAL, LLC
333 WEST END AVENUE # 12B, NEW YORK, NY 10023
CA FUNDS GROUP, INC.
526 CRESENT BLVD. #329, GLENELLYN, IL 60137
CABRERA CAPITAL MARKETS, LLC
10 SOUTH LA SALLE STREET, SUITE 1050, CHICAGO, IL 60603
CABRILLO BROKER, L.L.C
4320 LA JOLLA VILLAGE DRIVE, SUITE 300, SAN DIEGO, CA 92122
CACHEMATRIX BROKER/DEALER LLC
3200 CHERRY CREEK SOUTH DRIVE, SUITE 360, DENVER, CO 80209
CADARET, GRANT & CO., INC.
ONE LINCOLN CENTER, 110 W. FAYETTE ST. 5TH FLOOR, SYRACUSE, NY 13202
Mailing Address: 200 VALLEY ROAD-SUITE 106, MT. ARLINGTON, NJ 07856
CAHN CAPITAL CORP.
645 FIFTH AVENUE C/O STEVEN HALL PARTNERS, NEW YORK, NY 10022
CAI INSTITUTIONAL SERVICES, LLC
201 S. BISCAYNE BLVD., TWENTY-EIGHTH FLOOR, MIAMI, FL 33131
Mailing Address: 1125 NW COUCH, EIGHTH FLOOR, PORTLAND, OR 97209
CAIN BROTHERS & COMPANY, LLC
360 MADISON AVENUE, 5TH FLOOR, NEW YORK, NY 10017
CALAMOS FINANCIAL SERVICES LLC
2020 CALAMOS COURT, NAPERVILLE, IL 60563-2787
CALATRAVA SECURITIES LLC
212 W. KINZIE STREET, 4TH FLOOR, CHICAGO, IL 60610
CALDWELL INTERNATIONAL SECURITIES
7635 FM 32, FISCHER, TX 78623
CALDWELL SECURITIES, INCORPORATED
30 LIBERTY SHIP WAY #3200, SAUSALITO, CA 94965-1757
CALES INVESTMENTS, INC.
300 NORTH LINCOLN STREET, DENVER, CO 80203-3929
Mailing Address: 300 NORTH LINCOLN ST., DENVER, CO 80203-3929
CALLAHAN FINANCIAL SERVICES, INC.
1001 CONNECTICUT AVE. NW, SUITE 1001, WASHINGTON, DC 20036
CALLAWAY FINANCIAL SERVICES, INC.
721 N. FIELDER RD. #C, ARLINGTON, TX 76012
Mailing Address: 721 N FIELDER RD #C, ARLINGTON, TX 76012
CALTON & ASSOCIATES, INC.
14497 N. DALE MABRY HWY STE. 215, TAMPA, FL 33618
CALVERT DISTRIBUTORS, INC.
4550 MONTGOMERY AVENUE – SUITE 1000N, BETHESDA, MD 20814
CAMBRIA CAPITAL, LLC
488 E. WINCHESTER ST, SUITE 200, SALT LAKE CITY, UT 84107
Mailing Address: 488 E. WINCHESTER ST., SUITE 200, SALT LAKE CITY, UT 84107
CAMBRIDGE INTERNATIONAL PARTNERS INC.
780 THIRD AVENUE – 25TH FLOOR, NEW YORK, NY 10017-2024
CAMBRIDGE INTERNATIONAL SECURITIES, INC.
518 RIVERSIDE AVENUE, WESTPORT, CT 06880
CAMBRIDGE INVESTMENT RESEARCH, INC.
1776 PLEASANT PLAIN RD., FAIRFIELD, IA 52556-8757
CAMBRIDGE LEGACY SECURITIES L.L.C.
15660 N DALLAS PARKWAY, SUITE 700, DALLAS, TX 75248
Mailing Address: 4100 SPRING VALLEY ROAD, STE 500, DALLAS, TX 75244
CAMDEN FINANCIAL SERVICES
2301 CAMPUS DR, SUITE 250, IRVINE, CA 92612
CAMELOT INVESTMENT ADVISERS, LTD.
995 OLD EAGLE SCHOOL ROAD, SUITE 320, WAYNE, PA 19087
CAMERON, MURPHY & SPANGLER, INC.
170 SOUTH OAKLAND AVENUE, PASADENA, CA 91101-2509
CAMMACK LARHETTE BROKERAGE, INC.
65 WILLIAM STREET – SUITE 100, WELLESLEY, MA 02481
CAMPBELL FINANCIAL SERVICES, INC.
2850 QUARRY LAKE DRIVE, BALTIMORE, MD 21209
CAMPBELL LUTYENS & CO. INC.
1270 AVENUE OF THE AMERICAS, 29TH FLOOR, NEW YORK, NY 10020
CANACCORD ADAMS INC.
99 HIGH STREET, BOSTON, MA 02110
CANACCORD FINANCIAL (USA) INC.
609 GRANVILLE ST., SUITE 2200, VANCOUVER, V7Y 1H2 CANADA
Mailing Address: P.O. BOX 10337, PACIFIC CENTRE, VANCOUVER, V7Y 1H2 CANADA
CANDLEWOOD SECURITIES, LLC
10 1/2 EAST WASHINGTON STREET, CHAGRIN FALLS, OH 44022
CANTELLA & CO., INC.
2 OLIVER STREET, 11TH FL., BOSTON, MA 02109
Mailing Address: 2 OLIVER STREET, 11TH FLOOR, BOSTON, MA 02109
CANTERBURY CONSULTING INCORPORATED
660 NEWPORT CENTER DRIVE-SUITE 300, NEWPORT BEACH, CA 92660
Mailing Address: 660 NEWPORT CTR DR-STE. 300, NEWPORT BEACH, CA 92660
CANTONE RESEARCH INC.
766 SHREWSBURY AVENUE, TINTON FALLS, NJ 07724
CANTOR FITZGERALD & CO.
110 EAST 59TH STREET, 4TH FLOOR, NEW YORK, NY 10022
CAPE SECURITIES INC.
2005 PENNSYLVANIA AVENUE, MCDONOUGH, GA 30253
CAPITAL & CREDIT INTERNATIONAL, INC.
4400 BISCAYNE BOULEVARD, SUITE 750, MIAMI, FL 33137
CAPITAL ANALYSTS, INCORPORATED
303 BROADWAY, SUITE 1500, CINCINNATI, OH 45202
CAPITAL ASSET ADVISORS, INC.
1029 FRIENDLY ROAD, OYSTER BAY, NY 11771
CAPITAL BROKERAGE CORPORATION
6620 WEST BROAD STREET, BUILDING 2, RICHMOND, VA 23230
CAPITAL CITY SECURITIES, LLC
1335 DUBLIN RD., SUITE 122-D, COLUMBUS, OH 43215
CAPITAL DIRECTIONS, INC.
8038 ANNE COURT, ORLAND PARK, IL 60462
CAPITAL DYNAMICS BROKER DEALER LLC
645 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10022
CAPITAL FINANCIAL SERVICES, INC.
#1 NORTH MAIN STREET, MINOT, ND 58703
CAPITAL GROWTH RESOURCES
405 E. LEXINGTON AVENUE, SUITE 201, EL CAJON, CA 92020
Mailing Address: P.O. BOX 69, EL CAJON, CA 92020
CAPITAL GROWTH SECURITIES LLC
1325 AVENUE OF THE AMERICAS, SUITE 2302, NEW YORK, NY 10019
Mailing Address: PO BOX 5117, NEW YORK, NY 10185
CAPITAL GUARDIAN, LLC
420 PARK ST, SUITE 100, BELMONT, NC 28012
Mailing Address: 420 PARK ST, BELMONT, NC 28012
CAPITAL HILL GROUP, INC.
5 TUDOR CITY PLACE, APT. 1315, NEW YORK, NY 10017
CAPITAL INNOVATIONS SECURITIES, LLC
1130 JAMES DRIVE, SUITE 101, HARTLAND, WI 53029
CAPITAL INSTITUTIONAL SERVICES, INC.
1601 ELM STREET, SUITE 3900, DALLAS, TX 75201
CAPITAL INVESTMENT BROKERAGE, INC.
17 GLENWOOD AVENUE, RALEIGH, NC 27603
Mailing Address: P.O. BOX 32249, RALEIGH, NC 27622
CAPITAL INVESTMENT GROUP, INC.
17 GLENWOOD AVE, RALEIGH, NC 27603
Mailing Address: P.O. BOX 32249, RALEIGH, NC 27622
CAPITAL INVESTMENTS, INC.
1815 SATELLITE BLVD, SUITE 502, DULUTH, GA 30097-4074
CAPITAL MANAGEMENT OF THE CAROLINAS, LLC
1520 SOUTH BOULEVARD, SUITE 230, CHARLOTTE, NC 28203
CAPITAL MANAGEMENT PARTNERS, INC.
1100 NORTH FOURTH STREET, SUITE 141, FAIRFIELD, IA 52556
CAPITAL MANAGEMENT SECURITIES, INC.
7900 XERXES AVE S. #500, MINNEAPOLIS, MN 55431-1120
Mailing Address: 7900 XERXES AVENUE S #500, MINNEAPOLIS, MN 55431-1120
CAPITAL ONE INVESTMENT SERVICES LLC
265 BROAD HOLLOW ROAD, MELVILLE, NY 11747
CAPITAL ONE SOUTHCOAST, INC
909 POYDRAS STREET, SUITE 1000, NEW ORLEANS, LA 70112
CAPITAL PATH SECURITIES, LLC
1533 ROCKY POINT ROAD, MIDDLE ISLAND, NY 11953
Mailing Address: 1533 ROCKY POINT ROAD, MIDDLE ISLAND, NY 11953
CAPITAL PORTFOLIO MANAGEMENT, INC.
2205 YORK ROAD, SUITE 203, TIMONIUM, MD 21093
CAPITAL RESEARCH BROKERAGE SERVICES, LLC
15 S. RAYMOND AVENUE, SUITE 200, PASADENA, CA 91105
CAPITAL RESOURCE FINANCIAL SERVICES, L.L.C.
1 PARKLANDS DRIVE, DARIEN, CT 06820
CAPITAL SECURITIES INVESTMENT CORPORATION
2021 MIDWEST ROAD-STE. 104, OAK BROOK, IL 60523-1336
CAPITAL TECHNOLOGY, INC.
46 TORY HILL LANE, ROWAYTON, CT 06853
CAPITALINK, L.C.
4400 BISCAYNE BOULEVARD, 14TH FLOOR, MIAMI, FL 33137
Mailing Address: 590 MADISON AVENUE, 35TH FLOOR, NEW YORK, NY 10022
CAPITALQUEST SECURITIES, INC.
105 FIFTH AVE S., SUITE 300, MINNEAPOLIS, MN 55401
CAPITALVALUE ADVISORS, LLC
188 INVERNESS DRIVE WEST, SUITE 100, ENGLEWOOD, CO 80111
CAPITOL SECURITIES MANAGEMENT, INC.
100 CONCOURSE BLVD, SUITE 101, GLEN ALLEN, VA 23059
CAPMARK SECURITIES INC.
1801 CALIFORNIA STREET, SUITE 3900, DENVER, CO 80202
Mailing Address: 1801 CALIFORNIA ST., STE 3900, DENVER, CO 80202
CAPNET SECURITIES CORPORATION
738 HWY 6 SOUTH, SUITE 230, HOUSTON, TX 77079
CAPPELLO CAPITAL CORP.
100 WILSHIRE BLVD., SUITE 1200, SANTA MONICA, CA 90401
CAPROCK SECURITIES, INC.
4601 50TH STREET, SUITE 202, LUBBOCK, TX 79414-3518
CAPSTONE ASSET PLANNING COMPANY
5847 SAN FELIPE, SUITE 4100, HOUSTON, 77057 UNITED STATES
Mailing Address: 5847 SAN FELIPE, SUITE 4100, HOUSTON, TX 77057
CAPSTONE CAPITAL MARKETS LLC
176 FEDERAL STREET, 3RD FLOOR, BOSTON, MA 02110
CAPSTONE FINANCIAL GROUP, INC.
8295 242ND STREET, FOREST LAKE, MN 55025
CAPSTONE GLOBAL MARKETS, LLC
44 WALL STREET, 4TH FLOOR, NEW YORK, NY 10005
Mailing Address: 44 WALL STREET, 4TH FLOOR, NEW YORK, NY 10005
CAPSTONE INVESTMENTS
12760 HIGH BLUFF DRIVE, SUITE 120, SAN DIEGO, CA 92130
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