List of FINRA Members Firms L (Continued) – M

If your broker and/or brokerage firm recommended or sold unsuitable investments to you, contact us for a free consultation. Blum Law Group is a nationally recognized law firm dedicated to representing investors attempt to recover their investments losses.

The Financial Industry Regulatory Authority (“FINRA”), the largest independent regulator of securities brokerage firms doing business in the United States, oversees nearly 4,700 brokerage firms, including the following brokerage, securities and investment firms:

# – A – B – C – D – E – F – G – H – I – J – K – L – M – N – O – P – Q – R – S – T – U – V – W – X – Y – Z

LEE FINANCIAL SECURITIES, INC.

2756 WOODLAWN DRIVE, SUITE #6-201, HONOLULU, HI 96822-1856
Mailing Address: 503 BLACKBIRD DRIVE, HOCKESSIN, DE 19707-2053

LEERINK SWANN LLC

1 FEDERAL STREET 37TH FLR, BOSTON, MA 02110
Mailing Address: 1 FEDERAL STREET 37TH FL, BOSTON, MA 02110

LEGACY ASSET SECURITIES, INC.

1800 WEST LOOP SOUTH STE 1790, HOUSTON, TX 77027

LEGACY CAPITAL FUND, INC.

433 METAIRIE RD STE 405, METAIRIE, LA 70005

LEGEND EQUITIES CORPORATION

4600 EAST PARK DRIVE, SUITE 300, PALM BEACH GARDENS, FL 33410

LEGEND MERCHANT GROUP, INC.

30 BROAD STREET, 38TH FLOOR, NEW YORK, NY 10004

LEGEND SECURITIES, INC.

39 BROADWAY (SUITE 740), NEW YORK, NY 10006

LEGENT CLEARING

9300 UNDERWOOD AVE, SUITE 400, OMAHA, NE 68114

LEGG MASON INVESTOR SERVICES, LLC

100 INTERNATIONAL DRIVE, BALTIMORE, MD 21202

LEHMAN BROTHERS INC.

100 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

LEIGH BALDWIN & CO., LLC

112 ALBANY STREET, CAZENOVIA, NY 13035-0660

LEK SECURITIES CORPORATION

1 LIBERTY PLAZA, 165 BROADWAY, 52ND FLOOR, NEW YORK, NY 10006

LEMLEY, YARLING & CO.

42 S. WASHINGTON STREET, #3, HINSDALE, IL 60521

LENOX FINANCIAL SERVICES, INC.

322 ALANA DRIVE, NEW LENOX, IL 60451

LEONARD & COMPANY

1450 WEST LONG LAKE RD, SUITE 150, TROY, MI 48098

LEONARD SECURITIES, INC

1900 N W EXPRESSWAY SUITE 1450, OKLAHOMA CITY, OK 73118

LESKO SECURITIES INC.

53 CHENANGO STREET 2ND FLOOR, BINGHAMTON, NY 13901
Mailing Address: P.O. BOX 1890, BINGHAMTON, NY 13902-1890

LEUMI INVESTMENT SERVICES INC.

562-564 FIFTH AVENUE, NEW YORK, NY 10036

LEVEL ATS

65 FRANKLIN STREET, SUITE 201, BOSTON, MA 02110

LEVY, HARKINS & CO., INC.

366 MADISON AVENUE, FLOOR 14, NEW YORK, NY 10017

LEWIS FINANCIAL GROUP, L.C.

8658 BUSINESS PARK DR, SUITE 200, SHREVEPORT, LA 71105-5660

LEWIS YOUNG ROBERTSON & BURNINGHAM, INC.

41 N. RIO GRANDE, SUITE 101, SALT LAKE CITY, UT 84101

LEXICON PARTNERS (US) LLC

600 MADISON AVENUE, 24TH FLOOR, NEW YORK, NY 10022

LEXINGTON INVESTMENT COMPANY, INC.

2365 HARRODSBURG ROAD STE. B375, SUITE B375, LEXINGTON, KY 40504

LF FINANCIAL, LLC

7000 W. PALMETTO PARK ROAD, SUITE 306, BOCA RATON, FL 33433

LFC SECURITIES, LLC

1250 CONNECTICUT AVE NW, SUITE 550, WASHINGTON, DC 20036

LIABILITY SOLUTIONS

ONE LANDMARK SQUARE, SUITE 620, STAMFORD, CT 06901

LIABSOL INC.

590 MADISON AVENUE, 25TH FLOOR, NEW YORK, NY 10022

LIATI CAPITAL, LLC

17 STATE STREET, 3RD FLOOR, NEW YORK, NY 10004

LIBERTY ASSOCIATES, INC.

36 WEST 44TH STREET, SUITE 1100, NEW YORK, NY 10036

LIBERTY CAPITAL INVESTMENT CORPORATION

1800 SW FIRST AVE., SUITE 150, PORTLAND, OR 97201
Mailing Address: 1800 SW FIRST AVE, SUITE 150, PORTLAND, OR 97201

LIBERTY GLOBAL PARTNERS

10 LIBERTY SQUARE 6TH FLOOR, BOSTON, MA 02109

LIBERTY GROUP, LLC

3923 GRAND AVENUE, OAKLAND, CA 94610

LIBERTY INVESTMENT COUNSEL, LTD.

700 PILGRIM PARKWAY-SUITE #300, ELM GROVE, WI 53122

LIBERTY LIFE SECURITIES LLC

100 LIBERTY WAY, DOVER, NH 03820

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

4540 CALIFORNIA AVENUE, SUITE 530, BAKERSFIELD, CA 93309

LIBERTY TREE ADVISORS, LLC

24 LIBERTY STREET, ACTON, MA 01720

LIBERUM CAPITAL INC

441 LEXINGTON AVENUE, 15TH FLOOR, NEW YORK, NY 10017

LIBUCKI & CO., LLC

1900 MARKET STREET SUITE 113, SUITE 113, PHILADELPHIA, PA 19103
Mailing Address: 1900 MARKET STREET, SUITE 113, PHILADELPHIA, PA 19103

LIEBLONG & ASSOCIATES, INC.

10825 FINANCIAL CTR PKWY, SUITE 100, LITTLE ROCK, AR 72211
Mailing Address: P.O. BOX 24520, LITTLE ROCK, AR 72221

LIFEMARK SECURITIES CORP.

400 WEST METRO PARK, ROCHESTER, NY 14623

LIFEVEST FINANCIAL, INC.

10 BAY STATE ROAD, BELMONT, MA 02478

LIGHTHOUSE CAPITAL CORPORATION

659 ABREGO ST., SUITE 6, MONTEREY, CA 93940

LIGHTHOUSE FINANCIAL GROUP, LLC

420 LEXINGTON AVENUE, SUITE 1430, NEW YORK, NY 10170

LIGHTHOUSE SECURITIES, LTD.

241 MAIN STREET, HARTFORD, CT 06106-1862

LIGHTSPEED TRADING, LLC

148 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10016

LIGHTSTONE SECURITIES, LLC

1 INTERNATIONAL BLVD SUITE 200, MAHWAH, NJ 07495

LIME BROKERAGE LLC

625 BROADWAY, 12TH FLOOR, NEW YORK, NY 10012

LINCOLN FINANCIAL ADVISORS CORPORATION

1300 SOUTH CLINTON STREET, SUITE 150, FORT WAYNE, IN 46802
Mailing Address: P.O. BOX 2239, FORT WAYNE, IN 46801-2239

LINCOLN FINANCIAL DISTRIBUTORS, INC.

130 N RADNOR-CHESTER RD, RADNOR, PA 19087
Mailing Address: 350 CHURCH STREET, HARTFORD, CT 06103

LINCOLN FINANCIAL SECURITIES CORPORATION

ONE GRANITE PLACE, CONCORD, NH 03301-3258
Mailing Address: P.O. BOX 2005, CONCORD, NH 03302

LINCOLN INTERNATIONAL L.L.C.

500 WEST MADISON STREET-SUITE 3900, CHICAGO, IL 60661

LINCOLN INVESTMENT

FORST PAVILION, 218 GLENSIDE AVENUE, WYNCOTE, PA 19095-1595

LINEAR FINANCIAL SERVICES, INC.

4 HUTTON CENTRE DRIVE, SUITE 1000, SANTA ANA, CA 92707

LINKBROKERS DERIVATIVES CORPORATION

107 GRAND STREET, 2ND FLOOR, NEW YORK, NY 10012

LIQUID CAPITAL SECURITIES, LLC

71 SOUTH WACKER DRIVE, SUITE 2100, CHICAGO, IL 60606

LIQUIDNET, INC.

498 7TH AVENUE, 12TH FLOOR, NEW YORK, NY 10018

LITTLE AND COMPANY

211 WEST WALL, MIDLAND, TX 79701-4506

LIVERMORE TRADING GROUP, INC.

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

LIVINGSTON MONROE CAPITAL GROUP INC.

5550 GLADES ROAD, SUITE 308, BOCA RATON, FL 33431

LIVINGSTON SECURITIES, LLC

825 THIRD AVENUE, SUITE 223, NEW YORK, NY 10022-7519

LJS CAPITAL, LLC

4027 GUADELOUPE ST, BOULDER, CO 80301

LMV CAPITAL CORP.

11 EAST 26TH STREET, SUITE 1600, NEW YORK, NY 10010

LOCKEBRIGE PARTNERS, INC.

1666 MASSACHUSETTES AVENUE, LEXINGTON, MA 02420

LOCKTON FINANCIAL ADVISORS, LLC

444 W. 47TH STREET, SUITE 900, KANSAS CITY, MO 64112

LOEB PARTNERS CORPORATION

61 BROADWAY, NEW YORK, NY 10006

LOEWEN, ONDAATJE, MCCUTCHEON USA LIMITED

HAZELTON LANES, EAST TOWER, 55 AVENUE ROAD, SUITE 2250, TORONTO, ONTARIO, M5R 3L2 CANADA
Mailing Address: HAZELTON LANES EAST TOWER 55 AVENUE RD. STE. 2250, BOX 8, TORONTO, ONTARIO, M5R 3L2 CANADA

LOMBARD SECURITIES INCORPORATED

1820 LANCASTER STREET, SECOND FLOOR, BALTIMORE, MD 21231
Mailing Address: 1820 LANCASTER STREET, BALTIMORE, MD 21231

LOMBARDI & CO., INC.

29 BROADWAY @ TRINITY PLACE, STREET LEVEL, NEW YORK, NY 10006

LONDON & PACIFIC CAPITAL ADVISORS, LLC

2301 ROSECRANS AVENUE, SUITE 3170, EL SEGUNDO, CA 90245

LONE STAR SECURITIES, INC.

15851 DALLAS PKWY. – SUITE 105, ADDISON, TX 75001-3360

LONG ISLAND FINANCIAL GROUP, INC.

2 WOODCREST DRIVE, ROSLYN, NY 11576
Mailing Address: 2 WOODCREST DR, ROSLYN, NY 11576

LONGBOW SECURITIES, LLC

6000 LOMBARDO CENTER, #500, INDEPENDENCE, OH 44131

LONGSHIP ALTERNATIVE ASSET MANAGEMENT

14 CONCORD ROAD, PORT WASHINGTON, NY 11050

LONGVIEW FINANCIAL GROUP, INC

370 LEXINGTON AVENUE, 27TH FLOOR, NEW YORK, NY 10017

LOOMIS SAYLES DISTRIBUTORS, L.P.

ONE FINANCIAL CENTER, BOSTON, MA 02111
Mailing Address: ONE FINANCIAL CENTER, BOSTON, MA 02111-2620

LOOP CAPITAL MARKETS LLC

200 W. JACKSON., SUITE 1600, CHICAGO, IL 60606
Mailing Address: 200 W. JACKSON, SUITE 1600, CHICAGO, IL 60606

LORD ABBETT DISTRIBUTOR LLC

90 HUDSON STREET, JERSEY CITY, NJ 07302-3973

LORIA FINANCIAL GROUP, LLC

7500 S COUNTY LINE ROAD, BURR RIDGE, IL 60527

LORING WARD SECURITIES INC.

3055 OLIN AVE., SUITE 2000, SAN JOSE, CA 95128

LOUIS CAPITAL MARKETS, LP

445 PARK AVENUE, 16TH FLOOR, NEW YORK, NY 10022
Mailing Address: 445 PARK AVENUE, 16 FLOOR, NEW YORK, NY 10022

LOVELL INCORPORATED

1519 LIPSCOMB DRIVE, BRENTWOOD, TN 37027
Mailing Address: P.O. BOX 157, BRENTWOOD, TN 37024

LOWELL & COMPANY, INC.

4021 84TH ST, SUITE 100, LUBBOCK, TX 79423

LPL FINANCIAL CORPORATION

ONE BEACON STREET, 22ND FLOOR, BOSTON, MA 02108-3106

LTC INVESTMENT SERVICES, INC.

717 – 17TH ST., SUITE 2100, DENVER, CO 80202-3323
Mailing Address: 717 – 17TH ST, SUITE 2100, DENVER, CO 80202-3323

LUCIA FINANCIAL LLC

13520 EVENING CREEK DRIVE NORTH, SUITE 300, SAN DIEGO, CA 92128
Mailing Address: 13520 EVENING CREEK DRIVE, SUITE 300, SAN DIEGO, CA 92128

LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION

4005 GUADALUPE STREET, AUSTIN, TX 78751

LUDLOW WARD SECURITIES LLC

ONE FINANCIAL WAY, SUITE 309, CINCINNATI, OH 45242

LURIE BESIKOF LAPIDUS PRIVATE INVESTMENT BANKING, LLC

2501 WAYZATA BLVD., MINNEAPOLIS, MN 55405

LYNCH & ASSOCIATES

535 BOYLSTON ST., FLOOR T, BOSTON, MA 02116
Mailing Address: 535 BOYLSTON ST., SUITE 1104, BOSTON, MA 02116

LYNX CAPITAL, LLC

10900 WILSHIRE BOULEVARD, SUITE 300, LOS ANGELES, CA 90024

LYSTER WATSON SECURITIES, INC.

888 SEVENTH AVENUE, 40TH FLOOR, NEW YORK CITY, NY 10019

M

M & W FINANCIAL INC.

140 SOUTH VILLAGE CENTER DRIVE, SOUTHLAKE, TX 76092
Mailing Address: 100 SOUTH VILLAGE CENTER DRIVE, SOUTHLAKE, TX 76092

M B FINANCIAL SERVICES

193 DOWD ST., NEWINGTON, CT 06111-2608
Mailing Address: P.O. BOX 963, AVON, CT 06001-0963

M FINANCIAL SECURITIES MARKETING, INC.

1125 NW COUCH STREET, SUITE 900, PORTLAND, OR 97209

M HOLDINGS SECURITIES, INC.

1125 N.W. COUCH STREET, SUITE 900, PORTLAND, OR 97209
Mailing Address: P.O. BOX 2207, PORTLAND, OR 97208-2207

M&A CAPITAL, LLC

32129 LINDERO CANYON ROAD, SUITE 204, WESTLAKE VILLAGE, CA 91361

M&I DISTRIBUTORS LLC

111 EAST KILBOURN AVENUE, SUITE 200, MILWAUKEE, WI 53202-2039
Mailing Address: 111 EAST KILBOURN AVENUE, SUITE 200, MILWAUKEE, WI 53202-2039

M&I FINANCIAL ADVISORS, INC

111 EAST KILBOURN AVENUE, SUITE 200, MILWAUKEE, WI 53202

M&T SECURITIES, INC.

285 DELAWARE AVE., SUITE 2000, BUFFALO, NY 14202

M. AMARICO, INC.

96 LIMEKILN ROAD, WEST REDDING, CT 06896

M. E. ALLISON & CO., INC.

950 EAST BASSE ROAD, SECOND FLOOR, SAN ANTONIO, TX 78209-1831

M. GRIFFITH INVESTMENT SERVICES, INC.

555 FRENCH ROAD – BUILDING 2, NEW HARTFORD, NY 13413-0895
Mailing Address: P.O. BOX 895, 555 FRENCH RD., NEW HARTFORD, NY 13413-0895

M. H. LEBLANG, INC.

300 E. 56TH STREET, NEW YORK, NY 10022
Mailing Address: 300 E. 56TH ST #6F, NEW YORK, NY 10022

M. HADLEY SECURITIES, INC.

1700 CALIFORNIA STREET, SUITE 335, SAN FRANCISCO, CA 94109

M. R. BEAL & COMPANY

110 WALL STREET, 6TH FLOOR, NEW YORK, NY 10005

M. RAMSEY KING SECURITIES, INC.

93 TOMLIN CIRCLE, BURR RIDGE, IL 60527

M. S. HOWELLS & CO.

20555 N. PIMA ROAD, SUITE #100, SCOTTSDALE, AZ 85255

M. ZUCKER, INC.

771 W END AVE, NEW YORK, NY 10025

M.D. SASS SECURITIES, L.L.C.

1185 AVENUE OF THE AMERICAS, NEW YORK, NY 10036-2699

M.E.S.A. SECURITIES, INC.

85 FIFTH AVENUE, SIXTH FLOOR, NEW YORK, NY 10003
Mailing Address: 85 FIFTH AVENUE, SIXTH FLOOR, NEW YORK, NY 10003

M.J. WHITMAN LLC

622 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY 10017-6715

M3 CAPITAL PARTNERS LLC

233 SOUTH WACKER DRIVE, SUITE 5200, CHICAGO, IL 60606

MACALLASTER PITFIELD MACKAY INC.

30 BROAD STREET, NEW YORK, NY 10004
Mailing Address: 30 BROAD ST, NEW YORK, NY 10004

MACGREGOR GLOBAL INVESTMENTS, LLC

980 N. MICHIGAN AVE., SUITE 1350, CHICAGO, IL 60611

MACK INVESTMENT SECURITIES, INC.

1939 WAUKEGAN RD.,SUITE 300, GLENVIEW, IL 60025

MACKIE RESEARCH USA INC.

199 BAY STREET, SUITE 4500, COMMERCE COURT WEST, TORONTO, M5L 1G2 CANADA

MACMAR INVESTMENT CORPORATION

2482 11TH ST. SW, AKRON, OH 44314

MACQUARIE CAPITAL (USA) INC.

125 WEST 55TH STREET, LEVEL 22, NEW YORK, NY 10019

MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.

BROOKFIELD PLACE, 181 BAY STREET, SUITE 3100, P.O.BOX 830, TORONTO, ONTARIO, M5J 2T3 CANADA
Mailing Address: BROOKFIELD PLACE, 181 BAY STREET, SUITE 3100, P.O. BOX 830, TORONTO, ONTARIO, M5J 2T3 CANADA

MACQUARIE PRIVATE WEALTH CORP

BCE PLACE, 181 BAY STREET, SUITE 3200, P.O. BOX 779, TORONTO, ONTARIO, M5J 2T3 CANADA

MACRO FINANCIAL, LLC

14 MAIN STREET, SUITE 100, MADISON, NJ 07940

MACRO RISK ADVISORS LLC

1450 BROADWAY, 28TH FLOOR, NEW YORK, NY 10018

MADDEN SECURITIES CORPORATION

1901 NORTH AKARD, DALLAS, TX 75201

MADISON AVENUE SECURITIES, INC.

15050 AVENUE OF SCIENCE, SUITE 150, SAN DIEGO, CA 92128

MADISON CAPITAL MARKETS, INC.

666 FIFTH AVENUE SUITE 1411, NEW YORK CITY, NY 10103

MADISON PARK GROUP LLC

521 FIFTH AVENUE (17TH FLOOR), NEW YORK, NY 10175

MADISON WILLIAMS AND COMPANY

527 MADISON AVENUE, 14TH FLOOR, NEW YORK, NY 10022

MAFG RIA SERVICES, INC.

102 GAITHER DRIVE, SUITE 5, MT. LAUREL, NJ 08054

MAGNER SECURITIES, LLC

3414 PEACHTREE ROAD, NE, SUITE 1020, ATLANTA, GA 30326

MAGUIRE INVESTMENTS, INC.

1862 S. BROADWAY, SUITE 100, SANTA MARIA, CA 93454
Mailing Address: P.O. BOX 1848, SANTA MARIA, CA 93456-1848

MAHLER & EMERSON INC.

570 LEXINGTON AVENUE, NEW YORK, NY 10022
Mailing Address: P.O. BOX 3146 GRAND CENTRAL STATION, NEW YORK, NY 10163-3146

MAIA SECURITIES, INC.

17800 CASTLETON ST. SUITE 435, CITY OF INDUSTRY, CA 91748
Mailing Address: 17800 CASTLETON ST. – SUITE 435, CITY OF INDUSTRY, CA 91748

MAINE SECURITIES CORPORATION

15 MONUMENT SQUARE, PORTLAND, ME 04101

MAINFIRST SECURITIES US INC.

SPEICHERSTRASSE 57, FRANKFURT AM MAIN, 60327 GERMANY

MAINLINE WEST MUNICIPAL SECURITIES LLC

700 SEVENTEENTH ST., SUITE 1500, DENVER, CO 80202

MAINSAIL GROUP LLC

350 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10017

MAITLAND SECURITIES, INC.

1111 DOUGLAS AVENUE, ALTAMONTE SPRINGS, FL 32714

MAKO FINANCIAL MARKETS, LLC

44 WALL STREET, 4TH FLOOR, NEW YORK, NY 10005

MAKO USA LLP

25 CHRISTOPHER STREET, LONDON, EC2A 2BS UK

MALKIN SECURITIES CORP.

60 EAST 42ND STREET, NEW YORK, NY 10165-0015

MALLORY CAPITAL GROUP, LLC

19 OLD KING’S HIGHWAY SOUTH – STE. 14, DARIEN, CT 06820

MAM WEALTH MANAGEMENT, LLC.

15456 VENTURA BOULEVARD; SUITE 302, SHERMAN OAKS, CA 91403
Mailing Address: 16161 VENTURA BOULEVARD, BOX 631, ENCINO, CA 91436

MAN INVESTMENTS INC.

ONE ROCKEFELLER PLAZA, 16TH FLOOR, NEW YORK, NY 10022

MANAGED ACCOUNT SERVICES, LLC

565 E. SWEDESFORD RD., SUITE 310, WAYNE, PA 19087

MANAGERS DISTRIBUTORS, INC.

333 WEST WACKER DRIVE, SUITE 1200, CHICAGO, IL 60606

MANARIN SECURITIES CORPORATION

15858 WEST DODGE ROAD, SUITE 310, OMAHA, NE 68118

MANCHESTER FINANCIAL GROUP, LLC

4700 IDS CENTER, MINNEAPOLIS, MN 55402
Mailing Address: 4700 IDS CENTER, 80 SOUTH EIGHTH ST., MINNEAPOLIS, MN 55402

MANITOU CAPITAL MANAGEMENT, INC.

1425 MICHIGAN AVE., FRANKFORT, MI 49635
Mailing Address: 1425 MICHIGAN AVE, FRANKFORT, MI 49635

MANN MANN JENSEN PARTNERS LP

TWO GRAND CENTRAL TOWER, 140 EAST 45TH STREET, SUITE 14A, NEW YORK, NY 10017

MANNA CAPITAL MANAGEMENT

6521 ARLINGTON BLVD., SUITE 502, FALLS CHURCH, VA 22042

MANNING & NAPIER INVESTOR SERVICES, INC.

290 WOODCLIFF DRIVE, FAIRPORT, NY 14450

MANOR HOUSE CAPITAL LLC

2005 MARKET STREET, 8TH FLOOR, SUITE 820, PHILADELPHIA, PA 19103

MANOR PRIVATE CAPITAL, LLC

10 LARCHMONT AVENUE, LARCHMONT, NY 10538-4235

MAP SECURITIES, INC.

1682 E. GUDE DRIVE – SUITE 201, ROCKVILLE, MD 20850

MAPLE SECURITIES U.S.A. INC.

10 EXCHANGE PLACE, 26TH FLOOR, JERSEY CITY, NJ 07302

MAPLEWOOD INVESTMENT ADVISORS, INC.

8750 N. CENTRAL EXPRESSWAY, SUITE 715, DALLAS, TX 75231

MARATHON CAPITAL MARKETS, LLC

2801 LAKESIDE DRIVE, SUITE 210, BANNOCKBURN, IL 60015
Mailing Address: 2801 LAKESIDE DRIVE, BANNOCKBURN, IL 60015

MARATHON FINANCIAL GROUP, INC.

401 SOUTH LASALLE STREET, SUITE 204, CHICAGO, IL 60605
Mailing Address: 401 SOUTH LASALLE ST, SUITE 204, CHICAGO, IL 60605

MARBLEHEAD TRADING GROUP, LLC

14 VANDERVENTER AVENUE, SUITE 201, PORT WASHINGTON, NY 11050

MARC J. LANE & COMPANY

180 N. LASALLE STREET, SUITE 2100, CHICAGO, IL 60601-2701

MARCH CAPITAL CORP.

200 E RANDOLPH ST STE 2100, CHICAGO, IL 60601-6432

MARCH GROUP FINANCIAL, LLC

4685 MACARTHUR COURT, SUITE 400, NEWPORT BEACH, CA 92660

MARCO POLO SECURITIES INC.

75 BROAD STREET, 15TH FLOOR, NEW YORK, NY 10004

MARINER GROUP CAPITAL MARKETS, INC.

500 MAMARONECK AVENUE, 1ST FLOOR, HARRISON, NY 10528

MARINER INVESTMENT GROUP

9601 KATY FREEWAY, SUITE 400, HOUSTON, TX 77024

MARK BOYAR & COMPANY, INC.

35 EAST 21ST STREET, NEW YORK, NY 10010

MARK J. MULLER EQUITIES, INC.

18 CAYUGA ROAD, SCARSDALE, NY 10583
Mailing Address: 404 EAST 66TH STREET APT 5E, NEW YORK, NY 10021

MARK R. WILFERT & COMPANY, LLC

1025 POLO CLUB ROAD, SUITE 300, INDEPENDENCE, MN 55359

MARK STEWART SECURITIES, INC.

30071 TOMAS, SUITE 175, RANCHO SANTA MARGARITA, CA 92688
Mailing Address: P. O. BOX 51150, IRVINE, CA 92619

MARKETAXESS CORPORATION

299 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10171

MARKS BAUGHAN SECURITIES LLC

ONE TOWER BRIDGE, CONSHOHOCKEN, PA 19428

MARQUETTE DE BARY CO., INC.

230 PARK AVENUE, SUITE 939, NEW YORK, NY 10169

MARQUIS FINANCIAL SERVICES, INC.

16501 VENTURA BLVD. SUITE 512, ENCINO, CA 91436

MARQUIS HOLDINGS, INC.

C/O BUTTONWOOD BUSINESS SOLUTIONS, 65 BROADWAY, 18TH FLOOR, NEW YORK, NY 10006
Mailing Address: 31 APACHE TRAIL, FREEHOLD, NJ 07728

MARSCO INVESTMENT CORPORATION

101 EISENHOWER PARKWAY, ROSELAND, NJ 07068

MARTIN CURRIE INVESTOR SERVICES, INC.

1350 AVENUE OF THE AMERICAS, SUITE 3010, NEW YORK, NY 10019

MARTIN NELSON & CO., INC.

1500 WESTLAKE AVE N. STE 200, SEATTLE, WA 98109-3031

MARTIN VENTURES LLC

7921 JONES BRANCH DRIVE, #600, MCLEAN, VA 22102

MARTIN WOLF SECURITIES, LLC

4000 EXECUTIVE PARKWAY, SUITE 515, SAN RAMON, CA 94583

MARTINEZ-AYME SECURITIES

9495 SUNSET DRIVE, SUITE B275, MIAMI, FL 33173

MARTINSON & COMPANY, LTD.

140 BARRY AVENUE NORTH, WAYZATA, MN 55391

MARV CAPITAL INC.

4600 CAMPUS DRIVE, SUITE 105, NEWPORT BEACH, CA 92660
Mailing Address: 4600 CAMPUS DRIVE SUITE 105, NEWPORT BEACH, CA 92660

MARWOOD ALTERNATIVE ASSET MANAGEMENT LLC

733 THIRD AVENUE, 11TH FLOOR, NEW YORK, NY 10017

MARWOOD GROUP

733 THIRD AVENUE, 11TH FLOOR, NEW YORK, NY 10017

MARWOOD GROUP RESEARCH

733 THIRD AVE., 11TH FLOOR, NEW YORK, NY 10017

MASON SECURITIES, INC.

11130 SUNRISE VALLEY DRIVE, SUITE 200, RESTON, VA 20191-5321

MAST SERVICES LLC

2 CANAL PARK, CAMBRIDGE, MA 02141

MASTERTRADER.COM

7-11 SOUTH BROADWAY, SUITE 210A, WHITE PLAINS, NY 10601

MATHESON SECURITIES, L.L.C.

23160 FASHION DR., #225, ESTERO, FL 33928

MATRIX CAPITAL GROUP, INC.

420 LEXINGTON AVENUE, SUITE 601, NEW YORK, NY 10170

MATRIX PRIVATE EQUITIES, INC.

11 SOUTH 12TH STREET, 3RD FLOOR, RICHMOND, VA 23219

MAX INTERNATIONAL BROKER/DEALER CORP.

75 MAIDEN LANE STE 503, NEW YORK, NY 10038

MAXIM GROUP LLC

405 LEXINGTON AVENUE, NEW YORK, NY 10174

MAXWELL NOLL INVESTMENT ADVISORS

600 SOUTH LAKE AVENUE, SUITE 405, PASADENA, CA 91106-3955

MAXWELL SIMON, INC.

708 SOUTH 3RD STREET, SUITE 400E, MINNEAPOLIS, MN 55415

MAXXTRADE, INC.

880 CORPORATE DRIVE, SUITE 410, LEXINGTON, KY 40503
Mailing Address: 880 CORPORATE DRIVE, SUITE 410, LEXINGTON, KY 40503

MAY CAPITAL GROUP, L.L.C.

250 WEST 57TH STRET, SUITE 2322, NEW YORK, NY 10107
Mailing Address: 250 WEST 57TH STREET, SUITE 2322, NEW YORK, NY 10107

MAYFAIR CAPITAL MARKETS LLC

TWO SOUND VIEW DRIVE, SUITE 100, GREENWICH, CT 06830
Mailing Address: 93 E. MIDDLE PATENT ROAD, GREENWICH, CT 06831-2807

MAYFAIR SECURITIES, LLC

333 SOUTH HOPE STREET, 16TH FLOOR, LOS ANGELES, CA 90071

MAYHILL AGENCY, LLC

3621 ROUTE 94, HAMBURG, NJ 07419

MAYMONT PARTNERS, INC.

1801 LIBBIE AVE, SUITE 104, RICHMOND, VA 23226

MAZZONE & ASSOCIATES, INC.

8 PIEDMONT CENTER, SUITE 510, 3525 PIEDMONT RD., NE, ATLANTA, GA 30305

MB TRADING

1926 MAPLE STREET, 1ST FLOOR, EL SEGUNDO, CA 90245
Mailing Address: 1926 MAPLE STREET, 1ST FLOOR, EL SEGUNDO, CA 90245

MBM SECURITIES, INC.

440 LOUISIANA – SUITE 2600, HOUSTON, TX 77002
Mailing Address: 440 LOUISIANA, SUITE 2600, HOUSTON, TX 77002

MBSC SECURITIES CORPORATION

200 PARK AVENUE, NEW YORK, NY 10166
Mailing Address: 200 PARK AVENUE, 8TH FLOOR, NEW YORK, NY 10166

MC FINANCIAL SERVICES LTD.

655 THIRD AVENUE, 2ND FL., NEW YORK, NY 10017

MCA SECURITIES LLC

200 SOUTH WACKER DRIVE, SUITE 726, CHICAGO, IL 60606

MCADAMS WRIGHT RAGEN, INC.

925 FOURTH AVENUE, SUITE #3900, SEATTLE, WA 98104

MCCAFFERTY & COMPANY, LLC

2029 CENTURY PARK EAST, SUITE 430, LOS ANGELES, CA 90067

MCCAULEY SECURITIES, LTD.

80 BROAD STREET, 27TH FL, NEW YORK, NY 10004

MCCLENDON, MORRISON & PARTNERS, INC.

150 N. MICHIGAN AVENUE, SUITE 2800, CHICAGO, IL 60601-7586
Mailing Address: 150 N. MICHIGAN AVENUE, SUITE 2800, CHICAGO, IL 60601-7586

MCCLURG CAPITAL CORPORATION

950 NORTHGATE DRIVE-SUITE 301, SAN RAFAEL, CA 94903
Mailing Address: 950 NORTHGATE DRIVE, SUITE 301, SAN RAFAEL, CA 94903

MCCOLL PARTNERS, LLC

100 NORTH TRYON STREET, SUITE 5400, CHARLOTTE, NC 28202

MCCOURTNEY-BRECKENRIDGE & COMPANY

9986 MANCHESTER ROAD, STE. 200, ST. LOUIS, MO 63122-1934

MCDUFFIE/MORRIS FINANCIAL GROUP, INC.

3 BROADRIVER ROAD, ORMOND BEACH, FL 32174-8744

MCFARLAND DEWEY SECURITIES CO., L.P.

420 LEXINGTON AVENUE, NEW YORK, NY 10170-2699

MCGLADREY CAPITAL MARKETS, LLC

575 ANTON BOULEVARD, 11TH FLOOR, COSTA MESA, CA 92626

MCKIM CAPITAL, INC.

215 SMMIT ROAD, WALNUT CREEK, CA 94598
Mailing Address: 215 SUMMIT ROAD, WALNUT CREEK, CA 94598

MCKINNON & COMPANY, INC.

999 WATERSIDE DRIVE, SUITE 1200, NORFOLK, VA 23510
Mailing Address: 999 WATERSIDE DRIVE, SUITE 1200, NORFOLK, VA 23510

MCL FINANCIAL GROUP, INC.

1851 EAST FIRST STREET, SUITE 150, SANTA ANA, CA 92705

MCLEAN SECURITIES, LLC

7900 WESTPARK DRIVE, SUITE A320, MCLEAN, VA 22102

MCLINEY AND COMPANY

2800 MCGEE TRAFFICWAY, KANSAS CITY, MO 64108

MCM SECURITIES LLC

152 W. 57TH STREET, 52ND FLOOR, NEW YORK, NY 10019

MCMAHAN SECURITIES CO. L.P.

500 WEST PUTNAM AVENUE, GREENWICH, CT 06830-6086
Mailing Address: 500 WEST PUTNAM AVE., GREENWICH, CT 06830-6086

MCMANUS & MILES INCORPORATED

575 MADISON AVENUE, 10TH FLOOR, NEW YORK, NY 10022
Mailing Address: 575 MADISON AVENUE 10TH FLOOR, NEW YORK, NY 10022

MCMILLION SECURITIES, INC.

701 GREEN VALLEY RD SUITE 104, GREENSBORO, NC 27408
Mailing Address: P.O. BOX 21447, GREENSBORO, NC 27420

MCNALLY FINANCIAL SERVICES CORPORATION

1115 TRANQUIL TRAIL DRIVE, SAN ANTONIO, TX 78232-5185
Mailing Address: P.O. BOX 701928, SAN ANTONIO, TX 78270-1928

MCNAMEE LAWRENCE SECURITIES, LLC

420 BOYLSTON STREET, FOURTH FLOOR, BOSTON, MA 02116

MCNICOLL, LEWIS & VLAK LLC

420 LEXINGTON AVENUE, SUITE 628, NEW YORK, NY 10170
Mailing Address: 420 LEXINGTON AVENUE, SUITE 628, NEW YORK, NY 10170

MD GLOBAL PARTNERS, LLC

825 THIRD AVENUE, 2ND FLOOR – SUITE 231, NEW YORK, NY 10022

MDB CAPITAL GROUP LLC

401 WILSHIRE BLVD, SUITE 1020, SANTA MONICA, CA 90401
Mailing Address: 401 WILSHIRE BLVD STE 1020, SANTA MONICA, CA 90401

MEADOWBROOK SECURITIES LLC

4266 I-55 NORTH, SUITE 106, MEADOWBROOK OFFICE PARK, JACKSON, MS 39211

MEADOWVALE ADVISORS LLC

1 WEST STREET, SUITE 100, NEW YORK, NY 10004-1021

MEANS INVESTMENT CO., INC.

802 STILLWATER AVENUE, BANGOR, ME 04401
Mailing Address: 802 STILLWATER AVENUE, BANGOR, ME 04401-3614

MEB OPTIONS, LLC

440 S. LASALLE, SUITE 959, CHICAGO, IL 60605
Mailing Address: 14444 OAK TRAIL, HOMER GLEN, IL 60491

MEDALIST SECURITIES INC.

100 SHOCKOE SLIP, 2ND FL, RICHMOND, VA 23219

MEDIOBANCA SECURITIES USA LLC

565 5TH AVENUE 21ST FLOOR, NEW YORK, NY 10017

MEESCHAERT CAPITAL MARKETS, INC.

600 MADISON AVENUE, 23RD FLOOR, NEW YORK, NY 10022

MEESPIERSON SECURITIES LLC

100 PARK AVENUE, NEW YORK, NY 10017-5516

MEI NEW YORK, INC

115 BROADWAY, SUITE 1303, NEW YORK, NY 10006

MELIO SECURITIES COMPANY, LLC

ONE NORTHFIELD PLAZA, SUITE 300, NORTHFIELD, IL 60093-1251

MELLIN SECURITIES, INC.

33W469 MARE BARN LANE, WAYNE, IL 60184

MELVILLE ISLAND, LLC

141 WEST JACKSON BLVD., SUITE 1050, CHICAGO, IL 60604
Mailing Address: 141 WEST JACKSON BLVD., SUITE 2045, CHICAGO, IL 60604

MELVIN SECURITIES, L.L.C.

111 WEST JACKSON BLVD #2110, CHICAGO, IL 60604

MENSURA SECURITIES, LLC

3060 PEACHTREE ROAD NW, SUITE 1600, ATLANTA, GA 30305

MENTOR SECURITIES, LLC

200 N. WESTLAKE BOULEVARD, SUITE 204, WESTLAKE VILLIAGE, CA 91362

MERCADIEN SECURITIES

3625 QUAKERBRIDGE ROAD, HAMILTON, NJ 08619

MERCANTI SECURITIES, LLC

60 SOUTH 6TH STREET, 3720 DAIN RAUSCHER PLAZA, MINNEAPOLIS, MN 55402

MERCANTIL COMMERCEBANK INVESTMENT SERVICES

220 ALHAMBRA CIRCLE, PH FLOOR, CORAL GABLES, FL 33134

MERCATOR ASSOCIATES, LLC

121 RICHMOND STREET WEST, SUITE 601, TORONTO, M5H 2K1 CANADA

MERCER ALLIED COMPANY, L.P.

321 BROADWAY, SARATOGA SPRINGS, NY 12866
Mailing Address: P.O. BOX 860, SARATOGA SPRINGS, NY 12866-0860

MERCHANT CAPITAL, L.L.C.

LAKEVIEW CENTER, SUITE 400, 2660 EASTCHASE LANE, MONTGOMERY, AL 36117
Mailing Address: P.O. BOX 241858, MONTGOMERY, AL 36124

MERCOR SECURITIES LLC

1375 GATEWAY BOULEVARD, SUITE 35, BOYNTON BEACH, FL 33426
Mailing Address: PO BOX 1214, BOYNTON BEACH, FL 33425

MERCURY EQUITY GROUP, LLC

380 LEXINGTON AVENUE, SUITE 2020, NEW YORK, NY 10168

MERCURY SECURITIES, LLC

1101 FIFTH AVENUE, SUITE 270, SAN RAFAEL, CA 94901
Mailing Address: 1101 FIFTH AVENUE, SUITE 270, SAN RAFAEL, CA 94901

MEREDITH WHITNEY SECURITIES, LLC

50 WEST 57TH STREET, 2ND FLOOR, NEW YORK, NY 10019

MERGER & ACQUISITION CAPITAL SERVICES, INC.

336 EAST 53RD STREET, NEW YORK, NY 10022
Mailing Address: 336 EAST 53RD STREET, 4TH FLOOR, NEW YORK, NY 10022

MERIDIAN CAPITAL PARTNERS, LLC

1266 FURNACE BROOK PARKWAY, QUINCY, MA 02169

MERIDIAN EQUITY PARTNERS, INC.

5 HANOVER SQUARE, 21ST FLOOR, NEW YORK, NY 10004
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

MERIDIAN INVESTMENTS, INC.

1266 FURNACE BROOK PARKWAY, QUINCY, MA 02169

MERIDIAN UNITED CAPITAL, LLC

8800 N. GAINEY CENTER DR., SUITE 176, SCOTTSDALE, AZ 85258

MERIDIEN FINANCIAL GROUP, INC.

10 DORRANCE STREET 5TH FLOOR, SUITE 524, PROVIDENCE, RI 02903
Mailing Address: 10 DORRANCE STREET 5TH FLOOR, PROVIDENCE, RI 02903

MERITUS FINANCIAL GROUP, INC.

645 TOLLGATE RD., STE. 140, ELGIN, IL 60123

MERLIN SECURITIES, LLC

101 CALIFORNIA STREET, SUITE 3050, SAN FRANCISCO, CA 94111

MERRILL LYNCH GOVERNMENT SECURITIES INC.

ONE BRYANT PARK, NEW YORK, NY 10036
Mailing Address: 101 S TRYON ST, NC1-002-19-44, CHARLOTTE, NC 28255

MERRILL LYNCH PROFESSIONAL CLEARING CORP.

222 BROADWAY – 6TH FLOOR, NEW YORK, NY 10038
Mailing Address: 101 S TRYON ST, NC1-002-19-44, CHARLOTTE, NC 28255

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ONE BRYANT PARK, NEW YORK, NY 10036
Mailing Address: 101 S TRYON ST, NC1-002-19-44, CHARLOTTE, NC 28255

MERRIMAC CORPORATE SECURITIES, INC.

1185 SPRING CENTRE SOUTH BLVD, STE 1060, ALTAMONTE SPRINGS, FL 32714

MERRIMACK VALLEY INVESTMENT, INC.

109 MERRIMACK STREET, HAVERHILL, MA 01830

MERRIMAN CURHAN FORD & CO.

600 CALIFORNIA STREET, SUITE 900, SAN FRANCISCO, CA 94108

MERRION SECURITIES, LLC

210 ELMER STREET, WESTFIELD, NJ 07090

MERTZ ASSOCIATES, INC

N17W24222 RIVERWOOD DRIVE, #305, WAUKESHA, WI 53188

MESIROW FINANCIAL, INC.

353 N. CLARK STREET, CHICAGO, IL 60654

METCAP SECURITIES, LLC

405 LEXINGTON AVE., 39TH FLOOR, NEW YORK CITY, NY 10174

METCIRCLE SECURITIES LLC

103 EAST 84TH STREET, SUITE 5B, NEW YORK, NY 10028
Mailing Address: 103 EAST 84TH STREET, NEW YORK, NY 10028

METLIFE INVESTORS DISTRIBUTION COMPANY

5 PARK PLAZA, IRVINE, CA 92614

METLIFE SECURITIES INC.

1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

METROPOLITAN CAPITAL, INC.

9 EAST ONTARIO, CHICAGO, IL 60611

METZLER SECURITIES GMBH

18 GROSSE GALLUSSTRASSE, FRANKFURT AM MAIN, D-60311 GERMANY
Mailing Address: 18 GROSSE GALUSSTRASSE, FRANKFURT AM MAIN, D-60311 GERMANY

MEWBOURNE SECURITIES, INC.

3901 SOUTH BROADWAY, TYLER, TX 75701

MEYERS ASSOCIATES, L.P.

45 BROADWAY, 2ND FLOOR, NEW YORK, NY 10006

MF GLOBAL INC.

717 FIFTH AVENUE, 9TH FLOOR, NEW YORK, NY 10022

MFI SECURITIES, L.P.

950 THIRD AVENUE-FLOOR 27, NEW YORK, NY 10022-2705

MFR SECURITIES, INC.

675 THIRD AVENUE, SUITE 1129, NEW YORK, NY 10017

MFS FUND DISTRIBUTORS, INC.

500 BOYLSTON STREET, BOSTON, MA 02116-3741

MG SECURITIES LLC

ONE BATTERY PARK PLAZA, 2ND FLOOR, NEW YORK, NY 10004

MGI FUNDS DISTRIBUTORS, INC.

760 MOORE ROAD, KING OF PRUSSIA, PA 19406

MGI SECURITIES (USA) INC.

26 WELLINGTON STREET EAST, SUITE 900, TORONTO, ONTARIO, M5E 1S2 CANADA

MGO SECURITIES CORP.

THE TOWER AT ERIEVIEW, 1301 E. NINTH STREET SUITE 1400, CLEVELAND, OH 44114

MHA FINANCIAL CORP

4 PHEASANT HILL ST., WESTWOOD, MA 02090-0409
Mailing Address: P.O. BOX 409, WESTWOOD, MA 02090-0409

MHT SECURITIES, L.P.

2000 MCKINNEY AVENUE, SUITE 1200, DALLAS, TX 75201

MICG INVESTMENT MANAGEMENT, LLC

11815 FOUNTAIN WAY, SUITE 400, NEWPORT NEWS, VA 23606

MICHAEL P. O’KEEFE INC.

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: MICHAEL O’KEEFE, 1 MELROSE TERRACE, APT. 217, LONG BRANCH, NJ 07740

MICHAEL SAUNDERS SECURITIES CORP.

307 S. ORANGE AVENUE, SARASOTA, FL 34236

MICHIGAN SECURITIES, INC.

21415 CIVIC CENTER DR STE 200, SOUTHFIELD, MI 48076-1901

MICROPLACE, INC.

2211 N. FIRST STREET, SAN JOSE, CA 95131

MICROTRADE NETWORKS, INC.

2091 BUSINESS CENTER DRIVE, SUITE 120, IRVINE, CA 92612

MID ATLANTIC CAPITAL CORPORATION

1251 WATERFRONT PLACE, SUITE 510, PITTSBURGH, PA 15222-6368

MID FLORIDA CAPITAL MANAGEMENT, INC.

1807 CROWN WAY, ORLANDO, FL 32804
Mailing Address: P.O. BOX 608039, ORLANDO, FL 32860-8039

MID-ATLANTIC SECURITIES, INC.

4001 BARRETT DRIVE, SUITE 100, RALEIGH, NC 27609

MID-CONTINENT SECURITIES ADVISORS, LTD.

1218 WEBSTER STREET, HOUSTON, TX 77002-8841

MID-MARKET SECURITIES, LLC

24 JAMES ROAD, MOUNT KISCO, NY 10549

MID-OHIO SECURITIES CORP

225 BURNS ROAD, ELYRIA, OH 44035-5526
Mailing Address: P.O. BOX 1529, ELYRIA, OH 44035-1529

MIDAMERICA FINANCIAL SERVICES, INC.

1007 E. 20TH STREET, JOPLIN, MO 64804

MIDDLE MARKET TRANSACTIONS, INC.

158 WEST PRAIRIE AVENUE, SUITE 108, DECATUR, IL 62523

MIDDLEBURY SECURITIES LLC

1043 SHEEP FARM ROAD, WEYBRIDGE, VT 05753

MIDDLEGATE SECURITIES LTD.

8 WEST 40TH STREET, 4TH FLOOR, NEW YORK, NY 10018-3805

MIDKIFF & STONE CAPITAL GROUP, INC.

4808 PALMETTO, BELLAIRE, TX 77401-3414
Mailing Address: P.O. BOX 705, BELLAIRE, TX 77402-0705

MIDSOUTH CAPITAL, INC.

1050 CROWN POINTE PARKWAY, SUITE 200, ATLANTA, GA 30338

MIDTOWN PARTNERS & CO., LLC

4218 WEST LINEBAUGH AVENUE, TAMPA, FL 33624

MIDWEST FINANCIAL AND INVESTMENT SERVICES, INC.

925 CURTISS STREET, DOWNERS GROVE, IL 60515

MIDWEST RESOURCES SECURITIES CORP.

2511 N 124TH ST.STE. 105, BROOKFIELD, WI 53005-4684
Mailing Address: P.O. BOX 76, ELM GROVE, WI 53122-0076

MIDWESTERN SECURITIES TRADING COMPANY, LLC

235 EVERETT STREET, SUITE A, EAST PEORIA, IL 61611
Mailing Address: 235 EVERETT STREET, SUITE A, P.O. BOX 2528, EAST PEORIA, IL 61611

MIDWOOD SECURITIES, INC.

ONE BATTERY PARK PLAZA, NEW YORK, NY 10004

MILESTONE ADVISORS LLC

1775 I STREET, NW, SUITE 800, WASHINGTON, DC 20006

MILESTONE INVESTMENTS, INC.

6331 CARMEL ROAD, CHARLOTTE, NC 28226-8246

MILKIE/FERGUSON INVESTMENTS, INC.

8750 N.CENTRAL EXPRESSWAY, STE. 1700, DALLAS, TX 75231

MILLENNIUM ADVISORS, LLC

14120 BALLANTYNE CORPORATE PLACE, SUITE 520, CHARLOTTE, NC 28277

MILLENNIUM GLOBAL CAPITAL, LLC

75 ROCKEFELLER PLAZA, 19TH FLOOR, SUITE 1903, NEW YORK, NY 10019

MILLENNIUM WAVE INVESTMENTS

3204 BEVERLY, DALLAS, TX 75205

MILLER BUCKFIRE & CO., LLC

153 E 53RD ST, 22ND FLOOR, NEW YORK, NY 10022

MILLER CAPITAL MARKETS, LLC

4900 NORTH SCOTTSDALE ROAD, SUITE 3800, SCOTTSDALE, AZ 85251-7663

MILLER TABAK + CO., LLC

331 MADISON AVE, NEW YORK, NY 10017

MILLER TABAK ROBERTS SECURITIES, LLC

331 MADSON AVE 12TH FLOOR, NEW YORK, NY 10017
Mailing Address: 331 MADISON AVE 12TH FLOOR, NEW YORK, NY 10017

MILLINGTON SECURITIES, INC.

222 SOUTH MILL STREET, NAPERVILLE, IL 60540

MINNESOTA VALLEY INVESTMENTS

600 EAST BRIDGE STREET, REDWOOD FALLS, MN 56283
Mailing Address: PO BOX 70, REDWOOD FALLS, MN 56283

MINSHALL & COMPANY INC.

2200 S. UTICA PL. STE 150, TULSA, OK 74114

MIRAE ASSET SECURITIES (USA) INC.

ONE BRYANT PARK, 39TH FLOOR, NEW YORK, NY 10036

MIRAMAR SECURITIES, LLC

12600 DEERFIELD PKWY, SUITE 100, ALPHARETTA, GA 30004
Mailing Address: 12600 DEERFIELD PKWY, SUITE 100, ALPHARETTA,, GA 30004

MIRUS SECURITIES, INC.

200 WHEELER ROAD, 4TH FLOOR (SOUTH), BURLINGTON, MA 01803

MISCHLER FINANCIAL GROUP, INC.

1111 BAYSIDE DRIVE, SUITE 100, CORONA DEL MAR, CA 92625

MISMI, INC.

17 STATE STREET, SUITE 703, NEW YORK, NY 10004

MITCHELL ENERGY ADVISORS, LLC

7515 GREENVIILLE AVENUE, SUITE 905, DALLAS, TX 75231

MITCHELL SECURITIES, INC.

213 VICTOR HERBERT RD, PO BOX 31, LAKE PLACID, NY 12946

MITRE GROUP LLC

1504 NORTH MAIN STREET, CROWN POINT, IN 46307

MITSUBISHI UFJ SECURITIES (USA), INC.

1633 BROADWAY, 29TH FLOOR, NEW YORK, NY 10019-6708

MIZUHO SECURITIES USA INC.

1251 AVENUE OF THE AMERICAS, 33RD FLOOR, NEW YORK, NY 10020

MJC ADVISORS LLC

535 MADISON AVE., 5TH FLOOR, NEW YORK, NY 10022

MKG FINANCIAL GROUP, INC.

1500 SW 1ST AVE SUITE 1000, PORTLAND, OR 97201

MKM PARTNERS LLC

ONE SOUND SHORE DRIVE, 3RD FLOOR, GREENWICH, CT 06830-7251

MMA SECURITIES, INC.

1110 NORTH MAIN STREET, GOSHEN, IN 46528
Mailing Address: P.O. BOX 483, GOSHEN, IN 46527

MMC SECURITIES CORP.

1166 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

MML DISTRIBUTORS, LLC

1295 STATE STREET, SPRINGFIELD, MA 01111-0001

MML INVESTORS SERVICES, INC.

1295 STATE STREET, SPRINGFIELD, MA 01111-0001

MMLISI FINANCIAL ALLIANCES, LLC

1295 STATE STREET, SPRINGFIELD, MA 01111-0001

MMR, INC.

550 N. 159TH STREET EAST, SUITE 200, WICHITA, KS 67230

MND PARTNERS, INC.

20 BROAD STREET, 5TH FLOOR, NEW YORK, NY 10005

MOELIS & COMPANY LLC

399 PARK AVENUE, 5TH FLOOR, NEW YORK, NY 10022

MOFFAT CAPITAL, LLC

765 NORTH ISLAND DR. NW, ATLANTA, GA 30327-4619

MOGAVERO LEE & CO INC.

20 BROAD STREET, 14TH FLOOR, NEW YORK, NY 10005

MOLECULAR SECURITIES INC.

45 ROCKEFELLER PLAZA, 20TH FLOOR, NEW YORK, NY 10111

MOLONEY SECURITIES CO., INC.

13537 BARRETT PARKWAY DRIVE, #300, MANCHESTER, MO 63021

MOMENTUM TRADING PARTNERS, LLC

17 STATE STREET, 11TH FLOOR, NEW YORK, NY 10004

MONADNOCK SECURITIES, LP

219 WEST NINTH STREET, # 220, WILMINGTON, DE 19801

MONARCH BAY ASSOCIATES, LLC

30950 RANCHO VIEJO ROAD, SUITE 120, SAN JUAN CAPISTRANO, CA 92675

MONARCH CAPITAL GROUP, LLC

500 FIFTH AVENUE, SUITE 2240, NEW YORK, NY 10110

MONARCH FINANCIAL CORPORATION OF AMERICA

230 PARK AVENUE, STE 939, NEW YORK, NY 10169

MONDIALE SECURITIES, LLC

75 ROCKEFELLER PLAZA, 15 WEST 51ST STREET, SUITE 2102, NEW YORK, NY 10019

MONETA SECURITIES CORPORATION

15413 CHAMPIONSHIP DRIVE, HAYMARKET, VA 20169
Mailing Address: PO BOX 909, HAYMARKET, VA 20168

MONEX SECURITIES, INC.

440 LOUISIANA STREET, SUITE 1500, HOUSTON, TX 77002

MONEY CONCEPTS CAPITAL CORP

11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL 33418
Mailing Address: 11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL 33418-3764

MONEY MANAGEMENT ADVISORY, INC.

102 W. STREET RD, FEASTERVILLE, PA 19053

MONEY MARKET 1 INSTITUTIONAL INVESTMENT DEALER

260 CALIFORNIA STREET, SUITE 200, SAN FRANCISCO, CA 94111

MONITOR CAPITAL LLC

8 SOUNDSHORE DRIVE, GREENWICH, CT 06830

MONNESS CRESPI HARDT & CO., INC.

767 THIRD AVENUE, NEW YORK, NY 10017-2047

MONROE SECURITIES, INC.

100 N RIVERSIDE PLAZA SUITE 1620, CHICAGO, IL 60606
Mailing Address: 100 N RIVERSIDE PLAZA SUITE 1620, CHICAGO, IL 60606

MONTAG & JOSELSON

21 PARK DRIVE SOUTH, RYE, NY 10580

MONTECITO ADVISORS, INC.

2015 STATE STREET, SUITE B, SANTA BARBARA, CA 93105

MONTGOMERY & CO., LLC

100 WILSHIRE BLVD., SUITE 400, SANTA MONICA, CA 90401

MONTGOMERY, MARSHALL HEALTHCARE PARTNERS,LLC

THREE EMBARCADERO CENTER, SUITE 1420, SAN FRANCISCO, CA 94111

MONTROSE SECURITIES INTERNATIONAL

44 MONTGOMERY STREET, SUITE 3050, SAN FRANCISCO, CA 94104

MONUMENT GROUP, INC.

500 BOYLSTON STREET, SUITE 1650, BOSTON, MA 02116

MOODY CAPITAL SOLUTIONS, INC

5575 NORTH POINT PKWY, SUITE 89, ALPHARETTA, GA 30022

MOODY SECURITIES, LLC

6363 WOODWAY SUITE 110, HOUSTON, TX 77057

MOORELAND PARTNERS LLC

537 STEAMBOAT ROAD, SUITE 200, GREENWICH, CT 06830

MOORGATE SECURITIES LLC

45 ROCKEFELLER PLAZA, SUITE 1406, NEW YORK, NY 10111

MOORS & CABOT, INC.

111 DEVONSHIRE STREET, BOSTON, MA 02109

MORALES & CO. CAPITAL MARKETS, LLC

7878 STRATFORD LANE, ATLANTA, GA 30350

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