In the News

Raymond James To Pay $15M To Settle Hidden-Fee Claims
– Law360

Law Firms File Federal Class Action Lawsuit Against Raymond James & Associates, Inc. alleging unreasonable and unauthorized “Processing Fee” charges in Passport Accounts
– lawpromo

West Palm retiree awarded $150,000 in brokerage dispute even though fund made money
– The Palm Beach Post

Futures scandal snares 2 Tampa brokerages
– The Tampa Tribune

Miami, Coral Springs team helped class recover $150M
– Daily Business Review

Troy Accounting Firm Accused of Nationwide Scam
– The Oakland Press

Broker who prayed with clients is said to have bilked them
– The Miami Herald

Mortgage Bets Trip Up Main Street Investors — And a Group of Nuns
– Wall Street Journal

Brokers’ Wrong Bets Cost South Florida Seniors Millions
– South Florida Sun-Sentinel

Money Manager Ordered to Pay South Florida Family $3.2 Million
– Daily Business Review

Morgan Stanley Faces Class Action Lawsuit for Failure to Comply with Arbitration Rule

Coconut Creek man wins arbitration against Morgan Stanley
– From Herald Staff and Wire Services

Prudential to pay $2M
– From Herald Staff and Wire Services

Mutual Fund Investors Sue Merrill Lynch for One Billion Dollars
– Miami Daily Business Review

Morgan Stanley is Ordered to Pay Client $100,000.00
– Wall Street Journal

Sue Your Broker
– Money Magazine

Class Action Recovery effort Suit in Fort Lauderdale says Mutual Benefits Corp. defrauded investors of $1.5 billion before receivership

Along for the Ride
– Daily Business Review

Class-action cowboys
– Daily Business Review

Lost a pile on the NASDAQ? Maybe it wasn’t your fault
– – Time Magazine

Attorney sues Merrill Lynch in Broward court
– The Miami Herald

Investors Sue Merrill Lynch for 1 Billion Dollars
– The Miami Herald

Boynton Investors Sues Merrill; Lawsuit Seeks Lost Savings

Merrill Lynch sued in Broward by mutual fund investors
– Daily Business Review

Getting the Money Back; in the wake of Wake of Wall Street Settlement, thousands of Investors look to recoup
– South Florida Sun – Sentinel

Queen of the Net’ Mary Meeker appears before Boca panel to answer complaint filed by investor
– Daily Business Review

Jet forced to land at regional airport
– The Gainesville Sun

Morgan Stanley Seeks to Change Basis for Award In a Stock Case
– The New York Times

Morgan Stanley Disputes Arbiters Firm’s Research Status at issue
– South Florida Sun-Sentinel

Money Lost and a Search for Answers
– The Miami Herald

Morgan Stanley, Meet The Irate Investor
– Business Week

As Investors Win Arbitrations, Brokerage Houses Keep Paying
– Wall Street Journal

Stocks mixed on jobs report, inflation concerns
– Ventura County Star

Class Action Brewing Against Purcell, Morgan Directors
– Wall Street Letter