List of FINRA Members Firms C (Continued)

If your broker and/or brokerage firm recommended or sold unsuitable investments to you, contact us for a free consultation. Blum Law Group is a nationally recognized law firm dedicated to representing investors attempt to recover their investments losses.

The Financial Industry Regulatory Authority (“FINRA”), the largest independent regulator of securities brokerage firms doing business in the United States, oversees nearly 4,700 brokerage firms, including the following brokerage, securities and investment firms:

# – A – B – C – D – E – F – G – H – I – J – K – L – M – N – O – P – Q – R – S – T – U – V – W – X – Y – Z

CAPSTONE PARTNERS, L.C.

3475 LENOX ROAD, SUITE 400, ATLANTA, GA 30326

CAPTRUST FINANCIAL ADVISORS

4208 SIX FORKS ROAD, SUITE 1700, RALEIGH, NC 27609
Mailing Address: 4208 SIX FORKS ROAD, SUITE 1700, RALEIGH, NC 27609

CAPWEALTH INVESTMENT SERVICES

19244 NATURES VIEW COURT, BOCA RATON, FL 33498

CAPWEST SECURITIES, INC.

3900 SOUTH WADSWORTH BLVD, SUITE 590, LAKEWOOD, CO 80235

CARDINAL INVESTMENTS, INC.

1600 NORTH BELT WEST, BELLEVILLE, IL 62226-5923

CAREY FINANCIAL, LLC

50 ROCKEFELLER PLAZA, 2ND FLOOR, NEW YORK, NY 10020

CAREY, THOMAS, HOOVER, & BREAULT, INC.

8080 E. CENTRAL, SUITE 200, WICHITA, KS 67206

CARIS & COMPANY, INC.

853 CAMINO DEL MAR, SUITE 100, DEL MAR, CA 92014

CARL M. HENNIG, INC.

206 NORTH MAIN STREET, OSHKOSH, WI 54901
Mailing Address: P O BOX 1069, OSHKOSH, WI 54903-1069

CARL MARKS SECURITIES, LLC

900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY 10022
Mailing Address: 900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY 10022

CARL P. SHERR & CO., LLC

446 MAIN STREET, WORCESTER, MA 01608-2393
Mailing Address: 446 MAIN ST, WORCESTER, MA 01608-2393

CARMICHAEL SECURITIES COMPANY L.L.C.

1507 W PARKSIDE LANE, PHOENIX, AZ 85027

CARNEGIE, INC.

20 WEST 55TH STREET, NEW YORK, NY 10019-5373

CARNES CAPITAL CORPORATION

8889 PELICAN BAY BOULEVARD, SUITE 500, NAPLES, FL 34108-7512

CAROLINA CAPITAL MARKETS, INC.

400 MEADOWMONT VILLAGE CIR., SUITE 429, CHAPEL HILL, NC 27517

CAROLINA FINANCIAL SECURITIES, LLC

185 WEST MAIN STREET, BREVARD, NC 28712
Mailing Address: PO BOX 1076, BREVARD, NC 28712

CAROLINA MUNICIPAL SECURITIES, INC.

1219 ASSEMBLY STREET SUITE 201, COLUMBIA, SC 29201
Mailing Address: 1219 ASSEMBLY STREET SUITE 201, COLUMBIA, SC 29201-0000

CAROLINA SECURITIES, INC.

1225 CRESCENT GREEN, SUITE 115, CARY, NC 27518

CAROLINAS INVESTMENT CONSULTING LLC

5605 CARNEGIE BOULEVARD – SUITE 400, CHARLOTTE, NC 28209

CARR SECURITIES CORPORATION

14 VANDERVENTER AVENUE, SUITE 210, PORT WASHINGTON, NY 11050
Mailing Address: 14 VANDERVENTER AVENUE, PORT WASHINGTON, NY 11050

CARREDEN GROUP, INC.

1100 MORAGA WAY, SUITE 209, MORAGA, CA 94556

CARRINGTON INVESTMENT SERVICES, LLC

7 GREENWICH OFFICE PARK, 599 W. PUTNAM AVE., GREENWICH, CT 06830

CARTER CAPITAL CORPORATION

167 OLD POST ROAD, SOUTHPORT, CT 06490

CARTER, TERRY & COMPANY, INC.

3060 PEACHTREE ROAD SUITE 1400, ATLANTA, GA 30305

CARTHAGE GROUP INC.

196 EAST MAIN STREET, HUNTINGTON, NY 11743
Mailing Address: P.O. BOX 523, HUNTINGTON, NY 11743

CARTY & COMPANY, INC.

6263 POPLAR AVENUE, SUITE 800, MEMPHIS, TN 38119
Mailing Address: P.O. BOX 17527, MEMPHIS, TN 38187-0527

CARUSO FINANCIAL SERVICES INC.

20 ABBY LANE, ROCHESTER, NY 14606

CARVER CROSS SECURITIES CORP.

152 PONDFIELD ROAD, BRONXVILLE, NY 10708
Mailing Address: P.O. BOX 223, BRONXVILLE, NY 10708

CARY STREET PARTNERS LLC

1210 EAST CARY STREET, SUITE 300, RICHMOND, VA 23219

CASCADE FINANCIAL MANAGEMENT, INC.

1512 LARIMER STREET, SUITE 250, DENVER, CO 80202

CASCADE INVESTMENT GROUP, INC.

90 S. CASCADE AVENUE, SUITE 1250, COLORADO SPRINGS, CO 80903

CASCADIA CAPITAL, LLC

701 FIFTH AVENUE, SUITE 2600, SEATTLE, WA 98104

CASEY PROFESSIONAL SERVICES, LLC

220 MONTGOMERY STREET, SUITE 462, SAN FRANCISCO, CA 94104

CASGRAIN & COMPANY (USA) LIMITED

1200 MCGILL COLLEGE AVENUE, 21ST FLOOR, MONTREAL QUEBEC, H3B 4G7 CANADA
Mailing Address: 1200 MCGILL COLLEGE AVENUE, 21ST FLOOR, MONTREAL, QUEBEC, H3B 4G7 CANADA

CASIMIR CAPITAL L.P.

546 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10036

CASTLE CREEK FINANCIAL LLC

6051 EL TORDO, RANCHO SANTA FE, CA 92067
Mailing Address: P.O. BOX 1329, RANCHO SANTA FE, CA 92067

CASTLEBRIDGE RISK SOLUTIONS, INC.

2248 N. BURLING, CHICAGO, IL 60614

CASTLEOAK SECURITIES, LP

110 EAST 59 STREET, 2ND FLOOR, NEW YORK, NY 10022
Mailing Address: 110 EAST 59TH STREET, NEW YORK, NY 10022

CATALYST FINANCIAL

225 N.E. MIZNER BLVD., SUITE 400, BOCA RATON, FL 33432

CATAPULT ADVISORS LLC

135 MAIN STREET, SUITE 1300, SAN FRANCISCO, CA 94105

CATHAY SECURITIES, INC.

202 CANAL ST, SUITE 403, NEW YORK, NY 10013

CATHOLIC FINANCIAL SERVICES CORPORATION

1100 WEST WELLS STREET, MILWAUKEE, WI 53233

CATO CAPITAL, LLC

31 WOODLAND STREET 11-C, HARTFORD, CT 06105
Mailing Address: 31 WOODLAND STREET 11-C, HARTFORD, CT 06105

CAYMUS SECURITIES LLC

3490 PIEDMONT ROAD, SUITE 1040, ATLANTA, GA 30305

CAZENAVE AND CO., INC.

11666 OSCEOLA STREET, C/O WILLIAM H. CARSON, WESTMINSTER, CO 80031

CB REALTY SALES, INC.

5402 EAST LINCOLN DRIVE, SCOTTSDALE, AZ 85253
Mailing Address: 5402 EAST LINCOLN DRIVE ATTN: JUNE MAZZA, SCOTTSDALE, AZ 85253

CBG FINANCIAL GROUP, INC.

2101 NW CORPORATE BLVD, SUITE 402, BOCA RATON, FL 33431

CBIA ADVISORS, INC.

808 MOOREFIELD PARK DRIVE, SUITE106, RICHMOND, VA 23236

CBIS FINANCIAL SERVICES, INC.

1200 JORIE BLVD, SUITE 210, OAK BROOK, IL 60523-2262

CBIZ FINANCIAL SOLUTIONS, INC.

44 BALTIMORE STREET, CUMBERLAND, MD 21502

CBRE CAPITAL ADVISORS, INC.

2001 ROSS AVENUE, SUITE 3400, DALLAS, TX 75201

CCG SECURITIES, LLC

120 EAST DE LA GUERRA STREET, SANTA BARBARA, CA 93101

CCO INVESTMENT SERVICES CORP.

53 STATE STREET, 7TH FLOOR, BOSTON, MA 02109
Mailing Address: 1200 HANCOCK STREET, KEVIN FEIN – MHK110, QUINCY, MA 02169

CD FUNDING SECURITIES, LLC

4350 GLENDALE-MILFORD ROAD, SUITE 170, CINCINNATI, OH 45242
Mailing Address: 4350 GLENDALE-MILFORD, SUITE 170, CINCINNATI, OH 45242

CDK FINANCIAL SERVICES, LLC

405 PARK AVENUE, 11TH FLOOR, NEW YORK, NY 10022
Mailing Address: 405 PARK AVENUE, 11TH FLOOR, NEW YORK, NY 10022

CE CAPITAL ADVISORS, INC.

293 BOSTON POST RD., WEST, SUITE 500, MARLBOROUGH, MA 01752

CEA ATLANTIC ADVISORS, LLC

101 EAST KENNEDY BOULEVARD; SUITE 3300, TAMPA, FL 33602

CEDAR CREEK SECURITIES, INC.

309 N WATER STREET, SUITE 400, MILWAUKEE, WI 53202

CEDAR POINT CAPITAL, LLC

5354 PARKDALE DRIVE, SUITE 100, ST. LOUIS PARK, MN 55416

CELADON FINANCIAL GROUP LLC

19 CENTER STREET, CHATHAM, NJ 07928-2599

CELTIC ADVISORS LLC

330 MADISON AVE, SUITE 918, NEW YORK, NY 10017-5001

CENTARA CAPITAL SECURITIES, INC.

8880 RIO SAN DIEGO, 4TH FLOOR, SAN DIEGO, CA 92108

CENTAURUS FINANCIAL, INC.

2300 E. KATELLA AVENUE, SUITE #200, ANAHEIM, CA 92806

CENTENIUM ADVISORS, LLC

420 LEXINGTON AVENUE, SUITE 2216, NEW YORK, NY 10170

CENTENNIAL ASSET MANAGEMENT CORPORATION

6803 SOUTH TUCSON WAY, CENTENNIAL, CO 80112

CENTENNIAL SECURITIES COMPANY, LLC

3075 CHARLEVOIX DRIVE SE, GRAND RAPIDS, MI 49516-6217
Mailing Address: P.O. BOX 6217, GRAND RAPIDS, MI 49516-6217

CENTER STREET SECURITIES, INC.

26 CENTURY BLVD., SUITE 301, NASHVILLE, TN 37214

CENTERLEDGE CAPITAL MARKETS LLC

375 PARK AVENUE, SUITE 1604, NEW YORK, NY 10152

CENTERPOINT M&A ADVISORS, INC.

21550 OXNARD STREET, SUITE 960, WOODLAND HILLS, CA 91367

CENTERPRISE CAPITAL, LLC

30 SOUTH WACKER DRIVE, SUITE 2850, CHICAGO, IL 60606
Mailing Address: C/O UHY ADVISORS, INC, 30 S. WACKER, SUITE 2850, CHICAGO, IL 60606

CENTERRE CAPITAL LLC

1839 LAKE ST. LOUIS BOULEVARD, LAKE ST. LOUIS, MO 63367

CENTERVIEW PARTNERS LLC

31 WEST 52ND STREET, 22ND FLOOR, NEW YORK, NY 10019

CENTRADE SECURITIES CORP.

65 HA’ORZIM STREET, #26, NETANYA, 42237 ISRAEL
Mailing Address: C/O BUTTONWOOD BUSINESS SOLUTIONS LLC, 65 BROADWAY – 18TH FLOOR, NEW YORK, NY 10006

CENTRAL SECURITIES, LLC

9090 DEADMAN HILL ROAD, CASHMERE, WA 98815

CENTRE CAPITAL ADVISORS, LLC

10 ELSKIP LANE, GREENWICH, CT 06831

CENTRUM SECURITIES LLC

18 E. 48TH STREET, 11TH FLOOR SUITE 1106, NEW YORK, NY 10017

CENTURION INSTITUTIONAL SERVICES, INC.

1282 PACIFIC OAKS PLACE, ESCONDIDO, CA 92029

CENTURION SECURITIES CORPORATION

319 LAFAYETTE ST., WASHINGTON, MO 63090

CENTURY PACIFIC SECURITIES, INC.

701 5TH AVE, # 3545, SEATTLE, WA 98104

CENTURY SECURITIES ASSOCIATES, INC.

ONE FINANCIAL PLAZA 501 NORTH BROADWAY, ST. LOUIS, MO 63102

CEROS FINANCIAL SERVICES, INC.

866 EAST SIXTH ST. UNIT 4, SOUTH BOSTON, MA 02127

CERT DIRECT SECURITIES INC.

37 WEST 39 ST SUITE 903, NEW YORK, NY 10018
Mailing Address: 37 WEST 39 ST SUITE 903, NEW YORK, NY 10018

CERTIGROUP, INC

8302 GULF OF MEXICO BLVD, MARATHON, FL 33050
Mailing Address: 8302 GULF OF MEXICO BLVD., MARATHON, FL 33050

CF GLOBAL TRADING, LLC

527 MADISON AVENUE, 18TH FLOOR, NEW YORK, NY 10022

CFC EQUITIES, LLC

2 BAY CLUB DRIVE APT 4LE, BAYSIDE, NY 11360
Mailing Address: 2 BAY CLUB DRIVE – APT 4LE, BAYSIDE, NY 11360

CFD INVESTMENTS, INC.

2704 S GOYER RD, KOKOMO, IN 46902
Mailing Address: P.O. BOX 2244, KOKOMO, IN 46904-2244

CFR-INC.

18804 NE 106TH STREET, REDMOND, WA 98052

CFS SECURITIES, INC.

3190 WHITNEY AVENUE BUILDING 6, HAMDEN, CT 06518

CFT SECURITIES.LLC

379 THORNALL STREET, 6TH FLOOR, EDISON, NJ 08837

CG BROKERAGE L.L.C.

8215 GREENWAY BLVD., SUITE 610, MIDDLETON, WI 53562

CG COMPASS (USA) LLC

135 EAST 57TH STREET, 30TH FLOOR, NEW YORK, NY 10022

CGI MERCHANT CAPITAL, LLC

8400 NORTHWEST 36TH STREET, SUITE 220, MIAMI, FL 33166

CHADWICK SECURITIES, INC.

1845 WALNUT STREET, 10TH FLOOR, PHILADELPHIA, PA 19103

CHAIN BRIDGE SECURITIES, INC.

9302 LEE HIGHWAY,, SUITE 300, FAIRFAX, VA 22031

CHALLENGER CAPITAL GROUP, LTD.

2525 MCKINNON ST., SUITE 300, DALLAS, TX 75201
Mailing Address: 3100 TRAMMELL CROW CENTER, 2001 ROSS AVENUE, LB 140, DALLAS, TX 75201

CHAMPION CAPITAL CORPORATION

141 WATERMAN AVE, SUITE 100, MOUNT DORA, FL 32757

CHAMPION SECURITIES COMPANY L.L.C.

3 FIFTH AVE, SAN FRANCISCO, CA 94118-1307

CHAMPLAIN ADVISORS, LLC

820 NORTH STREET, GREENWICH, CT 06831
Mailing Address: 343 TACONIC ROAD, GREENWICH, CT 06831

CHANNEL CAPITAL GROUP LLC

420 LEXINGTON AVE, SUITE 2510, NEW YORK, NY 10170
Mailing Address: 420 LEXINGTON AVE., SUITE 2510, NEW YORK, NY 10170

CHAPDELAINE & CO.

1 SEAPORT PLAZA 199 WATER STREET, NEW YORK, NY 10038

CHAPIN, DAVIS

2 VILLAGE SQUARE, SUITE 200, BALTIMORE, MD 21210

CHARDAN CAPITAL MARKETS LLC

17 STATE STREET, SUITE 1600, NEW YORK, NY 10004

CHARLES JORDAN & CO., LLC

805 3RD AVENUE, 18TH FLOOR, NEW YORK, NY 10022

CHARLES MORGAN SECURITIES, INC.

120 WALL STREET, 16TH FLOOR, NEW YORK, NY 10005

CHARLES RIVER BROKERAGE, LLC

24 NEW ENGLAND EXECUTIVE PARK, SUITE 150, BURLINGTON, MA 01803

CHARLES SCHWAB & CO., INC.

211 MAIN STREET, SAN FRANCISCO, CA 94105
Mailing Address: 211 MAIN STREET, MS:SF211MN-05-305, SAN FRANCISCO, CA 94105

CHARLES STREET SECURITIES, INC.

1 WILTON CRESCENT, LONDON, SW1X 8RN UNITED KINGDOM

CHARLES VISTA LLC

100 WILLIAM STREET, SUITE 1820, NEW YORK, NY 10038

CHARLES W. PACE SECURITIES GROUP, INC.

14465 WEBB CHAPEL RD., DALLAS, TX 75234

CHART GROUP ADVISORS, LLC

75 ROCKEFELLER PLAZA, 14TH FLOOR, NEW YORK, NY 10019

CHARTER CAPITAL MANAGEMENT, INC.

2525 N. MAYFAIR ROAD, SUITE 210, WAUWATOSA, WI 53226

CHARTER OAK ASSET MANAGEMENT, INC.

1520 HIGHLAND AVENUE, CHESHIRE, CT 06410-1276

CHARTWELL ADVISORS, LLC

888 SEVENTH AVENUE-40TH FLOOR, NEW YORK, NY 10019

CHASE INVESTMENT SERVICES CORP.

300 SOUTH RIVERSIDE PLAZA, 11TH FLOOR, CHICAGO, IL 60606
Mailing Address: 1111 POLARIS PARKWAY, SUITE 2J, COLUMBUS, OH 43240

CHATSWORTH SECURITIES, LLC

95 EAST PUTNAM AVENUE, GREENWICH, CT 06830

CHAUNER SECURITIES, INC.

666 DUNDEE ROAD, SUITE 903, NORTHBROOK, IL 60062-2735
Mailing Address: 666 DUNDEE ROAD, SUITE 903, NORTHBROOK, IL 60062-2735

CHEEVERS & COMPANY INC.

440 SOUTH LASALLE STREET, SUITE #710, CHICAGO, IL 60605

CHELSEA FINANCIAL SERVICES

880 ANNADALE ROAD, STATEN ISLAND, NY 10312

CHERRY TREE & ASSOCIATES, LLC

301 CARLSON PARKWAY, SUITE103, MINNETONKA, MN 55305
Mailing Address: 301 CARLSON PARKWAY, SUITE 103, MINNETONKA, MN 55305

CHESSIECAP SECURITIES, INC.

7911 SHERWOOD AVENUE, TOWSON, MD 21204
Mailing Address: 3 BETHESDA METRO CENTER, SUITE 700, BETHESDA, MD 20814

CHESTER HARRIS & COMPANY, INCORPORATED

222 MAMARONECK AVENUE, WHITE PLAINS, NY 10605-1316
Mailing Address: P.O. BOX 668, WHITE PLAINS, NY 10602

CHESTNUT ENERGY PARTNERS, INC.

2201 N. CENTRAL EXPRESSWAY, SUITE 240, RICHARDSON, TX 75080

CHESTNUT SECURITIES, INC.

ONE FINANCIAL CENTER, 28TH FLOOR, BOSTON, MA 02111

CHEVAL CAPITAL, INC.

901 N. PITT STREET-110, ALEXANDRIA, VA 22314

CHEVY CHASE FINANCIAL SERVICES

7501 WISCONSIN AVENUE, BETHESDA, MD 20814
Mailing Address: 265 BROADHOLLOW ROAD, MELVILLE, NY 11747

CHICAGO ANALYTIC TRADING COMPANY, LLC

560 S WINCHESTER BLVD, SUITE 500, SAN JOSE, CA 95128
Mailing Address: 1 S DEARBORN ST, SUITE 2100, CHICAGO, IL 60603

CHICAGO INVESTMENT GROUP, LLC

190 SOUTH LASALLE STREET, SUITE 850, CHICAGO, IL 60603

CHICKASAW SECURITIES, LLC

6075 POPLAR AVENUE, SUITE 402, MEMPHIS, TN 38119

CHIEF CAPITAL LLC

633 WEST 5TH STREET, FLOOR 28, LOS ANGELES, CA 90071

CHILDS ADVISORY PARTNERS LLC

10 GLENLAKE PARKWAY SUITE 300, ATLANTA, GA 30328

CHILIAN PARTNERS, L.P.

1701 S. FLAGLER DRIVE, SUITE 1001, WEST PALM BEACH, FL 33401
Mailing Address: P.O. BOX 2685, PALM BEACH, FL 33480

CHILTON & ASSOCIATES, INC.

1875 CENTURY PARK EAST, #700-42, LOS ANGELES, CA 90067

CHOICE INVESTMENTS, INC.

4800 BEE CAVE ROAD, AUSTIN, TX 78746
Mailing Address: P.O. BOX 161718, AUSTIN, TX 78716-1718

CHOICETRADE

197 STATE ROUTE 18, SUITE 3000, EAST BRUNSWICK, NJ 08816

CHRISTIAN FINANCIAL SERVICES LLC

1350 GOLDEN CIRCLE #304, GOLDEN, CO 80401
Mailing Address: P.O. BOX 16476, GOLDEN, CO 80402

CHRISTOPHER J. FORBES, LLC

30 BROAD STREET, 20TH FL., NEW YORK, NY 10004

CHRISTOPHER WEIL & COMPANY, INC.

12555 HIGH BLUFF DRIVE, SUITE 180, SAN DIEGO, CA 92130

CHRYSALIS CAPITAL GROUP, LLC

131 FRANKLIN STREET, SAN FRANCISCO, CA 94102

CHURCH, GREGORY, ADAMS SECURITIES CORPORATION

658 CLAIREMONT AVENUE, DECATUR, GA 30030

CHURCHILL CAPITAL USA, INC.

1270 AVENUE OF THE AMERICAS, SUITE 1910, NEW YORK, NY 10020-1700

CHURCHILL FINANCIAL, LLC

1406 BROWNS LANE 2ND FLOOR, LOUISVILLE, KY 40207

CIBC WORLD MARKETS CORP.

425 LEXINGTON AVENUE, NEW YORK, NY 10017

CICC US SECURITIES, INC.

1 HARBOUR VIEW ST., CENTRAL, ONE INTERNATIONAL FINANCE CENTRE, 29TH FLOOR, HONG KONG, FOREIGN CHINA

CICERONE SECURITIES, LLC

150 EAST 52ND STREET, 22ND FLOOR, NEW YORK, NY 10022

CIG SECURITIES

28411 NORTHWESTERN HIGHWAY, SUITE 1350, SOUTHFIELD, MI 48034

CIM SECURITIES, LLC

5975 S. QUEBEC ST., SUITE 142, CENTENNIAL, CO 80111

CIMARRON RESOURCES, LLC

600 LEOPARD STREET, SUITE 1108, CORPUS CHRISTI, TX 78473

CIMB SECURITIES (USA), INC.

540 MADISON AVENUE, 11TH FLOOR, NEW YORK, NY 10022

CIRRUS RESEARCH, LLC

303 SOUTH BROADWAY, SUITE 212, TARRYTOWN, NY 10591

CIT CAPITAL SECURITIES LLC

505 FIFTH AVENUE, 11TH FLOOR, NEW YORK, NY 10017
Mailing Address: 505 FIFTH AVENUE, NEW YORK, NY 10017

CITADEL SECURITIES LLC

131 SOUTH DEARBORN STREET, 32ND FLOOR, CHICAGO, IL 60603

CITATION FINANCIAL GROUP, L.P.

120 BROADWAY, 17TH FLOOR, NEW YORK, NY 10271
Mailing Address: 120 BROADWAY, NEW YORK, NY 10271

CITI INTERNATIONAL FINANCIAL SERVICES LLC

SANTA MARINA I BUILDING SUITE 200, 400 ST C, REXCO PARK, GUAYNABO, PR 00968
Mailing Address: P.O. BOX 70263, SAN JUAN, PR 00936-8263

CITICORP SECURITIES SERVICES, INC.

390 – 388 GREENWICH STREET, 388 GREENWICH STREET, NEW YORK, NY 10013
Mailing Address: REGISTRATION DEPARTMENT, ONE COURT SQUARE – 19TH FLOOR, LONG ISLAND CITY, NY 11120

CITIGROUP GLOBAL MARKETS INC.

390 – 388 GREENWICH STREET, NEW YORK, NY 10013-2396
Mailing Address: REGISTRATION DEPARTMENT, ONE COURT SQUARE 19TH FLOOR, LONG ISLAND CITY, NY 11120

CITY CAPITAL ADVISORS, LLC

444 NORTH MICHIGAN AVENUE, SUITE 3200, CHICAGO, IL 60611

CITY NATIONAL SECURITIES, INC.

400 NORTH ROXBURY DRIVE, SUITE 700, BEVERLY HILLS, CA 90210

CITY SECURITIES CORPORATION

30 SOUTH MERIDIAN STREET, SUITE 600, INDIANAPOLIS, IN 46204

CJI CAPITAL MARKETS, INC.

1700 BROADWAY, 31ST FLOOR, NEW YORK, NY 10019

CJK SECURITIES, INC.

2780 S. JONES BLVD, SUITE 130, LAS VEGAS, NV 89146

CJS SECURITIES, INC.

50 MAIN STREET, SUITE 325, WHITE PLAINS, NY 10606

CKS SECURITIES LLC

8800 E. RAINTREE DRIVE, SUITE 240, SCOTTSDALE, AZ 85260-3957
Mailing Address: 8800 E. RAINTREE DRIVE, SUITE 240, SCOTTSDALE, AZ 85260-3957

CLANCY FINANCIAL SERVICES, INC.

40 WALL STREET, 30TH FLOOR, NEW YORK, NY 10005
Mailing Address: 40 WALL STREET, 38TH FLOOR, NEW YORK, NY 10005

CLARENDON INSURANCE AGENCY, INC.

ONE SUN LIFE EXECUTIVE PARK, WELLESLEY HILLS, MA 02481

CLARK DODGE & CO., INC.

2 GANNETT DRIVE, SUITE 410, WHITE PLAINS, NY 10604
Mailing Address: 2 GANNETT DRIVE, SUITE 410, WHITE PLAINS, NY 10604

CLARK NOBIL & CO.

2500 E. HALLANDALE BEACH BLVD. #701, HALLANDALE, FL 33009
Mailing Address: P.O. BOX 1797, HALLANDALE, FL 33008-1797

CLARK SECURITIES, INC.

2100 ROSS AVENUE, SUITE 2200, DALLAS, TX 75201-7906

CLARKESON RESEARCH INC.

19 TOWNSEND SQUARE, OYSTER BAY, NY 11771

CLARY INVESTMENT AND INSURANCE PLANNING CORP.

43 BELMONT STREET, SO. EASTON, MA 02375
Mailing Address: P.O. BOX 275, NO. EASTON, MA 02356

CLAYMORE SECURITIES, INC.

2455 CORPORATE WEST DRIVE, LISLE, IL 60532

CLAYTON LOWELL, & CONGER INC

2123 MAIN STREET, PO BOX 459, NEW WOODSTOCK, NY 13122
Mailing Address: 2123 MAIN STREET, PO BOX 459, NEW WOODSTOCK, NY 13122

CLAYTON, WILLIAMS & SHERWOOD INVESTMENTS

14 CORPORATE PLAZA, SUITE 210, NEWPORT BEACH, CA 92660

CLEARVIEW CORRESPONDENT SERVICES, LLC

8006 DISCOVERY DRIVE, SUITE 200, RICHMOND, VA 23229

CLEARVIEW TRADING ADVISORS, INC.

114 WEST 47TH ST,, SUITE 1712, NEW YORK, NY 10036

CLEARY GULL INC.

100 EAST WISCONSIN AVE., MILWAUKEE, WI 53202-3590

CLEVELAND HAUSWIRTH INVESTMENT MANAGEMENT, INC.

243 E. BUFFALO STREET, MILWAUKEE, WI 53202

CLEVELAND RESEARCH COMPANY LLC

1375 E 9TH STREET, SUITE 600, CLEVELAND, OH 44114
Mailing Address: 1375 E 9TH STREET, SUITE 600, CLEVELAND, OH 44144

CLFS SECURITIES, INC.

925 EUCLID AVENUE, SUITE 645, CLEVELAND, OH 44115

CLG INVESTMENT COMPANY, INC.

10 GLENVILLE STREET – 3RD FLOOR, GREENWICH, CT 06831

CLIFDEN EQUITIES, LLC

5000-4A ESTATE ENIGHED, #65, ST. JOHN, 00830 US VIRGIN ISLANDS

CLINGER & CO., INC.

6505 CLAWSON ST., HOUSTON, TX 77055-7103

CM SECURITIES, LLC

1291 WEST GALLERIA DRIVE, SUITE 210, HENDERSON, NV 89014
Mailing Address: 1291 GALLERIA DRIVE, SUITE 210, HENDERSON, NV 89014

CMA PARTNERS, LLC

405 LEXINGTON AVENUE, 26TH FLOOR, NEW YORK, NY 10174

CME BD SERVICES, INC.

1211 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
Mailing Address: 4300 N. ROUTE 1, SOUTH BRUNSWICK, NJ 08852

CMP EQUITIES, INC.

6400 FLYING CLOUD DRIVE, SUITE 270, EDEN PRAIRIE, MN 55344
Mailing Address: 6400 FLYING CLOUD DRIVE, EDEN PRAIRIE, MN 55344

CMS INVESTMENT RESOURCES, INC.

308 E. LANCASTER AVENUE, SUITE 300, WYNNEWOOD, PA 19096-2145

CNA INVESTOR SERVICES, INC.

333 S. WABASH, FLOOR 42S, CHICAGO, IL 60604

CNBS

7200 WEST 132ND STREET, SUITE 240, OVERLAND PARK, KS 66213

CND FINANCIAL LTD.

2368 TREE BRANCH, SCHERTZ, TX 78154
Mailing Address: P.O. BOX 360, SCHERTZ, TX 78154

CNL SECURITIES CORP.

450 SOUTH ORANGE AVENUE, ORLANDO, FL 32801
Mailing Address: P.O BOX 4920, ORLANDO, FL 32802-4920

CNS SECURITIES, LLC

1651 N. COLLINS, SUITE 160, RICHARDSON, TX 75080
Mailing Address: 1651 N. COLLINS, SUITE 160, RICHARDSON, TX 75080

COADY DIEMAR PARTNERS, LLC

87 MAIN STREET, PEAPACK, NJ 07977
Mailing Address: PO BOX 305, PEAPACK, NJ 07977

COASTAL EQUITIES, INC.

602 MAIN ST., SUITE 801, CINCINNATI, OH 45202

COASTAL SECURITIES, INC.

5555 SAN FELIPE, SUITE 2200, HOUSTON, TX 77056

COBALT CAPITAL, INC.

210 WYMORE ROAD, WINTER PARK, FL 32789

COBRA TRADING, INC.

825 MARKET STREET, SUITE 240, ALLEN, TX 75013

COBURN & MEREDITH, INC.

1 OLD MILL LANE, SIMSBURY, CT 06070
Mailing Address: 1 OLD MILL LANE, SIMSBURY, CT 06070

COBURN GROUP, LLC

1826 W. NEWPORT AVE., CHICAGO, IL 60657

COFFEY PUGLIESE, INC.

ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET- 34TH FLOOR, NEW YORK, NY 10005

COGENT ALTERNATIVE STRATEGIES, INC.

50 CHARLES LINDBERGH BOULEVARD, SUITE 400, UNIONDALE, NY 11553

COHEN & COMPANY SECURITIES, LLC

2929 ARCH STREET, 17TH FLOOR, PHILADELPHIA, PA 19104
Mailing Address: 2929 ARCH STREET, SUITE 1703, PHILADELPHIA, PA 19104

COHEN & STEERS SECURITIES, LLC

280 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10017

COHEN CAPITAL GROUP, LLC

2 RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006
Mailing Address: 2 RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006

COHEN FINANCIAL EQUITIES LLC

TWO NORTH LASALLE STREET; SUITE 800, CHICAGO, IL 60602

COKER & PALMER

1667 LELIA DRIVE, JACKSON, MS 39216

COLCHESTER PARTNERS LLC

175 FEDERAL STREET, BOSTON, MA 02110

COLCHESTER SECURITIES, LLC

121 SUMMIT AVENUE, SUITE 210, SUMMIT, NJ 07901

COLDBROOKE FINANCIAL SERVICES, INC.

2601 MAIN STREET SUITE 700, IRVINE, CA 92614

COLDSTREAM SECURITIES, INC.

ONE 100TH AVENUE NE SUITE 102, BELLEVUE, WA 98004

COLDWATER SECURITIES INCORPORATED

2000 AVENUE OF THE STARS, 11TH FLOOR, LOS ANGELES, CA 90067-4700

COLE CAPITAL CORPORATION

2575 E. CAMELBACK ROAD, SUITE 500, PHOENIX, AZ 85016-4258
Mailing Address: 2555 E. CAMELBACK ROAD, SUITE 400, PHOENIX, AZ 85016-4258

COLE PARTNERS

415 N. LASALLE STREET, SUITE 501, CHICAGO, IL 60610

COLLECTIVE FINANCIAL SERVICES, LLC

58 BOSTON STREET, GUILFORD, CT 06437

COLLIER BROWNE & COMPANY

7355 DRAKE RD, CINCINNATI, OH 45243

COLLINS & COMPANY, LLC

100 LARKSPUR LANDING SUITE 102, LARKSPUR, CA 94939-1764

COLLINS STEWART LLC.

350 MADISON AVENUE, NEW YORK, NY 10017

COLLINS/BAY ISLAND SECURITIES, LLC

567 SAN NICOLAS DR, SUITE 460, NEWPORT BEACH, CA 92660

COLONIAL SECURITIES, INC.

41 ELIZABETH STREET, SUITE 502, NEW YORK, NY 10013

COLONNADE SECURITIES LLC

125 S. WACKER DRIVE, SUITE 3020, CHICAGO, IL 60606-4422
Mailing Address: 125 S WACKER DR, SUITE 3020, CHICAGO, IL 60606-4422

COLONY PARK FINANCIAL SERVICES LLC.

4350 GEORGETOWN SQUARE, SUITE 757, DUNWOODY, GA 30338

COLORADO FINANCIAL SERVICE CORPORATION

88 INVERNESS CIRCLE EAST, SUITE F-105, CENTENNIAL, CO 80112

COLTIN SECURITIES, LLC

415 MADISON AVENUE 14TH FLOOR, SUITE 1413, NEW YORK, NY 10017
Mailing Address: 415 MADISON AVENUE 14TH FLOOR, SUITE 1413, NEW YORK, NY 10017

COLUMBIA CAPITAL SECURITIES, INC.

10900 WILSHIRE BLVD., SUITE 500, LOS ANGELES, CA 90024

COLUMBIA MANAGEMENT DISTRIBUTORS, INC.

ONE FINANCIAL CENTER, BOSTON, MA 02111-2621
Mailing Address: ONE FINANCIAL CENTER, MA5-515-11-07, BOSTON, MA 02111

COLUMBIA WEST CAPITAL, LLC (“CWC”) 14646 N. KIERLAND BLVD., SUITE 125, SCOTTSDALE, AZ 85254

COMERICA SECURITIES

201 W. FORT STREET, DETROIT, MI 48226
Mailing Address: P.O. BOX 75000, DETROIT, MI 48275-3137

COMMERCE BROKERAGE SERVICES, INC.

8000 FORSYTH BLVD, SUITE 1200, ST. LOUIS, MO 63105-1707
Mailing Address: P.O. BOX 16891, ST. LOUIS, MO 63105-1491

COMMERCE ONE FINANCIAL INC.

515 RXR PLAZA, UNIONDALE, NY 11556

COMMERCE SECURITIES CORPORATION

710 NO. POST OAK RD., SUITE 400, HOUSTON, TX 77024

COMMERCE SQUARE TRADING, LLC

6075 POPLAR AVENUE – CRESCENT CENTER, SUITE 700, MEMPHIS, TN 38119
Mailing Address: 6075 POPLAR – CRESCENT CENTER, SUITE 700, MEMPHIS, TN 38119

COMMERCE STREET CAPITAL, LLC

1700 PACIFIC AVE. SUITE 2020, DALLAS, TX 75201
Mailing Address: 1700 PACIFIC AVE., SUITE 2020, DALLAS, TX 75201

COMMERZ MARKETS LLC

2 WORLD FINANCIAL CENTER, NEW YORK, NY 10281

COMMERZBANK CAPITAL MARKETS CORP.

2 WORLD FINANCIAL CENTER, NEW YORK, NY 10281-1050

COMMONFUND SECURITIES, INC.

15 OLD DANBURY ROAD, WILTON, CT 06897
Mailing Address: P.O. BOX 812, WILTON, CT 06897-0812

COMMONWEALTH ASSOCIATES

830 THIRD AVENUE, 8TH FLOOR, NEW YORK, NY 10022

COMMONWEALTH AUSTRALIA SECURITIES LLC

599 LEXINGTON AVENUE, 17TH FL, NEW YORK, NY 10022

COMMONWEALTH CAPITAL SECURITIES CORP.

400 CLEVELAND STREET, 7TH FLOOR, CLEARWATER, FL 33755-4041

COMMONWEALTH CHURCH FINANCE, INC. DBA CHARTER FINANCIAL SERVICES

677 JONESBORO ROAD, MCDONOUGH, GA 30253
Mailing Address: P.O. BOX 1620, STOCKBRIDGE, GA 30281

COMMONWEALTH FINANCIAL GROUP, INC.

38 COHASSET LANE, CHERRY HILL, NJ 08003

COMMONWEALTH FINANCIAL NETWORK

29 SAWYER ROAD, WALTHAM, MA 02453-3483

COMMONWEALTH FUNDING, INC.

50 CHUMASERO DRIVE; #2-L, SAN FRANCISCO, CA 94132

COMMONWEALTH PHARMA SECURITIES LLC

161 WORCESTER ROAD, SUITE 301, FRAMINGHAM, MA 01701

COMMUNITY INVESTMENT SERVICES, INC.

201 NORTH UNION STREET, OLEAN, NY 14760

COMPAK SECURITIES, INC.

8105 IRVINE CENTER DRIVE, SUITE 1100, IRVINE, CA 92691

COMPASS POINT RESEARCH & TRADING, LLC

1775 I STREET, SUITE 800, WASHINGTON, DC 20006

COMPASS SECURITIES CORPORATION

50 BRAINTREE HILL PARK, SUITE 105, BRAINTREE, MA 02184-8734

COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC.

2001 ROUTE 46, SUITE 506, PARSIPPANY, NJ 07054

COMPUTERSHARE SECURITIES CORPORATION

2 N. LASALLE STREET, CHICAGO, IL 60602

COMSTOCK PARTNERS, L.L.C.

9430 READCREST DRIVE, BEVERLY HILLS, CA 90210-2552

CON AM SECURITIES, INC.

3990 RUFFIN ROAD, SUITE 100, SAN DIEGO, CA 92123-1826

CONDATA FINANCIAL

150 BROADWAY, SUITE 1710, NEW YORK, NY 10038-4381

CONDERA SECURITIES, LLC

4900 WOODWAY DRIVE, SUITE 940, HOUSTON, TX 77056

CONDOR SECURITIES, INC.

712 FIFTH AVENUE, 39TH FLOOR, NEW YORK, NY 10019

CONFIDENTIAL MANAGEMENT FINANCIAL SERVICES, INC.

1700 WEST BIG BEAVER, SUITE 320, TROY, MI 48084

CONIFER CAPITAL PARTNERS, LLC

ONE FERRY BUILDING, SUITE 255, SAN FRANCISCO, CA 94111

CONIFER SECURITIES LLC

ONE FERRY BUILDING, SUITE 255, SAN FRANCISCO, CA 94111
Mailing Address: ONE FERRY BUILDING, SUITE 255, SAN FRANCISCO, CA 94111

CONNELL SECURITIES LLC

200 CONNELL DRIVE, BERKELEY HEIGHTS, NJ 07922

CONNERS & CO., INC.

1 WEST FOURTH STREET, SUITE 2800, CINCINNATI, OH 45202-3843

CONNING INVESTMENT PRODUCTS, INC.

ONE FINANCIAL PLAZA, 755 MAIN STREET, HARTFORD, CT 06103-2627
Mailing Address: ONE FINANCIAL PLAZA, HARTFORD, CT 06103-2627

CONOVER SECURITIES CORPORATION

11250 KIRKLAND WAY, SUITE 100, KIRKLAND, WA 98033-3421

CONSENSUS SECURITIES LLC

73 NEWBURY STREET, BOSTON, MA 02116-2550

CONSILIUM PARTNERS LLC

20 WILLIAM ST., G50, WELLESLEY, MA 02481

CONSOLIDATED FINANCIAL INVESTMENTS, INC.

222 NORTH MERAMEC AVENUE, CLAYTON, MO 63105-3702

CONSOLIDATED RESEARCH LLC

90 BROAD STREET, SUITE 2202, NEW YORK, NY 10004

CONSOLIDATED SECURITIES

6525 MORRISON BLVD. SUITE 108, CHARLOTTE, NC 28211

CONSTANS CRESCENT GLOBAL LLC

500 WEST PUTNAM AVENUE, GREENWICH, CT 06830-6086

CONSTELLATION WEALTH ADVISORS LLC

52 VANDERBILT AVENUE, 8TH FLOOR, NEW YORK, NY 10017

CONSULTIVA SECURITIES, INC.

SCOTIABANK PLAZA, SUITE 1201, 273 PONCE DE LEON AV, SAN JUAN, PR 00917-1923

CONTINENTAL INVESTORS SERVICES, INC.

1330 BROADWAY STREET, LONGVIEW, WA 98632-7552
Mailing Address: P.O. BOX 888, LONGVIEW, WA 98632-7552

COOMBE FINANCIAL SERVICES, INC.

6872 ROUTE 209, WAWARSING, NY 12489

COOPER MALONE MCCLAIN, INC.

7701 E. KELLOGG, SUITE 700, WICHITA, KS 67207-1706
Mailing Address: P.O. BOX 781684, WICHITA, KS 67278-1684

COOPERATIVE OF AMERICAN PHYSICIANS INSURANCE SERVICES, INC.

333 SOUTH HOPE STREET, 8TH FLOOR, LOS ANGELES, CA 90071

COORDINATED CAPITAL SECURITIES, INC.

704 RIVER PLACE COMMERCE CENTER III, MADISON, WI 53716

CORBY CAPITAL MARKETS, INC.

10 HIGH ST., 2ND FLOOR, BOSTON, MA 02110
Mailing Address: 10 HIGH ST., 6TH FLOOR, BOSTON, MA 02110

CORINTHIAN PARTNERS, L.L.C.

10 EAST 53RD STREET, 28TH FLOOR, NEW YORK, NY 10022

CORMARK SECURITIES (USA) LIMITED

SUITE 2800 ROYAL BANK PLAZA SOUTH TOWER, TORONTO, M5J 2J2 CANADA

CORNERSTONE CAPITAL CORPORATION

655 METRO PLACE, SUITE 720, DUBLIN, OH 43017

CORNERSTONE FINANCIAL SERVICES, INC.

325 EAST MAIN STREET, GREENFIELD, IN 46140

CORNERSTONE INSTITUTIONAL INVESTORS, INC.

74 WEST BROAD STREET, SUITE 340, BETHLEHEM, PA 18018

CORNWALL PARTNERS, LLC

191 GREAT HILL ROAD, CORNWALL, CT 06753
Mailing Address: 191 GREAT HILL ROAD, BOX 192, CORNWALL, CT 06753

CORONADO INVESTMENTS, LLC

18029 CALLE AMBIENTE, SUITE 519, RANCHO SANTA FE, CA 92067
Mailing Address: PO BOX 5020, PMB 1111, RANCHO SANTA FE, CA 92067

CORPORATE DEVELOPMENT CAPITAL, LLC

14680 STERLING ROAD, SUITE 2000, COLORADO SPRINGS, CO 80921-2617

CORPORATE FINANCE SECURITIES, INC.

75 MARKET STREET, SUITE 305, PORTLAND, ME 04101

CORPORATE FUEL SECURITIES LLC

119 FIFTH AVENUE, 7TH FLOOR, NEW YORK, NY 10003

CORPORATE INVESTMENTS GROUP, INC.

1131 WEST ARGYLE STREET, SUITE 1, CHICAGO, IL 60640

CORRELL CO. INVESTMENT SERVICES CORP.

9655 SOUTH 78TH AVENUE, HICKORY HILLS, IL 60457-2211

COSSE’ INTERNATIONAL SECURITIES, INC.

1301 5TH AVENUE #3024, SEATTLE, WA 98101

COST CONTAINMENT SERVICES, INC.

12444 POWERSCOURT DRIVE, STE. 200, ST. LOUIS, MO 63131
Mailing Address: 12444 POWERSCOURT DRIVE, STE 200, ST. LOUIS, MO 63131

COUCH FINANCIAL SERVICES, INC.

5339 ALPHA RD, SUITE 400, DALLAS, TX 75240

COUGHLIN & COMPANY, INC.

140 E. 19TH AVENUE – SUITE 700, DENVER, CO 80203-0135

COUNTRY CAPITAL MANAGEMENT COMPANY

1705 TOWANDA AVENUE, FIRST FLOOR, BLOOMINGTON, IL 61701
Mailing Address: P.O. BOX 2222, BLOOMINGTON, IL 61702-2222

COUNTRY CLUB FINANCIAL SERVICES, INC.

414 NICHOLS ROAD, KANSAS CITY, MO 64112

COURTLANDT SECURITIES CORPORATION

3991 MACARTHUR BLVD., SUITE 320, NEWPORT BEACH, CA 92660
Mailing Address: P.O. BOX 11929, NEWPORT BEACH, CA 92658-1929

COVENTRY CAPITAL, INC.

1635 W FIRST STREET SUITE 104, GRANITE CITY, IL 62040-1838
Mailing Address: THREE FIRST NATIONAL PLAZA, 70 WEST MADISON STREET #1400, CHICAGO, IL 60602

COVENTRY SECURITIES, LLC

7111 VALLEY GREEN ROAD, FORT WASHINGTON, PA 19034

COVIEW CAPITAL, INC.

780 THIRD AVENUE, SUITE 3104, NEW YORK, NY 10017

COVINGTON ASSOCIATES, LLC

75 CENTRAL STREET, BOSTON, MA 02109

COWEN AND COMPANY

1221 AVENUE OF THE AMERICAS, NEW YORK, NY 10020

COYLE SECURITIES, L.L.C.

2700 PATRIOT BLVD., SUITE 440, GLENVIEW, IL 60026

CP CAPITAL SECURITIES

2121 SW 3RD AVENUE, SUITE 701, SUITE 701, MIAMI, FL 33129

CP COGENT SECURITIES LP

2101 CEDAR SPRINGS RD STE 1200, DALLAS, TX 75201

CPFG SECURITIES, INC

55 INDEPENDENCE CIRCLE, SUITE 101, CHICO, CA 95973

CPI CAPITAL

513 CENTENNIAL BLVD., VOORHEES, NJ 08043

CPIBD LLC

825 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY 10022

CPIM SECURITIES LLC

100 MAIN STREET, SUITE 430, CONCORD, MA 01742

CPS FINANCIAL & INSURANCE SERVICES, INC.

18551 VON KARMAN AVE., SUITE 150, IRVINE, CA 92612

CQ SOLUTIONS, LLC

400 KING ST., CHAPPAQUA, NY 10514

CRAIG-HALLUM CAPITAL GROUP LLC

222 SOUTH NINTH ST, STE 350, MINNEAPOLIS, MN 55402

CREATION CAPITAL LLC

485 UNDERHILL BOULEVARD, SUITE 301, SYOSSET, NY 11791

CREATIVE INVESTOR SERVICES, INC.

4 BURRITTS LANDING, WESTPORT, CT 06880

CREATIVE/CW EQUITIES CORPORATION

6700 ROCKLEDGE DRIVE #400A, BETHESDA, MD 20817
Mailing Address: 6700 ROCKLEDGE DR, #400A, BETHESDA, MD 20817

CREDICORP SECURITIES, INC.

121 ALHAMBRA PLAZA, SUITE 1200, CORAL GABLES, FL 33134

CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.

1301 AVENUE OF THE AMERICAS, 15TH FLOOR, NEW YORK, NY 10019

CREDIT AGRICOLE SECURITIES (USA) INC.

1301 AVENUE OF THE AMERICAS – 15TH FLOOR, NEW YORK, NY 10019

CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC.

11 MADISON AVENUE, NEW YORK, NY 10010-3629
Mailing Address: 1 MADISON AVENUE, NEW YORK, NY 10010-3629

CREDIT SUISSE PRIVATE ADVISORS AG

BLEICHERWEG 33, 6TH FLOOR, ZURICH, CH-8070 SWITZERLAND
Mailing Address: BLEICHERWEG 33, 6TH FLOOR, ZURICH, 8070 SWITZERLAND

CREDIT SUISSE SECURITIES (USA) LLC

11 MADISON AVENUE, NEW YORK, NY 10010
Mailing Address: 1 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10010

CREDITEX SECURITIES CORPORATION

875 THIRD AVENUE, 29TH FLOOR, NEW YORK, NY 10022

CRESAP, INC.

259 N. RADNOR-CHESTER RD. STE. 230, RADNOR, PA 19087

CRESCENT SECURITIES GROUP, INC.

8750 N. CENTRAL EXPRESSWAY, SUITE 750, DALLAS, TX 75231

CRESSMAN ESSER SECURITIES, INC.

700 EAST DIEHL ROAD-STE 140, NAPERVILLE, IL 60563-1478
Mailing Address: 700 EAST DIEHL RD. – SUITE 140, NAPERVILLE, IL 60563-1478

CRESTA CAPITAL STRATEGIES, LLC

1175 WALT WHITMAN ROAD, SUITE #100, MELVILLE, NY 11747

CRESTONE SECURITIES LLC

1050 WALNUT STREET, SUITE 402, BOULDER, CO 80302

CRESTVIEW SECURITIES, INC.

431 POST ROAD EAST – SUITE 1, WESTPORT, CT 06880-4403

CRETUS SECURITIES

3 KIMBERLY DRIVE, REDDING, CT 06896

CREWS & ASSOCIATES, INC.

521 PRESIDENT CLINTON AVENUE, SUITE 800, LITTLE ROCK, AR 72201-1729
Mailing Address: P.O. BOX 1696, LITTLE ROCK, AR 72203-1696

CRI SECURITIES, LLC

400 ROBERT STREET NORTH, ST. PAUL, MN 55101-2098

CROFT & BENDER, LLC

4200 NORTHSIDE PKWY, BUILDING ONE, SUITE 100, ATLANTA, GA 30327

CRONIN & CO., INC.

800 NICOLLET MALL SUITE 2520, MINNEAPOLIS, MN 55402
Mailing Address: 800 NICOLLET MALL #2520, MINNEAPOLIS, MN 55402

CRONUS PARTNERS LLC

101 MERRITT 7, NORWALK, CT 06851-1059

CROSS BORDER PRIVATE CAPITAL, L.L.C.

445 PARK AVENUE, 9TH FLOOR, NEW YORK, NY 10022

CROSS POINT CAPITAL LLC

700 ALEXANDER PARK, SUITE 201, PRINCETON, NJ 08540

CROSS RESEARCH

154 SOUTH LIVINGSTON AVENUE #202, LIVINGSTON, NJ 07039

CROSSBOW INVESTMENTS L.L.C

220 CENTRAL PARK SOUTH, SUITE 13B, NEW YORK, NY 10019

CROWDER RUBICAM INC.

2300 LAS FLORES CANYON ROAD, MALIBU, CA 90265

CROWE CAPITAL MARKETS LLC

70 W. MADISON STREET, SUITE 700, CHICAGO, IL 60602-4205

CROWELL, WEEDON & CO.

624 SOUTH GRAND AVENUE, LOS ANGELES, CA 90017
Mailing Address: P.O. BOX 54843, 624 SO. GRAND AVE. SUITE 2510, LOS ANGELES, CA 90054-0843

CROWN CAPITAL SECURITIES, L.P.

725 TOWN & COUNTRY ROAD, SUITE 530, ORANGE, CA 92868

CRT CAPITAL GROUP LLC

262 HARBOR DRIVE, STAMFORD, CT 06902

CRUCIBLE CAPITAL GROUP, INC.

27 WHITEHALL STREET, 5TH FLOOR, NEW YORK, NY 10004

CRUSADER SECURITIES, LLC

63 MAIN STREET, SUITE 201, SOUTHAMPTON, NY 11968-4872

CRUTCHFIELD SECURITIES, L.L.C.

2700 POST OAK BOULEVARD, SUITE 975, HOUSTON, TX 77056

CSCA CAPITAL ADVISORS, LLC

280 PARK AVE, 10TH FLOOR, NEW YORK, NY 10017

CSI STRATEGIC PARTNERS, LLC

11111 SANTA MONICA BOULEVARD, SUITE 1210, LOS ANGELES, CA 90025

CSP SECURITIES, LP

13355 NOEL ROAD, SUITE 1050, DALLAS, TX 75240

CSSC BROKERAGE SERVICES, INC.

755 WEST BIG BEAVER ROAD, SUITE 2000, TROY, MI 48084

CU INVESTMENT SOLUTIONS, INC.

9701 RENNER BLVD, SUITE 350, LENEXA, KS 66219

CUE CAPITAL LIMITED PARTNERSHIP

800 FIFTH AVENUE, 18TH FLOOR, NEW YORK, NY 10065

CULLEN INVESTMENT GROUP, LTD.

1404 SOUTH COLLEGE RD., LAFAYETTE, LA 70503
Mailing Address: PO BOX 53669, LAFAYETTE, LA 70505-3669

CULLUM & BURKS SECURITIES, INC.

13355 NOEL RD. STE 1300, ONE GALLERIA TOWER, DALLAS, TX 75240
Mailing Address: 13355 NOEL RD. STE 1300, ONE GALLERIA TOWER, DALLAS, TX 75240

CUMBERLAND BROKERAGE CORPORATION

417 N. 8TH STREET, SUITE 507, PHILADELPHIA, PA 19123

CUNA BROKERAGE SERVICES, INC.

2000 HERITAGE WAY, WAVERLY, IA 50677

CURBSTONE FINANCIAL MANAGEMENT CORPORATION

741 CHESTNUT STREET, MANCHESTER, NH 03104

CURIAN CLEARING, LLC

7601 TECHNOLOGY WAY, 5TH FLOOR, DENVER, CO 80237

CURRAN ADVISORY SERVICES

30 SOUTH PEARL STREET, 9TH FLOOR, ALBANY, NY 12207

CURREN & COMPANY

1900 MAIN ST, SUITE 325, IRVINE, CA 92614

CURTIS SECURITIES, LLC

ONE LIBERTY PLACE, 1650 MARKET STREET, SUITE 4400, PHILADELPHIA, PA 19103

CURTISWOOD CAPITAL, LLC

104 WOODMONT BLVD, SUITE 200, NASHVILLE, TN 37205

CUSHMAN & WAKEFIELD SECURITIES, INC.

1290 AVENUE OF THE AMERICAS, NEW YORK, NY 10104

CUSO FINANCIAL SERVICES, L.P.

10455 SORRENTO VALLEY ROAD, SUITE 210, SAN DIEGO, CA 92121
Mailing Address: P O BOX 85744, SAN DIEGO, CA 92186

CUSO PARTNERS, LLC

800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, AL 35209
Mailing Address: 800 SHADES CREEK PKWY., SUITE 700, BIRMINGHAM, AL 35209

CUTLER SECURITIES, INC.

636 EAST ATLANTIC AVENUE, SUITE# 205, DELRAY BEACH, FL 33483

CUTTER & COMPANY, INC.

15415 CLAYTON ROAD, BALLWIN, MO 63011

CUTTONE & CO., INC.

111 BROADWAY 10TH FLOOR, NEW YORK, NY 10006

CUTWATER ASSET MANAGEMENT

113 KING STREET, ARMONK, NY 10504-1610

CVF SECURITIES, INC.

343 MILLBURN AVE, SUITE 208, MILLBURN, NJ 07041

CW SECURITIES, LLC

8848 CEDAR SPRINGS LANE, SUITE 201, KNOXVILLE, TN 37923

CYAN CAPITAL MARKETS LLC

399 PARK AVENUE, 39TH FLOOR, NEW YORK, NY 10022
Mailing Address: 399 PARK AVENUE, 39TH FLOOR, NEW YORK, NY 10022

CYGNI SECURITIES, LLC

250 FISCHER AVENUE, COSTA MESA, CA 92626

CYPRESS ALTS

3924 BROOKFIELD AVENUE, LOUISVILLE, KY 40207

CYPRESS ASSOCIATES

52 VANDERBILT AVENUE, SUITE 902, NEW YORK, NY 10017

CYPRESS CAPITAL CORPORATION

BAYSIDE PLAZA – 188 THE EMBARCADERO, SUITE 420, SAN FRANCISCO, CA 94105

# – A – B – C – D – E – F – G – H – I – J – K – L – M – N – O – P – Q – R – S – T – U – V – W – X – Y – Z