Every Major Wall Street Firm
List of FINRA Members Firms P (Continued) – R
If your broker and/or brokerage firm recommended or sold unsuitable investments to you, contact us for a free consultation. Blum Law Group is a nationally recognized law firm dedicated to representing investors attempt to recover their investments losses.
The Financial Industry Regulatory Authority (“FINRA”), the largest independent regulator of securities brokerage firms doing business in the United States, oversees nearly 4,700 brokerage firms, including the following brokerage, securities and investment firms:
# – A – B – C – D – E – F – G – H – I – J – K – L – M – N – O – P – Q – R – S – T – U – V – W – X – Y – Z
PENSON FINANCIAL SERVICES, INC.
1700 PACIFIC AVENUE – SUITE 1400, DALLAS, TX 75201
Mailing Address: 1700 PACIFIC AVENUE, SUITE 1400, DALLAS, TX 75201
PENTALPHA CAPITAL, LLC
ONE GREENWICH OFFICE PARK, GREENWICH, CT 06831
PENTEGRA DISTRIBUTORS INC.
108 CORPORATE PARK DRIVE, WHITE PLAINS, NY 10604
PENVEST SECURITIES, INC.
5942 6TH AVE, KENOSHA, WI 53140
PEOPLE’S SECURITIES, INC.
1000 LAFAYETTE BLVD, 9TH FLOOR, BRIDGEPORT, CT 06601-0031
Mailing Address: P.O. BOX 31, BRIDGEPORT, CT 06601-0031
PERAZA CAPITAL AND INVESTMENT, LLC
111 SECOND AVENUE NORTHEAST, SUITE 705, SAINT PETERSBURG, FL 33701
Mailing Address: 224 ARANDA STREET NE, SAINT PETERSBURG, FL 33704
PERCIVAL FINANCIAL PARTNERS, LTD.
2 VILLAGE SQ., SUITE 252, BALTIMORE, MD 21210
PERDIUE SECURITIES, LLC
44 WALL STREET, 12TH FLOOR, NEW YORK, NY 10005
PERELLA WEINBERG PARTNERS LP
767 FIFTH AVENUE, NEW YORK, NY 10153
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
500 W. MADISON, SUITE 350, CHICAGO, IL 60661
PERICULUM ADVISORS, LLC
CHASE TOWER/CIRCLE, 111 MONUMENT CIRCLE, SUITE 1022, INDIANAPOLIS, IN 46204-5176
PERIGEE SECURITIES LP
1605 MAIN STREET, SUITE 709, SARASOTA, FL 34236
PERKINS FUND MARKETING, L.L.C.
136 OLD POST ROAD, SOUTHPORT, CT 06890
PERKINS, SMART & BOYD, INC.
4330 SHAWNEE MISSION PKWY, SUITE 204, SHAWNEE MISSION, KS 66205-2205
PERLINSKI & ASSOCIATES
50 VISTA MONTEMAR, LAGUNA NIGUEL, CA 92677
PERMAC SECURITIES, INC.
1900 MARKET STREET, SUITE 114, PHILADELPHIA, PA 19103
Mailing Address: 1900 MARKET STREET, SUITE 114, PHILADELPHIA, PA 19103
PERRYMAN SECURITIES, INC.
12221 MERIT DRIVE – SUITE 1725, DALLAS, TX 75251
PERSHING ADVISOR SOLUTIONS LLC
ONE PERSHING PLAZA, 14TH FLOOR, JERSEY CITY, NJ 07399
Mailing Address: ONE PERSHING PLAZA, 10TH FLOOR, JERSEY CITY, NJ 07399
PERSHING LLC
ONE PERSHING PLAZA, JERSEY CITY, NJ 07399
Mailing Address: ONE PERSHING PLAZA, 10TH FLOOR, JERSEY CITY, NJ 07399
PETER ELISH INVESTMENTS SECURITIES
165 E. PIKE ST., CANONSBURG, PA 15317-1765
PETER J. SOLOMON SECURITIES COMPANY, LLC
520 MADISON AVE, NEW YORK, NY 10022
PETER MANCUSO & CO L.P.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
PETER R. MACK & CO., INC.
19 E. 71ST ST., NEW YORK, NY 10021
Mailing Address: 19 EAST 71ST ST., SUITE 3A, NEW YORK, NY 10021
PETERS & CO. EQUITIES INC.
2300 JAMIESON PLACE, 308 FOURTH AVENUE SW, CALGARY, AB, T2P 0H7 CANADA
PETERSEN & RAMISTELLA, INC.
2340 GARDEN ROAD, SUITE 202, MONTEREY, CA 93940
PETERSEN INVESTMENTS, INC.
2221 LANDMARK PLACE, WALL, NJ 08736
PETRO CAPITAL SECURITIES, LLC
3838 OAK LAWN, SUITE 1775, DALLAS, TX 75219
PETROGROWTH ENERGY ADVISORS, L.L.C.
433 LAS COLINAS BLVD., SUITE 1200, IRVING, TX 75039
PETSKY PRUNIER SECURITIES, LLC
40 WALL STREET, 10TH FLOOR, NEW YORK, NY 10005
Mailing Address: 40 WALLL STREET, 10TH FLOOR, NEW YORK, NY 10005
PEYTON, CHANDLER & SULLIVAN, INC.
720 SUNRISE AVENUE, SUITE 100C, ROSEVILLE, CA 95661
PFA SECURITY ASSET MANAGEMENT, INC.
704 LISBURN ROAD, SUITE 102, CAMP HILL, PA 17011
PFLUEGER & BAERWALD INC.
220 SANSOME STREET, SUITE 700, SAN FRANCISCO, CA 94104-2722
PFM FUND DISTRIBUTORS, INC.
ONE KEYSTONE PLAZA – SUITE 300, N. FRONT & MARKET STS, HARRISBURG, PA 17101
Mailing Address: ONE KEYSTONE PLAZA – SUITE 300, N. FRONT & MARKET STS, HARRISBRUG, PA 17101
PFPC DISTRIBUTORS, INC.
760 MOORE ROAD, KING OF PRUSSIA, PA 19406
PFS INVESTMENTS INC.
3120 BRECKINRIDGE BLVD, BLDG 700, DULUTH, GA 30099-0001
PGP CAPITAL ADVISORS, LLC
11111 SANTA MONICA BLVD., SUITE 910, LOS ANGELES, CA 90025
PGR SECURITIES, LLC
300 MONTGOMERY ST., SUITE 208, SAN FRANCISCO, CA 94104
Mailing Address: 6301 OWENSMOUTH AVE., STE. 750, WOODLAND HILLS, CA 91367
PHALANX TRADING, LLC
58 MAIN STREET, TOPSFIELD, MA 01983
PHARUS SECURITIES, LLC
551 5TH AVENUE, SUITE 1125, NEW YORK, NY 10176
Mailing Address: 551 5TH AVENUE, SUITE 1125, NEW YORK, NY 10176
PHD CAPITAL
5 HANOVER SQ, NEW YORK, NY 10004
Mailing Address: 5 HANOVER SQ., NEW YORK, NY 10004
PHILADELPHIA BROKERAGE CORPORATION
2 RADNOR CORPORATE CENTER, SUITE 111, 100 MATSONFORD ROAD, RADNOR, PA 19087
PHILADELPHIA INVESTORS, LTD.
1528 WALNUT STREET – SUITE 510, PHILADELPHIA, PA 19102
PHILIP J. GREENBLATT SECURITIES LTD
1955 RAYMOND DRIVE – SUITE 111, NORTHBROOK, IL 60062
PHILLIPS & COMPANY
1300 SW FIFTH AVE, SUITE 2100, PORTLAND, OR 97201
PHILLIPS CAPITAL
1610 WYNKOOP STREET, SUITE 500, DENVER, CO 80202-1137
PHOENIX DERIVATIVES GROUP, LLC
315 PARK AVE. SOUTH, NEW YORK, NY 10010
PHOENIX EQUITY PLANNING CORPORATION
610 WEST GERMANTOWN PIKE, SUITE 460, PLYMOUTH MEETING, PA 19462
PHOENIX GLOBAL CAPITAL MANAGEMENT, LTD
1000 SKOKIE BLVD, SUITE 320, WILMETTE, IL 60091
Mailing Address: 1000 SKOKIE BLVD, SUITE 320, WILLMETTE, IL 60091
PI FINANCIAL (US) CORP.
1900-666 BURRARD STREET, VANCOUVER, V6C 3N1 BC
PICKWICK CAPITAL PARTNERS, LLC
445 HAMILTON AVENUE, SUITE 1102, WHITE PLAINS, NY 10601
PICO QUANTITATIVE TRADING LLC
120 BROADWAY 20TH FLR SUITE 2010-01, NEW YORK, NY 10271
PICTET OVERSEAS INC.
1000 DE LA GAUCHETIERE WEST, SUITE 3100, MONTREAL, QC, H3B 4W5 CANADA
PIERPONT SECURITIES LLC
281 TRESSER BLVD., 9TH FLOOR, STAMFORD, CT 06901
Mailing Address: 281 TRESSER BLVD, 9TH FLOOR, STAMFORD, CT 06901
PIN FINANCIAL, LLC
224 WEST 29TH STREET 12TH FLOOR, NEW YORK, NY 10001
PINEBRIDGE SECURITIES LLC
70 PINE STREET, NEW YORK, NY 10270
PINNACLE BROKERAGE SERVICE, INC.
6750 POPLAR AVE. SUITE 300, MEMPHIS, TN 38138
PINNACLE CAPITAL MARKETS, LLC
4700 FALLS OF NEUSE, SUITE 390, RALEIGH, NC 27609
PINNACLE EQUITY MANAGEMENT, INC.
410 SOVEREIGN COURT, SUITE 14, MANCHESTER, MO 63011
PINNACLE FINANCIAL GROUP, LLC
33 EAST PINE STREET #200, ORLANDO, FL 32801
PINNACLE INVESTMENTS, LLC
507 PLUM STREET, SUITE 120, SYRACUSE, NY 13204
PINNACLE PARTNERS FINANCIAL CORPORATION
21022 GATHERING OAK, SUITE 2103, SAN ANTONIO, TX 78260
Mailing Address: 21022 GATHERING OAK, SUITE 2103, SAN ANTONIO, TX 78260
PIONEER FUNDS DISTRIBUTOR, INC.
60 STATE STREET, BOSTON, MA 02109-1820
PIONEER PORTFOLIO CORP.
20 REITH STREET, COPIAGUE, NY 11726
Mailing Address: 20 REITH STREET, COPIAGUE, NY 11726
PIPELINE LIQUIDITY PRO LLC
60 E. 42ND STREET, SUITE 624, NEW YORK, NY 10165
PIPELINE TRADING SYSTEMS LLC
60 E. 42ND STREET, SUITE 624, NEW YORK, NY 10165
Mailing Address: 60 E. 42ND STREET, SUITE 624, NEW YORK, NY 10165
PIPER JAFFRAY & CO.
800 NICOLLET MALL, MINNEAPOLIS, MN 55402-7020
Mailing Address: 800 NICOLLET MALL, MAIL STOP J09S05, MINNEAPOLIS, MN 55402-7020
PITTSBURGH FINANCIAL PLANNERS, INC.
120 FIRESIDE DR., MCMURRAY, PA 15317-3610
Mailing Address: 120 FIRESIDE DRIVE, MCMURRAY, PA 15317-3610
PIVOTAL CAPITAL SOLUTIONS LLC
9015 MOUNTAIN RIDGE DRIVE, SUITE 250, AUSTIN, TX 78759
PLACE TRADE FINANCIAL, INC.
1300 YALE PLACE, 306, MINNEAPOLIS, MN 55403
Mailing Address: 6501 NEW MARKET WAY, RALEIGH, NC 27615
PLAINSCAPITAL SECURITIES, LLC
2323 VICTORY AVENUE, SUITE 1400, DALLAS, TX 75219
PLAN B INVESTMENTS, INC.
4444 RIVERSIDE DRIVE, SUITE 105, BURBANK, CA 91505
PLAN PROFESSIONALS, LIMITED
112 SW 6TH AVENUE, STE 400, TOPEKA, KS 66603-3810
Mailing Address: 112 SW 6TH AVENUE, STE 400, TOPEKA, KS 66603-3810
PLANET BROKERAGE, LLC
50 BATTERY PLACE, #7F, NEW YORK, NY 10280
Mailing Address: 1488 EAST 27TH STREET, BROOKLYN, NY 11210
PLANMEMBER SECURITIES CORPORATION
6187 CARPINTERIA AVENUE, CARPINTERIA, CA 93013-2060
PLANNED FINANCIAL PROGRAMS, INC.
734 WALT WHITMAN ROAD, MELVILLE, NY 11747-2216
PLANNED INVESTMENT CO., INC.
9265 COUNSELORS ROW, SUITE 150, INDIANAPOLIS, IN 46240
PLANNER SECURITIES LLC
150 E. 52ND STREET, 7TH FLOOR, NEW YORK, NY 10022
PLANNERS FINANCIAL SERVICES, INC.
7710 COMPUTER AVENUE, SUITE 100, MINNEAPOLIS, MN 55435
PLANTE MORAN INSURANCE AGENCY
27400 NORTHWESTERN HIGHWAY, SOUTHFIELD, MI 48034
Mailing Address: PO BOX 307, SOUTHFIELD, MI 48037-0307
PLEXUS ENERGY CAPITAL, LLC
1775 SHERMAN STREET, SUITE 2400, DENVER, CO 80203
PLUS SECURITIES LLC
1251 AVENUE OF THE AMERICAS, 50TH FLOOR, NEW YORK, NY 10020
PM SECURITIES, LLC
110 CHADDS FORD COMMONS, CHADDS FORD, PA 19317
PMA SECURITIES, INC.
2135 CITYGATE LANE, 7TH FLOOR, NAPERVILLE, IL 60563
Mailing Address: 2135 CITYGATE LANE, 7TH FLOOR, NAPERVILLE, IL 60563
PMK SECURITIES & RESEARCH, INC.
105 E. ATLANTIC AVENUE, SUITE 200, DELRAY BEACH, FL 33444
PNC CAPITAL MARKETS LLC
249 FIFTH AVENUE, 26TH FLOOR, PITTSBURGH, PA 15222
PNC FUND DISTRIBUTOR, LLC
THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101
PNC INVESTMENTS
620 LIBERTY AVENUE, 26TH FLOOR, PITTSBURGH, PA 15222
PODESTA & CO.
208 S. LASALLE STREET, SUITE 1460, CHICAGO, IL 60604
POINTE ATLANTIC, INC
1413 SOUTH HOWARD AVENUE, SUITE 220, TAMPA, FL 33606
POLAR INVESTMENT COUNSEL, INC.
19547 210TH AV NE, THIEF RIVER FALLS, MN 56701
Mailing Address: 19547 210TH AVE NE, THIEF RIVER FALLS, MN 56701
POLYNOUS SECURITIES, LLC
880 FRANKLIN STREET, SUITE 705, SAN FRANCISCO, CA 94102
Mailing Address: 880 FRANKLIN STREET, SUITE 705, SAN FRANCISCO, CA 94102
PONDER SECURITIES, INC.
217 WEST MONROE STREET, HERRIN, IL 62948
Mailing Address: P.O. BOX 579, HERRIN, IL 62948
PONDVIEW CAPITAL LLC
151 FOREST STREET, SHERBORN, MA 01770
Mailing Address: 151 FOREST STREET, SHERBORN, MA 01770
POPULAR SECURITIES, INC.
208 AVENUE PONCE DE LEON, POPULAR CENTER SUITE 1200, SAN JUAN, PR 00918-1035
PORT SECURITIES, INC.
2713 W. COAST HWY, NEWPORT BEACH, CA 92663
PORTALES PARTNERS, LLC
32 EAST 31ST ST, 10TH FLOOR, NEW YORK, NY 10016
Mailing Address: 32 EAST 31ST ST, NEW YORK, NY 10016
PORTER, WHITE & COMPANY, INC.
15 RICHARD ARRINGTON JR. BLVD. NORTH, BIRMINGHAM, AL 35203-4103
Mailing Address: P. O. BOX 12367, BIRMINGHAM, AL 35202-2367
PORTFOLIO ADVISORS ALLIANCE, INC.
3525 PIEDMONT RD, BUILDING 7, SUITE 300, ATLANTA, GA 30305
Mailing Address: POST OFFICE BOX 18632, ATLANTA, GA 31126
PORTFOLIO BROKERAGE SERVICES, INC.
1999 BROADWAY, 42ND FLOOR, DENVER, CO 80202-3922
PORTFOLIO RESOURCES GROUP, INC.
800 BRICKELL AVENUE, SUITE 903, MIAMI, FL 33131
PORTICO CAPITAL SECURITIES LLC
39 LEWIS STREET, 3RD FLOOR, GREENWICH, CT 06830
PORTSMOUTH FINANCIAL SERVICES
625 MARKET STREET, 7TH FLOOR, SAN FRANCISCO, CA 94105
POTEN CAPITAL SERVICES, LLC
805 THIRD AVENUE, NEW YORK, NY 10022
POTOMAC CAPITAL MARKETS, LLC
5 SOUTH MARKET STREET, 4TH FLOOR, FREDERICK, MD 21701
POTOMAC INVESTMENT COMPANY
5600 WISCONSIN AVE #108, CHEVY CHASE, MD 20815
POTOMAC SECURITIES, LLC
7445 B GLENMONT DRIVE, NORTH ROYALTON, OH 44133
POWDER POINT FINANCIAL LLC
54 BAY POND ROAD, DUXBURY, MA 02332
POWELL CAPITAL MARKETS, INC.
3 BECKER FARM ROAD, ROSELAND, NJ 07068-1745
PPA INVESTMENTS, INC.
500 COLONIAL CENTER PARKWAY, SUITE 600, ROSWELL, GA 30076
PPHB SECURITIES LP
1900 ST. JAMES PLACE, SUITE 125, HOUSTON, TX 77056
PRAGER, SEALY & CO., LLC
ONE MARITIME PLAZA, SUITE 1000, SAN FRANCISCO, CA 94111
PRAGMA SECURITIES LLC
360 PARK AVE. SOUTH, 20TH FLOOR, NEW YORK, NY 10010
PRC SECURITIES, LLC
230 PARK AVENUE, 11TH FLOOR, NEW YORK, NY 10169
PRECISION SECURITIES, LLC
16885 VIA DEL CAMPO CT. SUITE 120, SAN DIEGO, CA 92127
PREFERRED CLIENT GROUP, INC.
3707 DARTMOUTH, DALLAS, TX 75205
PREMIER GROUP, INC.
8610 BROADWAY, SUITE #100, SAN ANTONIO, TX 78217
PREMIER SECURITIES OF AMERICA, INC.
4600 COLONY POINT, SUWANEE, GA 30024
PRESIDENTIAL BROKERAGE, INC.
5445 DTC PKWY, STE. 1100, GREENWOOD VILLAGE, CO 80111
PRESIDIO CAPITAL ADVISORS, LLC
101 CALIFORNIA STREET 12TH FLOOR, SAN FRANCISCO, CA 94111-5847
Mailing Address: 101 CALIFORNIA STREET, 12TH FLOOR, SAN FRANCISCO, CA 94111
PRESIDIO FINANCIAL SERVICES, INC.
755 EAST MULBERRY, SUITE 430, SAN ANTONIO, TX 78212
PRESIDIO MERCHANT PARTNERS LLC
101 CALIFORNIA STREET TWELFTH FLOOR, SAN FRANCISCO, CA 94111
PRESIDIO PARTNERS LLC
101 MONTGOMERY STREET, SUITE 2500, SAN FRANCISCO, CA 94104-4139
PRESIDIO SECURITIES, INC.
3 RIVER PLACE, LEXINGTON, VA 24450
PRESTIGE FINANCIAL CENTER, INC.
1501 BROADWAY, SUITE 2004, NEW YORK, NY 10036
Mailing Address: 80 BROAD STREET, 33RD FLOOR, NEW YORK, NY 10004
PRESTWICK PARTNERS, LLC
212 3RD AVENUE NORTH, SUITE 535, MINNEAPOLIS, MN 55401
PRESTWICK SECURITIES, INC.
4711 GOLF ROAD (SUITE 915), SKOKIE, IL 60076
PREVAIL CAPITAL LLC
16 LANE FARM DRIVE, BEDFORD, MA 01730
PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC
1 N. WACKER DRIVE, 10TH FLOOR, CHICAGO, IL 60606
PRIDE FINANCIAL, LLC
9127 POINTE COURT, FISHERS, IN 46038
PRIM SECURITIES, INCORPORATED
6500 ROCKSIDE ROAD, SUITE 370, INDEPENDENCE, OH 44131
PRIMARY CAPITAL, LLC
80 WALL STREET 5TH FLOOR, NEW YORK, NY 10005
PRIME CAPITAL SERVICES, INC.
11 RAYMOND AVE, POUGHKEEPSIE, NY 12603
Mailing Address: 11 RAYMOND AVENUE, POUGHKEEPSIE, NY 12603
PRIME DEALER SERVICES CORP.
1221 AVENUE OF THE AMERICAS, NEW YORK, NY 10020
Mailing Address: NORTH AMERICAN REGISTRATION, 901 SOUTH BOND STREET, 3RD FLOOR, BALTIMORE, MD 21231
PRIME EXECUTIONS, INC.
40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005
PRIMESOLUTIONS SECURITIES, INC.
17601 WEST 130TH STREET STE 7, CLEVELAND, OH 44133
PRIMEVEST FINANCIAL SERVICES, INC.
400 FIRST ST. S. SUITE 300, ST. CLOUD, MN 56302
Mailing Address: P.O. BOX 283, ST. CLOUD, MN 56302-0283
PRIMEX
33 FRONT STREET, STE 304, HEMPSTEAD, NY 11550
Mailing Address: 33 FRONT STREET, STE304, HEMPSTEAD, NY 11550
PRINCETON SECURITIES GROUP, INC.
2115 LINWOOD AVE., 4TH FL., FORT LEE, NJ 07024
PRINCIPAL FUNDS DISTRIBUTOR, INC.
1100 INVESTMENT BOULEVARD, SUITE 200, EL DORADO HILLS, CA 95762
PRINCIPLED ADVISORS, INC.
1110 SOUTH AVENUE, STATEN ISLAND, NY 10314
PRINCOR FINANCIAL SERVICES CORPORATION
680 8TH STREET, DES MOINES, IA 50392-0200
Mailing Address: PRINCIPAL FINANCIAL GROUP, 711 HIGH STREET, DES MOINES, IA 50392-0200
PRIORITY CAPITAL INVESTMENTS, LLC
10188 TELESIS COURT, SUITE 130, SAN DIEGO, CA 92121
PRISOL SECURITIES, INC.
3415 WEST CHESTER PIKE, SUITE 204, NEWTOWN SQUARE, PA 19073
PRITCHARD CAPITAL PARTNERS, LLC
103 NORTHPARK BOULEVARD, SUITE 101, COVINGTON, LA 70433
PRIVATE CLIENT SERVICES, LLC
2225 LEXINGTON RD., LOUISVILLE, KY 40206
PRIVATE COMPANY MARKET PLACE, INC.
140 BROADWAY, 46TH FLOOR, NEW YORK, NY 10005-1107
PRIVATE EQUITY SECURITIES, INC.
4600 CAMPUS DRIVE, STE 102, NEWPORT BEACH, CA 92660
PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC
428 BRYANT CIRCLE, SUITE 239, OJAI, CA 93023
PRIVATE PORTFOLIO OF SAN DIEGO, INC.
7534 LA JOLLA BLVD, LA JOLLA, CA 92037-4328
PRO SECURITIES, L.L.C.
744 BROAD STREET, 23RD FLOOR, NEWARK, NJ 07102
PROBITAS FUNDS GROUP, LLC
425 CALIFORNIA STREET, SUITE 2300, SAN FRANCISCO, CA 94104
PROCTOR INVESTMENT DISTRIBUTORS, LLC
575 LEXINGTON AVENUE, 8TH FLOOR, NEW YORK, NY 10022
PROEQUITIES, INC.
2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL 35223
Mailing Address: P.O. BOX 518, BIRMINGHAM, AL 35201-0518
PROFESSIONAL ASSET MANAGEMENT, INC.
36700 WOODWARD AVE., STE 200, BLOOMFIELD HILLS, MI 48304-0930
PROFESSIONAL BROKER-DEALER FINANCIAL PLANNING, INC.
1111 WEST WOLFENSBERGER ROAD, CASTLE ROCK, CO 80109-9629
PROFESSIONAL FUNDS DISTRIBUTOR, LLC
760 MOORE ROAD, KING OF PRUSSIA, PA 19406
PROFINANCE ASSOCIATES, INC.
2877 HISTORIC DECATUR ROAD, SUITE # 200, SAN DIEGO, CA 92106
PROFINANCIAL, INC.
7902 WRENWOOD BLVD., SUITE D, BATON ROUGE, LA 70809
PROFOR SECURITIES, LLC
708 THIRD AVENUE, 5TH FLOOR, NEW YORK, NY 10017-4201
PROFUNDS DISTRIBUTORS, INC.
7501 WISCONSIN AVE., SUITE 1000, BETHESDA, MD 20814
Mailing Address: 7501 WISCONSIN AVE., SUITE 1000, EAST TOWER, BETHESDA, MD 20814
PROFUTURES FINANCIAL GROUP, INC.
11719 BEE CAVE ROAD, SUITE 200, AUSTIN, TX 78738
PROGRESS INVESTMENTS LLC
701 BRICKELL AVENUE, SUITE 2550, MIAMI, FL 33131
PROGRESSIVE ASSET MANAGEMENT, INC.
1814 FRANKLIN STREET SUITE 503, OAKLAND, CA 94612
Mailing Address: 1814 FRANKLIN STREET, SUITE 503, OAKLAND, CA 94612
PROMETHEAN CAPITAL GROUP LLC
55 FIFTH AVE 17TH FL, NEW YORK, NY 10003
PROSPERA BROKERAGE SOLUTIONS LLC
601 W RIVERSIDE, SUITE 700, SPOKANE, WA 99201
PROSPERA FINANCIAL SERVICES, INC.
5429 LBJ FREEWAY, SUITE 400, DALLAS, TX 75240
PROSPERO CAPITAL LLC
103 NORTH PARK AVE, EASTON, CT 06612
PROTECTED INVESTORS OF AMERICA
235 MONTGOMERY ST NO. 1050, SAN FRANCISCO, CA 94104
PROVIDENT INTERNATIONAL SECURITIES, INC.
654 MADISON AVE, SUITE 1009, NEW YORK, NY 10065
PROVIDENT PRIVATE CAPITAL PARTNERS, INC.
3527 WEST 26TH STREET, ERIE, PA 16506
PRUCO SECURITIES, LLC.
751 BROAD STREET, NEWARK, NJ 07102-3777
PRUDENT BROKERAGE ASSOCIATES
1735 MARKET STREET, SUITE 3902, PHILADELPHIA, PA 19103-7598
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
ONE CORPORATE DRIVE, SHELTON, CT 06484
Mailing Address: 1 CORPORATE DRIVE, SHELTON, CT 06484
PRUDENTIAL BACHE SECURITIES, LLC
ONE NEW YORK PLAZA, 13TH FL., NEW YORK, NY 10292
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
THREE GATEWAY CENTER, 14TH FLOOR, NEWARK, NJ 07102-4077
Mailing Address: THREE GATEWAY CENTER, 14TH FLOOR, NEWARK, NJ 07102-4077
PRUDENTIAL-AMERICAN SECURITIES, INC.
921 EAST GREEN STREET, PASADENA, CA 91106
PSA EQUITIES, INC.
11311 MCCORMICK ROAD, HUNT VALLEY, MD 21031-8622
PSCO INTERNATIONAL DISTRIBUTORS LTD. LLC
SIX LANDMARK SQUARE, 5TH FLOOR, STAMFORD, CT 06901
PSG EXECUTIONS, INC.
2115 LINWOOD AVE., 4TH FL., FORT LEE, NJ 07024
PTI SECURITIES & FUTURES L. P.
411 S WELLS, SUITE 900, CHICAGO, IL 60607
PTP SECURITIES, LLC
540 HOPMEADOW STREET, SUITE 5, SIMSBURY, CT 06070
PTS BROKERAGE, LLC
EAST GATE BUSINESS CENTER, 125C GAITHER DRIVE, MT. LAUREL, NJ 08054-1706
Mailing Address: EAST GATE BUSINESS CENTER, 125C GAITHER DRIVE, MT. LAUREL, NJ 08054-1706
PULLMAN SECURITIES, LLC
9250 ROBIN DRIVE, LOS ANGELES, CA 90069
Mailing Address: 8721 SANTA MONICA BLVD., SUITE 747, LOS ANGELES, CA 90069
PULSE TRADING, INC.
2 LIBERTY SQUARE, 2ND FLOOR, BOSTON, MA 02109
Mailing Address: 2 LIBERTY SQUARE, 2ND FLOOR, BOSTON, MA 02109
PUMA CAPITAL, LLC
11 BROADWAY, SUITE 668, NEW YORK, NY 10004
PUPLAVA SECURITIES, INC.
10809 THORNMINT ROAD, 2ND FLOOR, SAN DIEGO, CA 92127
Mailing Address: P.O. BOX 503147, SAN DIEGO, CA 92150-3147
PURITAN BROKERAGE SERVICES, INC.
16801 ADDISON RD., STE 430, ADDISON, TX 75001
Mailing Address: 16801 ADDISON RD., STE 430, ADDISON, TX 75001
PURITAN SECURITIES, INC.
980 POST ROAD EAST, 2ND FLOOR, WESTPORT, CT 06880
PURSHE KAPLAN STERLING INVESTMENTS
18 CORPORATE WOODS BLVD, ALBANY, NY 12211
PURSUIT PARTNERS LLC
333 LUDLOW STREET, 4TH FLOOR NORTH TOWER, STAMFORD, CT 06902
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
ONE POST OFFICE SQUARE, BOSTON, MA 02109-2137
PWA SECURITIES, INC.
4900 PERRY HIGHWAY, SUITE 300, PITTSBURGH, PA 15229
PWMCO, LLC
311 S. WACKER DRIVE, SUITE 2360, CHICAGO, IL 60606
PYRAMID FINANCIAL CORP.
10562 SOUTH DE ANZA BOULEVARD, CUPERTINO, CA 95014
PYRAMID FUNDS CORPORATION
21 EVERETT ROAD EXTENSION, ALBANY, NY 12205
PYRAMIS DISTRIBUTORS CORPORATION LLC
900 SALEM STREET, SMITHFIELD, RI 02917
Q
Q ADVISORS LLC
1324 15TH STREET, DENVER, CO 80202
QA3 FINANCIAL CORP.
ONE VALMONT PLAZA 4TH FLOOR, P O BOX 542055, OMAHA, NE 68154-5203
Mailing Address: ONE VALMONT PLAZA-4TH FL., P O BOX 542055, OMAHA, NE 68154-5203
QATALYST PARTNERS LP
THREE EMBARCADERO CENTER, SIXTH FLOOR, SAN FRANCISCO, CA 94111
QUANTITATIVE ANALYSIS SERVICE, INC.
95 CHRISTOPHER COLUMBUS DRIVE, JERSEY CITY, NJ 07302-2927
Mailing Address: 95 CHRISTOPHER COLUMBUS DR. FLOOR 12, JERSEY CITY, NJ 07302-2927
QUANTLAB SECURITIES LP
4200 MONTROSE BOULEVARD, SUITE 200, HOUSTON, TX 77006
QUANTUM CAPITAL, LLC
1911 HILLANDALE ROAD, SUITE 1020, DURHAM, NC 27705
QUANTUM SECURITIES, INC.
301 YAMATO ROAD, SUITE 2121, BOCA RATON, FL 33431
QUASAR DISTRIBUTORS, LLC
615 EAST MICHIGAN STREET, MILWAUKEE, WI 53202
QUATTRO M SECURITIES INC.
2 WHITE BIRCH ROAD, POUND RIDGE, NY 10576-2324
QUAYLE & CO. SECURITIES
1063 W. HILL ROAD-STE G, FLINT, MI 48507-4750
QUAYLE MUNRO INC.
405 LEXINGTON AVENUE, 46TH FLOOR, NEW YORK, NY 10174
QUEENS ROAD SECURITIES, LLC
1031 SOUTH CALDWELL STREET, SUITE 200, CHARLOTTE, NC 28203
Mailing Address: 1031 SOUTH CALDWELL STREET, SUITE 200, CHARLOTTE, NC 28203
QUEST CAPITAL STRATEGIES, INC.
23832 ROCKFIED BLVD, SUITE 130, LAKE FOREST, CA 92630
Mailing Address: 23832 ROCKFIELD BLVD., SUITE 130, LAKE FOREST, CA 92630
QUEST SECURITIES, INC.
8080 MADISON AVENUE STE.102A, FAIR OAKS, CA 95628
Mailing Address: 8080 MADISON AVENUE STE. 102A, FAIR OAKS, CA 95628
QUESTAR CAPITAL CORPORATION
5701 GOLDEN HILLS DRIVE, MINNEAPOLIS, MN 55416
Mailing Address: P O BOX 59177, MINNEAPOLIS, MN 55459-0177
QUESTRADE USA INC.
5650 YONGE STREET, SUITE 1700, TORONTO, ONTARIO, M2M 4G3 CANADA
QUESTRION RESEARCH CORPORATION
150 EAST 52ND STREET, NEW YORK, NY 10022
QUINCE HILL PARTNERS, LLC
3600 BUST HEAD ROAD, THE PLAINS, VA 20198
QUINCY CASS ASSOCIATES, INCORPORATED
11111 SANTA MONICA BLVD, SUITE 1450, LOS ANGELES, CA 90025
Mailing Address: 11111 SANTA MONICA BLVD., SUITE 1450, LOS ANGELES, CA 90025
QUOIN CAPITAL LLC
1515 MARKET STREET, SUITE 1808, PHILADELPHIA, PA 19102
R
R & R PLANNING GROUP LTD
1981 MARCUS AVENUE, SUITE C114, NEW HYDE PARK, NY 11042
R H INVESTMENT CORPORATION, INC.
15760 VENTURA BLVD., STE. 1732, ENCINO, CA 91436-3095
R. F. LAFFERTY & CO., INC.
80 BROAD ST. 26 FL., NEW YORK, NY 10004
R. HOBMAN SECURITIES, INC.
6466 E. EVENING DR., SCOTTSDALE, AZ 85266
Mailing Address: P.O. BOX 5148, CAREFREE, AZ 85377
R. L. RENCK & CO., INC.
116 WEST 23RD STREET, SUITE 500, NEW YORK, NY 10011
R. SEELAUS & CO.,INC.
25 DEFOREST AVENUE – SUITE 102, SUMMIT, NJ 07901
Mailing Address: 25 DEFOREST AVENUE, SUMMIT, NJ 07901
R.A. MACKIE & CO., L.P.
31 MATTHIESSEN PARK, IRVINGTON, NY 10533-1512
R.J. O’BRIEN SECURITIES, LLC
222 SOUTH RIVERSIDE PLAZA, SUITE 900, CHICAGO, IL 60606
Mailing Address: 222 SOUTH RIVERSIDE PLAZA, SUITE 900, CHICAGO, IL 60606
R.M. DUNCAN SECURITIES, INC.
501 NORTH UNIVERSITY, SUITE 101, LITTLE ROCK, AR 72205
R.M. STARK & CO., INC.
701 SE 6TH AVENUE, SUITE 203, DELRAY BEACH, FL 33483-5186
Mailing Address: 701 SE 6TH AVENUE, SUITE 203, DELRAY BEACH, FL 33483
R.T. HICKMAN SECURITIES BROKERAGE FIRM, LLC
96 FOREST PLACE, ROCHELLE PARK, NJ 07662
Mailing Address: POST OFFICE BOX 280, ROCHELLE PARK, NJ 07662
R.T. JONES CAPITAL EQUITIES, INC.
8151 CLAYTON ROAD, ST. LOUIS, MO 63117
R.W. SMITH & ASSOCIATES, INC.
10940 NE 33RD PLACE, SUITE 102, BELLEVUE, WA 98004
R.W. TOWT & ASSOCIATES
10022 PASEO MONTRIL, SUITE 228, SAN DIEGO, CA 92129
R.W.PRESSPRICH & CO.
520 MADISON AVENUE – 28TH FLOOR, NEW YORK, NY 10022
Mailing Address: 520 MADISON AVENUE 28TH FLOOR, NEW YORK, NY 10022
RA BENCH
1301 5TH AVENUE, SUITE 3525, SEATTLE, WA 98101
RA CAPITAL ADVISORS LLC
12340 EL CAMINO REAL, SUITE 450, SAN DIEGO, CA 92130
RABO SECURITIES USA, INC.
245 PARK AVENUE, NEW YORK, NY 10167-0062
RADIANT SECURITIES LLC
145 WEST 45TH STREET, 10TH FLOOR, NEW YORK, NY 10036
RADNOR RESEARCH & TRADING COMPANY, LLC
290 KING OF PRUSSIA ROAD, RADNOR STATION 2, SUITE 120, RADNOR, PA 19087
RAFFERTY CAPITAL MARKETS, LLC
59 HILTON AVENUE, GARDEN CITY, NY 11530
RAINE SECURITIES LLC
47 ARCH STREET, GREENWICH, CT 06830
RAINIER SECURITIES, LLC
10500 NE 8TH ST; SUITE 1130, BELLEVUE, WA 98004
RAINMAKER SECURITIES, LLC
200 S MICHIGAN AVE, SUITE 2100, CHICAGO, IL 60604
RAINMAKERS PARTNERS, LLC
101 CALIFORNIA STREET, SUITE 2450, SAN FRANCISCO, CA 94111
RAIT SECURITIES, LLC
2929 ARCH STREET, SUITE 1703, PHILADELPHIA, PA 19104
RAMAT SECURITIES LTD.
23811 CHAGRIN BLVD. SUITE 200, BEACHWOOD, OH 44122
Mailing Address: 23811 CHAGRIN BLVD SUITE 200, BEACHWOOD, OH 44122
RAMPART FINANCIAL SERVICES, INC.
DOYLESTOWN COMMERCE CENTER, 2005 S. EASTON ROAD, SUITE 202, DOYLESTOWN, PA 18901
RAMPART SECURITIES, INC.
ONE INTERNATIONAL PLACE 14TH FLOOR, BOSTON, MA 02110-2634
RANCE KING SECURITIES CORP.
3737 E. BROADWAY, LONG BEACH, CA 90803-6104
RANGEMARK CAPITAL MARKETS, INC.
ONE STATE STREET PLAZA, NEW YORK, NY 10004
RAPHAEL ARYEH AND ASSOCIATES
141-51 72ND CRESCENT, FLUSHING, NY 11367
RAPTOR PARTNERS LLC
ONE MELLON CENTER, 500 GRANT ST.,, 20TH FLOOR, PITTSBURGH, PA 15219-2502
RAVEN SECURITIES CORP.
C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
RAYMOND C. FORBES & CO., INC.
30 BROAD STREET, 20TH FLOOR, NEW YORK, NY 10004
RAYMOND JAMES & ASSOCIATES, INC.
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
Mailing Address: P.O. BOX 12749, ST. PETERSBURG, FL 33733-2749
RAYMOND JAMES (USA) LTD.
925 WEST GEORGIA STREET – 2200, VANCOUVER, B.C., V6C 3L2 CANADA
RAYMOND JAMES FINANCIAL SERVICES, INC.
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
RBC CAPITAL MARKETS ARBITRAGE, S.A.
3 WORLD FINANCIAL CENTER, 200 VESEY STREET – 8TH FLOOR, NEW YORK, NY 10006
RBC CAPITAL MARKETS CORPORATION
ONE LIBERTY PLAZA, 165 BROADWAY, NEW YORK, NY 10006-1404
RBS SECURITIES INC.
600 WASHINGTON BOULEVARD, STAMFORD, CT 06901
RCAP SECURITIES, INC.
1211 AVENUE OF THE AMERICAS, SUITE 2902, NEW YORK, NY 10036
RCG, LLC
885 THIRD AVENUE, 25TH FLOOR, NEW YORK, NY 10022
RD CAPITAL GROUP, INC.
MCS PLAZA SUITE 305, 255 PONCE DE LEON AVENUE, SAN JUAN, PR 00917-1903
RDM INVESTMENT SERVICES, INC.
1555 POST ROAD EAST, WESTPORT, CT 06880
RDSC, LLC
300 MAIN STREET, CINCINNATI, OH 45202
RE INVESTMENT CORPORATION
4301 WILSON BOULEVARD, ARLINGTON, VA 22203
REALTY CAPITAL SECURITIES, LLC
3 COPLEY PLACE, BOSTON, MA 02116
RED CAPITAL MARKETS, INC.
TWO MIRANOVA PLACE, 12TH FLOOR, COLUMBUS, OH 43215
RED RIVER SECURITIES, LLC
5601 DEMOCRACY DRIVE, SUITE 280, PLANO, TX 75024
REDBURN PARTNERS (USA) LP
565 FIFTH AVENUE, 26 FLOOR, NEW YORK, NY 10017
REDI MARKETS LLC
24 WEST 40TH STREET, 2ND FLOOR, NEW YORK, NY 10018
Mailing Address: 24 WEST 40TH STREET, 3RD FLOOR, NEW YORK, NY 10018
REDROCK TRADING PARTNERS, LLC
2605 WALTON WAY, AUGUSTA, GA 30904
REDWINE & COMPANY, INC.
5955 CARNEGIE BOULEVARD, SUITE 225, CHARLOTTE, NC 28209
REEF RESOURCES, LLC
140 LAKESIDE AVENUE, SUITE 100, SEATTLE, WA 98122
REEF SECURITIES, INC.
1901 N CENTRAL EXPRESSWAY, SUITE 400, RICHARDSON, TX 75080-3558
REGAL CAPITAL ADVISORS, LLC
10877 WILSHIRE BLVD, SUITE 1605, LOS ANGELES, CA 90024
REGAL SECURITIES, INC.
950 MILWAUKEE AVE., SUITE 102, GLENVIEW, IL 60025
Mailing Address: 950 MILWAUKEE AVE., SUITE 102, GLENVIEW, IL 60025-3766
REGENCY SECURITIES, INC.
20 CORPORATE PARK, SUITE 160, IRVINE, CA 92606-5183
REGENT CAPITAL GROUP, INC.
4035 E. THOUSAND OAKS BLVD., SUITE 240, WESTLAKE VILLAGE, CA 91362
REGIONAL BROKERS, INC.
1628 JOHN F KENNEDY BLVD, PHILADELPHIA, PA 19103-2925
Mailing Address: 1628 JOHN F KENNEDY BLVD., SUITE 1901, PHILADELPHIA, PA 19103-2925
REGIONAL INVESTMENT SERVICES, INC.
700 WEST PETE ROSE WAY SUITE 127, CINCINNATI, OH 45203
REGISTER FINANCIAL ASSOCIATES, INC.
3500 LENOX ROAD, SUITE 1700, ATLANTA, GA 30326
REICH & TANG DISTRIBUTORS, INC.
600 FIFTH AVENUE, 8TH FLOOR, NEW YORK, NY 10020-2302
REID & RUDIGER LLC
110 WALL STREET, NEW YORK, NY 10005
REID AND ASSOCIATES, LLC
14 COMPUTER DRIVE EAST, ALBANY, NY 12205
REIGNS CAPITAL, LTD.
235 MAIN STREET, SUITE 318, WHITE PLAINS, NY 10601
RELIANCE CAPITAL MANAGEMENT ADVISORS LLC
18 TERRACE AVE – MIRAMAR, HALF MOON BAY, CA 94019
RELIANCE WORLDWIDE INVESTMENTS, LLC
1240 BARCLAY BLVD.,, BUFFALO GROVE, IL 60089
Mailing Address: 2033 N. MILWAUKEE AVE., #125, RIVERWOODS, IL 60015-3581
RENAISSANCE CAPITAL INVESTMENTS, INC.
TWO GREENWICH PLAZA, SUITE 100, GREENWICH, CT 06830
RENAISSANCE INSTITUTIONAL MANAGEMENT LLC
800 THIRD AVENUE, NEW YORK, NY 10022
RENCAP SECURITIES, INC.
780 THIRD AVENUE, 20TH FLOOR, NEW YORK, NY 10017
RENSSELAER SECURITIES CORP.
1000 KENWOOD CT, LATHAM, NY 12110
Mailing Address: PO BOX 928, LATHAM, NY 12110
REPEX & CO., INC.
550 DURIE AVE., CLOSTER, NJ 07624-0577
REPUBLIC SECURITIES OF AMERICA,INC.
600 E. COLONIAL DR. #100, ORLANDO, FL 32803
Mailing Address: 600 EAST COLONIAL DRIVE, SUITE 100, ORLANDO, FL 32803
RESIDENTIAL FUNDING SECURITIES, LLC
ONE MERIDAN CROSSINGS, SUITE 100, RICHFIELD, MN 55423
RESORT SECURITIES AND INVESTMENTS, INC.
11030 JONES BRIDGE ROAD, SUITE 300, ALPHARETTA, GA 30022
RESOURCE HORIZONS GROUP LLC
1350 CHURCH ST EXT, THIRD FLOOR, MARIETTA, GA 30060
Mailing Address: 1350 CHURCH ST. EXT, THIRD FLOOR, MARIETTA, GA 30060
RESOURCE PRODUCTION ADVISORS, LLC
2549 HARBORSIDE FINANCIAL CENTER, JERSEY CITY, NJ 07311
RESOURCIVE CAPITAL, LLC
2908 N. 1050 E., LEHI, UT 84043
Mailing Address: 147 W. ELECTION, STE. 200, DRAPER, UT 84020
RESRV PARTNERS, INC.
1250 BROADWAY – 32ND FLOOR, NEW YORK, NY 10001-3701
RETIREMENT CAPITAL GROUP SECURITIES, INC.
12340 EL CAMINO REAL, SUITE 400, SAN DIEGO, CA 92130
RETIREMENT PLAN ADVISORS, INC.
105 WEST ADAMS STREET, SUITE 2175, CHICAGO, IL 60603
Mailing Address: 3218 EMERALD LANE, SUITE C, JEFFERSON CITY, MO 65109
RETIREMENT PLANNING, INC.
1850 MT. DIABLO BLVD.-STE.335, WALNUT CREEK, CA 94596
RETIREMENT RESOURCES INVESTMENT CORPORATION
100 CORPORATE PLACE, PEABODY, MA 01960
REUTERS TRANSACTION SERVICES LLC
3 TIMES SQUARE, NEW YORK, NY 10036
REUVEN ENTERPRISES SECURITIES DIVISION, LLC
100 WALL STREET, SUITE 602, NEW YORK, NY 10005
REVA CAPITAL MARKETS LLC
230 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10169
REVERE SECURITIES CORP.
3200 N. MILITARY TRAIL, STE. 215, BOCA RATON, FL 33431
REYNOLDS ADVISORY PARTNERS,LLC
999 18TH STREET, SUITE 1155 N, DENVER, CO 80202
RFS PARTNERS
44 MONTGOMERY ST., SUITE 2100, SAN FRANCISCO, CA 94104
RG KNOX COMPANY, LLC
3734 ECKER HILL DRIVE, PARK CITY, UT 84098
RHINO TRADING PARTNERS, LLC
80 BROAD STREET, 7TH FLOOR, NEW YORK, NY 10004
Mailing Address: 80 BROAD STREET, 5TH FLOOR, NEW YORK, NY 10004
RHODES SECURITIES, INC.
306 WEST 7TH STREET, SUITE 1000, FT WORTH, TX 76102
Mailing Address: 306 WEST 7TH STREET, SUITE 1000, FORT WORTH, TX 76102
RHONE GROUP ADVISORS LLC
630 FIFTH AVENUE, SUITE 2710, NEW YORK, NY 10111
RICE FINANCIAL PRODUCTS COMPANY
17 STATE STREET, 40TH FLOOR, NEW YORK, NY 10004
RICE PONTES CAPITAL, INC.
2001 CROW CANYON ROAD, SUITE 150, SAN RAMON, CA 94583
RICE, VOELKER, LLC
805 EAST RUTLAND, COVINGTON, LA 70433
RICHARD A. SASO & ASSOCIATES-INVESTMENT SECURITIES
3130 CROW CANYON PLACE-STE 200, SAN RAMON, CA 94583-1346
RICHARD D. SCHUBERT, INC.
241 E. SAGINAW – STE 505, EAST LANSING, MI 48823
Mailing Address: P.O. BOX 1796, EAST LANSING, MI 48823
RICHARDS, MERRILL & PETERSON, INC.
422 WEST RIVERSIDE AVENUE, US BANK BLDG ONE SKYWALK, SPOKANE, WA 99201
Mailing Address: 422 WEST RIVERSIDE AVE, US BANK BLDG ONE SKYWALK, SPOKANE, WA 99201
RICHEY FINANCIAL GROUP, INC.
110 E. WILSHIRE AVENUE, SUITE 307, FULLERTON, CA 92832-1959
RICHFIELD ORION INTERNATIONAL, INC.
5353 N. UNION BLVD. G-1, COLORADO SPRINGS, CO 80918
RIDEAU LYONS & CO.
5455 WILSHIRE BLVD SUITE 2131, LOS ANGELES, CA 90036
Mailing Address: 5455 WILSHIRE BLVD SUITE 2131, LOS ANGELES, CA 90017
RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC.
1981 MARCUS AVENUE, LAKE SUCCESS, NY 11040
Mailing Address: 2 JOURNAL SQUARE PLAZA, 3RD FLOOR, JERSEY CITY, NJ 07306
RIDGEVIEW CAPITAL, LLC
ONE GATEWAY CENTER, 90 SOUTH 400 WEST SUITE M200, SALT LAKE CITY, UT 84101
RIDGEWAY & CONGER, INC.
2123 MAIN STREET, NEW WOODSTOCK, NY 13122
Mailing Address: 2123 MAIN STREET PO BOX 460, NEW WOODSTOCK, NY 13122
RIDGEWOOD ASSOCIATES INC. NJ
40 EISENHOWER DRIVE, PARAMUS, NJ 07652
Mailing Address: P.O. BOX 326, PARAMUS, NJ 07653-0326
RIDGEWOOD SECURITIES CORPORATION
14 PHILIPS PARKWAY, MONTVALE, NJ 07645
RIDGEWORTH DISTRIBUTORS LLC
THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101
RIEDL FIRST SECURITIES COMPANY OF KANSAS
1841 N. ROCK ROAD COURT, SUITE 400, WICHITA, KS 67206-4213
RIM SECURITIES LLC
570 LEXINGTON AVENUE, NEW YORK, NY 10022
RIPPE & KINGSTON CAPITAL ADVISORS, INC.
1077 CELESTIAL STREET, CINCINNATI, OH 45202
RIVER CROSS SECURITES, LLLP
401 CITY AVENUE, SUITE 220, BALA CYNWYD, PA 19004
Mailing Address: 401 CITY AVENUE, SUITE 912, BALA CYNWYD, PA 19004
RIVERBANK CAPITAL SECURITIES, INC.
689 5TH AVENUE, SUITE #14, NEW YORK, NY 10022
RIVERSOURCE DISTRIBUTORS, INC.
707 SECOND AVENUE, SOUTH, MINNEAPOLIS, MN 55402
Mailing Address: 50606 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474
RIVERSOURCE FUND DISTRIBUTORS, INC.
707 SECOND AVENUE, SOUTH, MINNEAPOLIS, MN 55402
Mailing Address: 50606 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474
RIVERSTONE WEALTH MANAGEMENT, INC.
7801 CAPITAL OF TEXAS HWY., SUITE 310, AUSTIN, TX 78731
RIVES, LEAVELL & CO.
1430 LELIA DRIVE, JACKSON, MS 39216
Mailing Address: P. O. BOX 4900, JACKSON, MS 39296
RIVIERE SECURITIES LTD.
1250 S. CAPITAL OF TEXAS HWY., BLDG.2, STE. 120, AUSTIN, TX 78746
Mailing Address: 407 DUCK LAKE, LAKEWAY, TX 78734
RIVINGTON SECURITIES, LLC
1775 SHERMAN ST., SUITE 2500, DENVER, CO 80203
RJJ PASADENA SECURITIES, INC.
625 FAIR OAKS AVENUE, SUITE 125, SOUTH PASADENA, CA 91030
Mailing Address: 625 FAIR OAKS AVE., SUTE 125, SOUTH PASADENA, CA 91030
RK EQUITY CAPITAL MARKETS LLC
1350 AVENUE OF THE AMERICAS, 2ND FLOOR, NEW YORK, NY 10019
RLSP ASSOCIATES, LLC
35 MASON STREET, 4TH FLOOR, GREENWICH, CT 06830
RMC CAPITAL MARKETS GROUP, INC
5944 LUTHER LANE #755, DALLAS, TX 75225
RMG PARTNERS
100 SHORELINE HWY, A185, MILL VALLEY, CA 94941
Mailing Address: 1 BLACKFIELD DRIVE, # 408, TIBURON, CA 94920
RMJB, INC.
8500 NORMANDALE LAKE BLVD., BLOOMINGTON, MN 55437
RNR SECURITIES, L.L.C.
1802 HEMPSTEAD TPKE, EAST MEADOW, NY 11554-1032
ROBBINS SECURITIES, INC.
8700 W. BRYN MAWR, CHICAGO, IL 60631
ROBECO SECURITIES, L.L.C.
909 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY 10022
ROBERT A. STANGER & COMPANY, INC.
1129 BROAD STREET, SUITE 201, SHREWSBURY, NJ 07702
Mailing Address: 1129 BROAD STREET, SHREWSBURY, NJ 07702
ROBERT BLUM MUNICIPALS, INC.
2000 VAN NESS AVENUE, SUITE 415, SAN FRANCISCO, CA 94109
ROBERT R. MEREDITH & CO., INC.
600 LEXINGTON AVENUE, 29TH FLOOR, NEW YORK, NY 10022
ROBERT W. BAIRD & CO. INCORPORATED
777 E. WISCONSIN AVENUE, MILWAUKEE, WI 53202
Mailing Address: P.O. BOX 672, MILWAUKEE, WI 53201
ROBERTS & RYAN INVESTMENTS INC.
57 POST STREET – STE 614, SAN FRANCISCO, CA 94104
ROBERTS MITANI, LLC
145 WEST 57TH STREET, 21ST FLOOR, NEW YORK, NY 10019
ROBINSON & LUKENS, INC.
1319 VINCENT PL, MCLEAN, VA 22101
Mailing Address: P.O. BOX 956, MCLEAN, VA 22101-0956
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