List of FINRA Members Firms I (Continued) – L

If your broker and/or brokerage firm recommended or sold unsuitable investments to you, contact us for a free consultation. Blum Law Group is a nationally recognized law firm dedicated to representing investors attempt to recover their investments losses.

The Financial Industry Regulatory Authority (“FINRA”), the largest independent regulator of securities brokerage firms doing business in the United States, oversees nearly 4,700 brokerage firms, including the following brokerage, securities and investment firms:

# – A – B – C – D – E – F – G – H – I – J – K – L – M – N – O – P – Q – R – S – T – U – V – W – X – Y – Z

INLAND SECURITIES CORPORATION

2901 BUTTERFIELD ROAD, OAK BROOK, IL 60523

INLET SECURITIES, LLC

233 NORTH CAUSEWAY SUITE B, NEW SMYRNA BEACH, FL 32169

INNER CIRCLE SPORTS LLC

317 MADISON AVENUE, SUITE 510, NEW YORK, NY 06901

INNOVA SECURITIES, INC.

3703 WOODSMAN COURT, SUITLAND, MD 20746-1376

INNOVATION ADVISORS LLC

ONE PENN PLAZA, 36TH FLOOR, NEW YORK CITY, NY 10119

INNOVATION CAPITAL, LLC

222 NORTH SEPULVEDA BOULEVARD SUITE – 2175, EL SEGUNDO, CA 90245

INNOVATION PARTNERS LLC

2423A PLANTATION CENTER DRIVE, MATTHEWS, NC 28105
Mailing Address: PO BOX 1300, MATTHEWS, NC 28106

INSTINET, LLC

3 TIMES SQUARE, NEW YORK, NY 10036
Mailing Address: THREE TIMES SQUARE, NEW YORK, NY 10036

INSTITUTIONAL CAPITAL MANAGEMENT, INC.

738 HWY 6 SOUTH, SUITE 230, HOUSTON, TX 77079

INSTITUTIONAL CASH DISTRIBUTORS, LLC

580 CALIFORNIA STREET, SUITE 1335, SAN FRANCISCO, CA 94104

INSTITUTIONAL SECURITIES CORPORATION

3100 MONTICELLO, SUITE 800, DALLAS, TX 75205

INSTREAM PARTNERS LLC

545 MIDDLEFIELD RD, SUITE 150, MENLO PARK, CA 94025

INTEGRAL FINANCIAL LLC

1072 SOUTH DE ANZA BLVD. SUITE # A 206, SAN JOSE, CA 95129

INTEGRATED FINANCIAL PLANNING SERVICES

KARLSTRASSE 20, HEIDELBERG, 69117 GERMANY
Mailing Address: KARLSTRASSE 20, HEIDELBERG 69117, 69117 GERMANY

INTEGRATED TRADING AND INVESTMENTS, INC.

46 PELICAN CT, NEWPORT BEACH, CA 92660
Mailing Address: 46 PELICAN COURT, NEWPORT BEACH, CA 92660

INTEGRIS SECURITIES, LLC

2026 CARIBOU DRIVE, SUITE 101, FT. COLLINS, CO 80525

INTEGRITY BROKERAGE SERVICES, INC.

5067 PALMERA DRIVE, OCEANSIDE, CA 92056

INTEGRITY FUNDS DISTRIBUTOR, LLC

1 NORTH MAIN STREET, MINOT, ND 58703-3189
Mailing Address: PO BOX 500, MINOT, ND 58702-0500

INTEGRITY INVESTMENTS, INC.

221 PENSACOLA ROAD, VENICE, FL 34285

INTEGRITY SECURITIES, INC.

345 9TH STRREET, SUITE 307, OAKLAND, CA 94607
Mailing Address: 345 9TH STREET, SUITE 307, OAKLAND, CA 94607

INTELLIGENT EDGE SECURITIES, LLC

126 EAST 56TH STREET, SUITE 430, NEW YORK, NY 10022
Mailing Address: 400 EAST 84TH STREET, SUITE 29B, NEW YORK, NY 10028

INTELLIVEST SECURITIES, INC.

1540 CHASE COURT, RIVERDALE, GA 30296-2610

INTER SECURITIES LTD.

700 AIRPORT BLVD., STE. 370, BURLINGAME, CA 94010

INTER-MARKET CAPITAL CORPORATION

135 SANDS POINT ROAD, PORT WASHINGTON, NY 11050

INTERACTIVE BROKERS CORP.

8 GREENWICH OFFICE PARK, GREENWICH, CT 06831

INTERACTIVE BROKERS LLC

ONE PICKWICK PLAZA-2ND FL., GREENWICH, CT 06830

INTERCAM SECURITIES, INC.

1221 BRICKELL AVENUE, SUITE 1070, MIAMI, FL 33131

INTERCAROLINA FINANCIAL SERVICES, INC.

3300 BATTLEGROUND AVENUE SUITE 400, GREENSBORO, NC 27410-2447

INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD.

300 CONVENT STREET – SUITE 1350, SAN ANTONIO, TX 78205

INTERDEALER SECURITIES, LLC

14 WALL STREET, SUITE 4D, NEW YORK, NY 10005

INTERLINK SECURITIES CORP.

20750 VENTURA BLVD STE 300, WOODLAND HILLS, CA 91364

INTERMERCHANT SECURITIES LLC

750 THIRD AVENUE, 24TH FLOOR, NEW YORK, NY 10017
Mailing Address: 750 THIRD AVE, NEW YORK, NY 10017

INTERMOUNTAIN FINANCIAL SERVICES, INC.

2636 S. OLD SETTLERS RD, HEBER CITY, UT 84032
Mailing Address: P.O. BOX 669, HEBER CITY, UT 84032

INTERNATIONAL ASSETS ADVISORY, LLC

300 SOUTH ORANGE AVENUE, STE 1100, ORLANDO, FL 32801
Mailing Address: 300 SOUTH ORANGE AVENUE, SUITE 1100, ORLANDO, FL 32801

INTERNATIONAL CORRESPONDENT TRADING, INC.

525 WASHINGTON BLVD STE 2401, JERSEY CITY, NJ 07310

INTERNATIONAL EQUITY SERVICES, INC.

120 BLOOMINGDALE ROAD SUITE 3400, WHITE PLAINS, NY 10605

INTERNATIONAL FINANCIAL SOLUTIONS, INC.

303 PERIMETER CENTER N. SUITE 300, ATLANTA, GA 30346

INTERNATIONAL FUND MARKETING LIMITED

5 PARK ROAD, ARGONAUT HOUSE, HAMILTON, HM 09 BERMUDA
Mailing Address: 5 PARK RD-ARGONAUT HOUSE, HAMILTON, HM HX BERMUDA

INTERNATIONAL MONEY MANAGEMENT GROUP, INC.

301 PIER ONE ROAD, SUITE 201, STEVENSVILLE, MD 21666
Mailing Address: 301 PIER ONE ROAD, SUITE 201, STEVENSVILLE, MD 21666

INTERNATIONAL RESEARCH SECURITIES, INC.

2301 CEDAR SPRINGS – STE. 150, DALLAS, TX 75201-7801

INTERNATIONAL STRATEGY & INVESTMENT GROUP INC.

40 WEST 57TH STREET, 18TH FLOOR, NEW YORK, NY 10019

INTERNET SECURITIES

300 FRANK H. OGAWA PLAZA, SUITE 210, OAKLAND, CA 94612

INTERPACIFIC INVESTORS SERVICES, INC.

2623 2ND AVENUE, SEATTLE, WA 98121-1294

INTERVEST INTERNATIONAL EQUITIES CORPORATION

1980 DOMINION WAY – SUITE 202, COLORADO SPRINGS, CO 80918

INTL TRADING, INC.

329 PARK AVENUE NORTH, SUITE 350, WINTER PARK, FL 32789
Mailing Address: 329 PARK AVENUE NORTH, SUITE 350, WINTER PARK, FL 32789

INTRADE, LLC

2 RECTOR STREET, SUITE 1103, NEW YORK, NY 10006
Mailing Address: 2 RECTOR STREET, SUITE 1103, NEW YORK, NY 10006

INVEMED ASSOCIATES LLC

375 PARK AVENUE, SUITE 2205, NEW YORK, NY 10152-0189

INVERNESS SECURITIES, LLC

2000 AUBURN DRIVE, SUITE 440, BEACHWOOD, OH 44122

INVESCO AIM DISTRIBUTORS, INC.

11 GREENWAY PLAZA, SUITE 2500, HOUSTON, TX 77046-1173

INVESCOR WHOLESALE BD, INC.

32901 MIDDLEBELT ROAD, SUITE 700, FARMINGTON HILLS, MI 48334

INVEST FINANCIAL CORPORATION

8745 HENDERSON ROAD, SUITE 300, TAMPA, FL 33634
Mailing Address: 8745 HENDERSON ROAD, SUITE 300, TAMPA, FL 33634

INVESTACORP, INC.

15450 NEW BARN ROAD, MIAMI LAKES, FL 33014

INVESTEC SECURITIES (US) LLC

666 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10103

INVESTMENT ARCHITECTS, INC.

34 PETALUMA BLVD NORTH, PETALUMA, CA 94952-3079

INVESTMENT BANK SERVICES, INC.

6200 DUTCHMAN’S LANE-STE 305, LOUISVILLE, KY 40205

INVESTMENT CENTERS OF AMERICA, INC.

5555 GRANDE MARKET DRIVE, APPLETON, WI 54913-8403
Mailing Address: P.O. BOX 5097, APPLETON, WI 54912-5097

INVESTMENT CONSULTING GROUP, INC.

122847 S. INGRAM MILL ROAD, SUITE B100, SPRINGFIELD, MO 65804
Mailing Address: 2847 S. INGRAM MILL ROAD, SUITE B100, SPRINGFIELD, MO 65804

INVESTMENT DISTRIBUTORS, INC.

2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL 35223

INVESTMENT MANAGEMENT SERVICE, INC.

7 NW 72ND STREET SUITE 301, GLADSTONE, MO 64118-1860

INVESTMENT NETWORK, INC.

484 S. MILLER RD., SUITE 101, FAIRLAWN, OH 44333-4176

INVESTMENT PLACEMENT GROUP

350 10TH AVENUE, SUITE 1150, SAN DIEGO, CA 92101
Mailing Address: 350 10TH AVENUE, SUITE 1150, SAN DIEGO, CA 92101

INVESTMENT PLANNERS, INC.

226 W. ELDORADO STREET, DECATUR, IL 62522
Mailing Address: P.O. BOX 170, DECATUR, IL 62525-0170

INVESTMENT PROFESSIONALS, INC.

16414 SAN PEDRO AVE STE. 150, SAN ANTONIO, TX 78232-2245

INVESTMENT SECURITY CORPORATION

23200 CASS AVENUE, WOODLAND HILLS, CA 91364

INVESTMENTS BY PLANNERS, INC.

2500 N. MILITARY TRAIL, SUITE 285, BOCA RATON, FL 33431-6306

INVESTMENTS FOR YOU, INC.

1040 N. MAPLE STREET, MARYSVILLE, OH 43040

INVESTOR SERVICE CENTER, INC.

11 HANOVER SQUARE, 12TH FLOOR, NEW YORK, NY 10005
Mailing Address: 11 HANOVER SQUARE, NEW YORK, NY 10005

INVESTORS ADVISORY SERVICES, LLC

100 WINNERS CIRCLE, SUITE 400, BRENTWOOD, TN 37027

INVESTORS BROKERAGE OF TEXAS, LTD.

225 S. 5TH ST., WACO, TX 76701
Mailing Address: P.O. BOX 2683, WACO, TX 76702

INVESTORS BROKERAGE SERVICES, INC.

1707 N RANDALL ROAD, STE 310, ELGIN, IL 60123-9409

INVESTORS CAPITAL CORP.

230 BROADWAY EAST 203, LYNNFIELD, MA 01940-2320

INVESTORS PLANNING SERVICES, CORP.

641 6TH AVE. WEST, EAST NORTHPORT, NY 11731
Mailing Address: 641 6TH AVE. WEST, EAST NORTHPORT, NY 11731

INVESTORS PROPERTIES, INC.

3724 THOMAS POINT RD., ANNAPOLIS, MD 21403
Mailing Address: PO BOX 4220, ANNAPOLIS, MD 21403

INVESTORS SECURITY COMPANY, INC.

127 E. WASHINGTON STREET, SUITE 101, SUFFOLK, VA 23434

INVESTORS’ CHOICE SECURITIES, LLC

2909 ROUTE 100 N., SUITE 230, OREFIELD, PA 18069

INVEX, INC.

601 BRICKELL KEY DRIVE, SUITE 400, MIAMI, FL 33131

ION PARTNERS LLC

521 FIFTH AVENUE, (SUITE 625), NEW YORK, NY 10175
Mailing Address: 521 FIFTH AVENUE, (27TH FLOOR), NEW YORK, NY 10175

IRC SECURITIES LLC

420 LEXINGTON AVENUE 14TH FLOOR, NEW YORK, NY 10170

IRON CAPITAL SECURITIES, LLC

39 ROQUE MORAES CT #3, MILL VALLEY, CA 94941

IROQUOIS CAPITAL ADVISORS, LLC

401 COMMERCE STREET, SUITE 740, NASHVILLE, TN 37219

IRR CAPITAL MARKETS, INC.

1901 WEST 47TH PLACE, WESTWOOD, KS 66205-1834

ISAAK BOND INVESTMENTS, INC.

600 17TH STREET STE 2610 SOUTH, DENVER, CO 80202-5401
Mailing Address: 600 17TH STREET STE 2610 S, DENVER, CO 80202-5401

ISBIN INVESTMENTS, INC.

5775 WAYZATA BLVD. STE 700, PARK OFFICENTER, ST. LOUIS PARK, MN 55416

ISEROUTE, LLC

744 BROAD STREET, 23RD FLOOR, NEWARK, NJ 07102

ISG EQUITY SALES CORPORATION

5242 PLAINFIELD AVE NE, SUITE D, GRAND RAPIDS, MI 49525

ISI CAPITAL, LLC

747 THIRD AVENUE, SUITE 25B, NEW YORK, NY 10017

ISLAND TRADING

44 MONTGOMERY ST., SUITE 3020, SAN FRANCISCO, CA 94104

ISRAEL A. ENGLANDER & CO., INC.

666 FIFTH AVENUE, 9TH FLOOR, NEW YORK, NY 10103

ITAU EUROPA SECURITIES INC.

200 S.BISCAYNE BLVD., SUITE 2200, MIAMI, FL 33131

ITAU USA SECURITIES INC.

540 MADISON AVENUE, 23RD FLOOR, NEW YORK, NY 10022

ITB SECURITIES, LLC

160 VARICK STREET, 12TH FLOOR, NEW YORK, NY 10013

ITG DERIVATIVES LLC.

601 S. LASALLE STREET, SUITE 300, CHICAGO, IL 60605
Mailing Address: 601 S. LASALLE STREET, SUITE 300, CHICAGO, IL 60605

ITG EXECUTION SERVICES, INC.

4 INTERNATIONAL DRIVE, RYE BROOK, NY 10573

ITG INC.

380 MADISON AVENUE, 4TH FLOOR, NEW YORK, NY 10017

ITRADEDIRECT.COM CORP

1600 NW BOCA RATON BLVD., SUITES 22, BOCA RATON, FL 33432
Mailing Address: 701 MIDDLE COUNTRY ROAD, SELDEN, NY 11784

IVA FUNDS DISTRIBUTORS, LLC

THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

IVP CAPITAL, LLC

337 NOYAC PATH, WATER MILL, NY 11976

IVY FUNDS DISTRIBUTOR, INC.

6300 LAMAR AVENUE, OVERLAND PARK, KS 66202-4200
Mailing Address: P.O. BOX 29217, SHAWNEE MISSION, KS 66201-9217

IVY LEAGUE FINANCIAL SERVICES, INC

8322 E FEATHERSONG LN, SCOTTSDALE, AZ 85255
Mailing Address: 8322 E FEATHERSONG LN, SCOTTSDALE, 85255 USA

IVY SECURITIES, INC.

320 NORTHERN BLVD, SUITE 21, GREAT NECK, NY 11021

IXE SECURITIES, LLC

140 EAST 45TH STREET, 2ND FLOOR, NEW YORK, NY 10017

J

J K R & COMPANY, INC.

1540 S COAST HWY STE 202, LAGUNA BEACH, CA 92651

J. ALDEN ASSOCIATES, INC.

261 OLD YORK ROAD SUITE 837, JENKINTOWN, PA 19046
Mailing Address: P.O. BOX 744, JENKINTOWN, PA 19046

J. D. ANDREWS CO.

290 KING OF PRUSSIA ROAD, BLDG 2, SUITE 300, RADNOR, PA 19087

J. D. SEIBERT & COMPANY, INC.

20 WEST 9TH STREET, CINCINNATI, OH 45202-2024

J. J. & M. GELDZAHLER

1347 49TH ST., BROOKLYN, NY 11219
Mailing Address: 1347-49TH ST, BROOKLYN, NY 11219

J. STREICHER & CO. L.L.C.

60 BROAD STREET, NEW YORK, NY 10004

J.A. GLYNN & CO.

9841 CLAYTON ROAD, ST LOUIS, MO 63124

J.H. DARBIE & CO., INC.

99 WALL ST. 6TH FL., NEW YORK, NY 10005
Mailing Address: 99 WALL ST 20TH FL, C/O ROBERT ROBINOWITZ, NEW YORK, NY 10005

J.H. LILLIAN SECURITIES CORP.

767 THIRD AVE – 36TH FLOOR, NEW YORK, NY 10017

J.J.B HILLIARD, W.L. LYONS, LLC

500 WEST JEFFERSON STREET, LOUISVILLE, KY 40202-2517
Mailing Address: P.O. BOX 32760, LOUISVILLE, KY 40232-2760

J.K. FINANCIAL SERVICES, INC.

149 CROSS RAIL LANE, STE. 102, NORCO, CA 92860
Mailing Address: 149 CROSS RAIL LANE, STE 102, NORCO, CA 92860

J.M LUMMIS SECURITIES, INC.

50 LOCUST AVE, NEW CANAAN, CT 06840

J.P. MCGOWAN & COMPANY INCORPORATED

1631 LOCUST STREET, 5TH FLOOR, PHILADELPHIA, PA 19103

J.P. MORGAN CLEARING CORP.

THREE CHASE METROTECH CENTER, BROOKLYN, NY 11245
Mailing Address: 570 WASHINGTON BLVD, JERSEY CITY, NJ 07310

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

245 PARK AVENUE, NY1-Q454, NEW YORK, NY 10167

J.P. MORGAN SECURITIES INC.

383 MADISON AVENUE, NEW YORK, NY 10179
Mailing Address: 570 WASHINGTON BLVD, JERSEY CITY, NJ 07310

J.P. TURNER & COMPANY, L.L.C.

ONE BUCKHEAD PLAZA, 3060 PEACHTREE RD NW, 11TH FLOOR, ATLANTA, GA 30305

J.P.P. EURO-SECURITIES, INC.

595 MADISON AVENUE, 38TH FLOOR, NEW YORK, NY 10022

J.S.H. TRADING, LLC

235 SUNRISE AVE, UNIT 2213, PALM BEACH, FL 33480
Mailing Address: 235 SUNRISE AVE., UNIT 2213, PALM BEACH, FL 33480

J.V. DELANEY & ASSOCIATES

20 VIENNA, NEWPORT BEACH, CA 92660
Mailing Address: 20 VIENNA, NEWORT BEACH, CA 92660

J.W. COLE FINANCIAL, INC.

6928 W. LINEBAUGH AVE. STE. 101, TAMPA, FL 33625

J.W. KORTH & COMPANY

6500 CENTURION DRIVE, SUITE 200, LANSING, MI 48917

J.W. MILLEGAN, INC.

P.O. BOX 615, GLENEDEN BEACH, OR 97388
Mailing Address: 4949 SW MEADOWS ROAD, SUITE 600, LAKE OSWEGO, OR 97035

JACK V. BUTTERFIELD INVESTMENT COMPANY

100 SOUTH JACKSON, SUITE 100, JACKSON, MI 49201
Mailing Address: P.O. BOX 4057, JACKSON, MI 49204

JACKSON & SMITH INVESTMENT SECURITIES, LLC

275 W. MAIN AVENUE, GASTONIA, NC 28052
Mailing Address: P. O. BOX 876, GASTONIA, NC 28053-0876

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

7601 TECHNOLOGY WAY, 6TH FLOOR, DENVER, CO 80237
Mailing Address: 7601 TECHNOLOGY WAY, 6TH FLOOR, DENVER, CO 80237

JACKSON PARTNERS & ASSOCIATES, INC.

381 PARK AVENUE SOUTH, STE.621, NEW YORK, NY 10016
Mailing Address: 381 PARK AVENUE SOUTH, SUITE 621, NEW YORK, NY 10016

JACKSON SECURITIES LLC

HERNDON PLAZA, 100 AUBURN AVENUE, ATLANTA, GA 30303-6801

JACKSON, GRANT & COMPANY

TWO HIGH RIDGE PARK, STAMFORD, CT 06905

JACQUES FINANCIAL, LLC

15430 AVERY ROAD, ROCKVILLE, MD 20855

JAE INVESTMENTS, INC.

7310 DOVER COURT, PARKLAND, FL 33067

JAMES C. BUTTERFIELD INC.

111 E. MICHIGAN AVENUE, JACKSON, MI 49201-1401

JAMES FOX SECURITIES, INC.

118 S. PACIFIC STREET, #31, OCEANSIDE, CA 92054

JAMES I. BLACK & COMPANY

311 SOUTH FLORIDA AVENUE, LAKELAND, FL 33801
Mailing Address: P.O. BOX 24838, LAKELAND, FL 33802

JAMES L. FINEFROCK AND ASSOCIATES CORP.

5335 FAR HILLS AVE SU. 200, DAYTON, OH 45429-2317
Mailing Address: P.O. BOX 4208, DAYTON, OH 45401-4208

JAMES RIVER SECURITIES CORP.

58 BROAD STREET ROAD, MANAKIN-SABOT, VA 23103-2213

JAMES T. BORELLO & CO.

151 DUNDEE AVE., EAST DUNDEE, IL 60118

JANCO PARTNERS, INC.

5231 SO. QUEBEC ST. STE.200, GREENWOOD VILLAGE, CO 80111-2739
Mailing Address: 5231 SO. QUEBEC ST. STE. 200, GREENWOOD VILLAGE, CO 80111-2739

JANE STREET MARKETS, LLC

1 NEW YORK PLAZA, 33RD FLOOR, NEW YORK, NY 10004
Mailing Address: 1 NEW YORK PLAZA, 33RD FLOOR, NEW YORK, NY 10006

JANNEY MONTGOMERY SCOTT LLC

1801 MARKET STREET, PHILADELPHIA, PA 19103-1675

JANSSEN PARTNERS, INC.

1345 OLD NORTHERN BLVD, ROSLYN, NY 11576
Mailing Address: 1345 OLD NORTHERN BLVD, ROSLYN, NY 11576

JANUS DISTRIBUTORS LLC

151 DETROIT STREET, DENVER, CO 80206-4923

JAPANINVEST INC.

405 LEXINGTON AVENUE, 21ST FLOOR, NEW YORK, NY 10174

JAPANWORKS CAPITAL, LLC

3210 CANYON ROAD, SUITE 101, PROVO, UT 84604

JAYPEE INTERNATIONAL, INC.

30 S. WACKER DRIVE, SUITE 1700, CHICAGO, IL 60606-7498
Mailing Address: 30 S. WACKER DRIVE, SUITE 1700, CHICAGO, IL 60606-7498

JB DRAX HONORE’ INC.

1270 AVENUE OF THE AMERICAS, SUITE 212, 2ND FLOOR, NEW YORK, NY 10020

JBS LIBERTY SECURITIES, INC.

8320 UNIVERSITY EXECUTIVE PARK DRIVE, SUITE 112, CHARLOTTE, NC 28262

JCP SECURITIES

19200 VON KARMAN AVENUE, SUITE 340, IRVINE, CA 92612

JCRA FINANCIAL LLC

2500 PLAZA 5, 25TH FLOOR, HARBORSIDE FINANCIAL CENTER, JERSEY CITY, NJ 07311

JDB CAPITAL SECURITIES LLC

17550 NORTH PERIMETER DRIVE, SUITE 350, SCOTTSDALE, AZ 85255

JDF CAPITAL ADVISORS, LLC

650 S. CHERRY STREET STE 1200, DENVER, CO 80246-1801

JDL SECURITIES CORPORATION

1001 DOVE STREET, SUITE 160, NEWPORT BEACH, CA 92660-2816

JEFFERIES & COMPANY, INC.

520 MADISON AVENUE, NEW YORK, NY 10022
Mailing Address: 520 MADISON AVENUE, 16TH FLOOR, NEW YORK, NY 10022

JEFFERIES EXECUTION SERVICES, INC.

520 MADISON AVENUE, 11TH FLOOR, NEW YORK, NY 10022

JEFFERIES HIGH YIELD TRADING, LLC

THE METRO CENTER, ONE STATION PLACE, THREE NORTH, STAMFORD, CT 06902

JEFFERSON NATIONAL SECURITIES CORPORATION

9920 CORPORATE CAMPUS DRIVE, SUITE 1000, LOUISVILLE, KY 40223

JEFFERSON WORLDWIDE GROUP LTD.

1801 NORTH FLAGLER DRIVE, SUITE 437, WEST PALM BEACH, FL 33407
Mailing Address: 1801 NORTH FLAGLER DRIVE, SUITE 437, WEST PALM BEACH, FL 33407

JEFFERSON-PILOT VARIABLE CORPORATION

ONE GRANITE PLACE, CONCORD, NH 03301
Mailing Address: P.O. BOX 2005, CONCORD, NH 03302

JEGI LLC

150 EAST 52ND STREET-18TH FLOOR, NEW YORK, NY 10022

JENNINGS CAPITAL (USA) INC.

SUITE 2600, 520-5TH AVENUE SW, CALGARY AB, T2P3R7 CANADA

JESUP & LAMONT SECURITIES CORP

623 FIFTH AVENUE, 17TH FLOOR, NEW YORK, NY 10019

JETTRADE, INC.

463 OHIO PIKE, STE 105, CINCINNATI, OH 45255

JFD SECURITIES, INC.

1401 WALNUT STREET, UNIT 305, PHILADELPHIA, PA 19102

JHS CAPITAL ADVISORS, INC.

4800 T-REX AVENUE, SUITE 100, BOCA RATON, FL 33431

JK SECURITIES, INC.

52 SMITH STREET, CHARLESTON, SC 29401

JLM SECURITIES COMPANY

32255 NORTHWESTERN HWY. – SUITE 290, FARMINGTON HILLS, MI 48334-1573
Mailing Address: 32255 NORTHWESTERN #290, FARMINGTON HILLS, MI 48334-1573

JMC FINANCIAL CORPORATION

9710 SCRANTON ROAD #100, SAN DIEGO, CA 92121-1744

JMP SECURITIES LLC

600 MONTGOMERY STREET, SUITE 1100, SAN FRANCISCO, CA 94111

JNK SECURITIES CORP.

489 5TH AVENUE, 25TH FLOOR, NEW YORK, NY 10017

JOBEL FINANCIAL, INC.

711 E. WASHINGTON STREET, CARSON CITY, NV 89701
Mailing Address: P.O. BOX 943, CARSON CITY, NV 89702-0943

JOE JOLLY & CO., INC.

2350 WACHOVIA TOWER, 420 NO 20TH ST, BIRMINGHAM, AL 35203
Mailing Address: P.O. BOX 8, BIRMINGHAM, AL 35201-0008

JOHN A. SIBERELL & CO.

SUITE 824 KEY BANK BLDG, 202 SO MICHIGAN ST, SOUTH BEND, IN 46601
Mailing Address: SUITE 824 KEY BANK BLDG, 202 SO. MICHIGAN ST., SOUTH BEND, IN 46601

JOHN CARRIS INVESTMENTS LLC

44 WALL STREET, NEW YORK, NY 10005

JOHN HANCOCK DISTRIBUTORS LLC

200 BLOOR STREET EAST, TORONTO, M4W 1E5 CANADA
Mailing Address: P.O. BOX 4700, BUFFALO, NY 14240-4700

JOHN HANCOCK FUNDS, LLC

601 CONGRESS STREET, BOSTON, MA 02210-2805

JOHN JAMES INVESTMENTS, LTD.

8463 SHERIDAN DRIVE, WILLIAMSVILLE, NY 14221

JOHN M, CUNNINGHAM, INC

145 E. 57TH STREET, 8TH FL., NEW YORK, NY 10022

JOHN MAGACS

293 BUNDY RD, ITHACA, NY 14850

JOHN N. SEIP & CO., INC.

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

JOHN THOMAS FINANCIAL

14 WALL STREET, 23RD FLOOR, NEW YORK, NY 10005

JOHN W. LOOFBOURROW ASSOCIATES, INC.

44 WALL STREET, 12TH FLOOR, NEW YORK, NY 10005

JOHNSON RICE & COMPANY L.L.C.

639 LOYOLA AVENUE-STE 2775, NEW ORLEANS, LA 70113-7105

JOHNSON SECURITIES, INC.

40 LLOYD AVENUE-STE. 102, MALVERN, PA 19355

JOHNSTON BLAKELY & COMPANY, LLC

21 PINE STREET, #4, MANCHESTER, MA 01944

JOHNSTON, LEMON & CO. INCORPORATED

1101 VERMONT AVENUE – NW, WASHINGTON, DC 20005-3521

JOMAR SERVICES

10555 U.S. 23 SOUTH, OSSINEKE, MI 49766
Mailing Address: 10555 U.S. 23 SOUTH, BOX 85, OSSINEKE, MI 49766

JONES LANG LASALLE SECURITIES, LLC

601 LEXINGTON AVENUE, 32ND FLOOR, NEW YORK, NY 10022

JONESTRADING

32133 W. LINDERO CANYON RD, STE 208, WESTLAKE VILLAGE, CA 91361-4226
Mailing Address: 32133 W. LINDERO CANYON RD. #208, WESTLAKE VILLAGE, CA 91361-4226

JORDAN, KNAUFF & COMPANY

200 W. MADISON ST., STE. 980, CHICAGO, IL 60606

JOSEPH CAPITAL, LLC

501 FIFTH AVENUE, ROOM 1605, NEW YORK, NY 10017

JOSEPH GRACE

44 WALL STREET, 12TH FL., NEW YORK, NY 10005

JOSEPH GUNNAR & CO. LLC

30 BROAD STREET 11TH FLOOR, NEW YORK, NY 10004

JOSEPH JAMES FINANCIAL SERVICES, INC.

3993 RIDGEMONTE CT., ROCHESTER, MI 48306
Mailing Address: 3993 RIDGEMONTE CT, ROCHESTER, MI 48306

JOSEPH KOSINSKY, INC.

400 SECOND AVENUE, NEW YORK, NY 10010

JPM ADVISORS, LLC

38 DONNELLY DRIVE, DOVER, MA 02030

JPMORGAN DISTRIBUTION SERVICES, INC.

245 PARK AVENUE, NEW YORK, NY 10167
Mailing Address: 1111 POLARIS PARKWAY, OH1-0211, COLUMBUS, OH 43240-2050

JRL CAPITAL CORPORATION

1301 DOVE STREET, STE 330, NEWPORT BEACH, CA 92660
Mailing Address: 1301 DOVE STREET, STE 330, NEWPORT BEACH, CA 92660

JRM SECURITIES

1103 POWELL AVENUE, ERIE, PA 16505

JSB PARTNERS, LP

260 BEAR HILL RD, SUITE 105, WALTHAM, MA 02451

JSI TRANSACTION ADVISORS, LLC

7852 WALKER DRIVE, STE. 200, GREENBELT, MD 20770

JSL SECURITIES, INC.

300 WEST 10TH STREET, WEST POINT, GA 31833
Mailing Address: P.O. BOX 70, WEST POINT, GA 31833

JSVC, LLC

2222 KALAKAUA AVENUE, SUITE 1212, HONOLULU, HI 96815
Mailing Address: PO BOX 10219, HONOLULU, HI 96816-0219

JUDGE & ASSOCIATES, INC.

495 BELL DRIVE, DES PLAINES, IL 60016

JULIAN LECRAW REALTY ADVISORS, INC.

1575 NORTHSIDE DRIVE N.W., SUITE 200, ATLANTA, GA 30318-4208

JUNIPER CAPITAL GROUP, LLC

9 WEST 57TH STREET, 26 TH FLOOR, NEW YORK, NY 10019
Mailing Address: 9 WEST 57TH STREET, 26TH FLOOR, NEW YORK, NY 10019

JUPITER DISTRIBUTION PARTNERS, INC.

2230 JOG ROAD, GREENACRES, FL 33415
Mailing Address: P.O. BOX 1884, JUPITER, FL 33468

JVB FINANCIAL GROUP, LLC

2700 N. MILITARY TRAIL, SUITE 200, BOCA RATON, FL 33431

JWH SECURITIES, INC.

301 YAMATO ROAD, SUITE 2200, BOCA RATON, FL 33431-4931

JWM SECURITIES LLC

4150 GRAND AVENUE, WESTERN SPRINGS, IL 60558

K

K&Z PARTNERS, LLC

2445 M STREET NW, 2ND FLOOR, WASHINGTON, DC 20037

K. W. CHAMBERS & CO.

7800 FORSYTH, 5TH FLOOR, CLAYTON, MO 63105

K.C. WARD FINANCIAL

4175 VETERANS MEMORIAL HWY, SUITE 300, RONKONKOMA, NY 11779
Mailing Address: 4175 VETERANS MEMORIAL HWY, SUITE 300, RONKONKOMA, NY 11779

KA ASSOCIATES, INC.

1800 AVENUE OF THE STARS, SECOND FLOOR, LOS ANGELES, CA 90067

KACZMAREK FINANCIAL SERVICES, LLC

316 RITCHIE AVENUE, WEIRTON, WV 26062

KADICK, INCORPORATED

310 4TH STREET NE SUITE 104, CHARLOTTESVILLE, VA 22902-5178

KAHN BROTHERS LLC

555 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY 10022-3301

KAIETEUR INVESTMENTS LLC

90 BROAD STREET, SUITE 1701, NEW YORK, NY 10004-2670

KAISER AND COMPANY

6101 YELLOWSTONE RD. STE 100, CHEYENNE, WY 82009

KALORAMA CAPITAL, LLC

1050 CONNECTICUT AVENUE NW, 10TH FLOOR, WASHINGTON, DC 20036

KALOS CAPITAL, INC.

3780 MANSELL RD, STE. 150, ALPHARETTA, GA 30022
Mailing Address: 3780 MANSELL RD. STE. 150, ALPHARETTA, GA 30022

KAMSKY SECURITIES, LLC

563 PARK AVENUE, SUITE 600, NEW YORK, NY 10021

KANE, MCKENNA CAPITAL, INC.

150 N. WACKER DRIVE-SUITE 1600, CHICAGO, IL 60606

KANSAS CITY BROKERAGE. INC

6320 LAMAR, OVERLAND PARK, KS 66202
Mailing Address: PO BOX 7027, KANSAS CITY, MO 64113

KARVY, INC.

11 BROADWAY, SUITE 1568, NEW YORK, NY 10004

KASHNER DAVIDSON SECURITIES CORPORATION

77 SOUTH PALM AVENUE, SARASOTA, FL 34236-7724

KATALYST SECURITIES LLC

116 JOHN STREET, ROOM 501, NEW YORK, NY 10038

KAUFMAN & COMPANY, LLC

101 FEDERAL STREET, NO. 1310, BOSTON, MA 02110

KAUFMAN BROS., L.P.

800 THIRD AVENUE, 30TH FLOOR, NEW YORK, NY 10022

KBC FINANCIAL PRODUCTS USA, INC.

140 EAST 45TH STREET, 42ND FLOOR, NEW YORK, NY 10017

KBD SECURITIES, LLC

555 TAXTER ROAD, SUITE 175, ELMSFORD, NY 10523

KBS CAPITAL MARKETS GROUP LLC

660 NEWPORT CENTER DRIVE, SUITE 1200, NEWPORT BEACH, CA 92660

KC BROKERAGE SERVICES, LLC

1423 NW ILWACO CT., CAMAS, WA 98607
Mailing Address: PO BOX 872857, VANCOUVER, WA 98687

KCCI, LTD.

80 MAIDEN LANE, SUITE 2201, NEW YORK, NY 10038

KCD FINANCIAL, INC.

3313 S. PACKERLAND DRIVE, SUITE E, DE PERE, WI 54115

KCG SECURITIES, LLC

13961 S. MINUTEMAN DR., #300, DRAPER, UT 84020

KCPAG BROKERAGE LLC

302 E. WALNUT, ROBINSON, IL 62454

KDC MERGER ARBITRAGE FUND, LP

900 THIRD AVENUE SUITE 1000, NEW YORK, NY 10022-4728

KEANE SECURITIES CO., INC.

33 WHITEHALL STREET, 10TH FLOOR, NEW YORK, NY 10004-2114

KEDEM CAPITAL CORPORATION

534 BROAD HOLLOW ROAD, MELVILLE, NY 11747-2502

KEEFE, BRUYETTE & WOODS, INC.

787 7TH AVENUE, NEW YORK, NY 10019
Mailing Address: 787 7TH AVENUE, 4TH FLOOR, NEW YORK, NY 10019

KEELEY INVESTMENT CORP.

401 S. LASALLE ST #1201, CHICAGO, IL 60605

KELLOGG CAPITAL MARKETS, LLC

55 BROADWAY, NEW YORK, NY 10006

KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC

55 BROADWAY, NEW YORK, NY 10006

KEMA PARTNERS LLC

309 LAVERNE AVE., MILL VALLEY, CA 94941

KEMPEN & CO U.S.A., INC.

747 THIRD AVENUE, 22ND FLOOR, NEW YORK, NY 10017
Mailing Address: 747 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY 10017

KENAI INVESTMENTS, INC.

6900 I-40 WEST SUITE 245, AMARILLO, TX 79106

KENDRICK PIERCE & CO

511 W. BAY STREET, SUITE 300, TAMPA, FL 33606
Mailing Address: 511 W. BAY STREET, SUITE 300, TAMPA, FL 33606

KENMAR SECURITIES INC.

900 KING STREET, SUITE 100, RYE BROOK, NY 10573

KENNETH, JEROME & CO.,INC.

147 COLUMBIA TPKE, FLORHAM PK, NJ 07932
Mailing Address: P.O. BOX 38, FLORHAM PK, NJ 07932-0038

KENNY SECURITIES CORP.

101 SOUTH HANLEY, SUITE 1070, SUITE 308, ST. LOUIS, MO 63105

KENSINGTON CAPITAL CORP.

4910 13TH AVE., BROOKLYN, NY 11219-3100

KENT CAPITAL, INC.

4941 CREMSHAW COURT, RALEIGH, NC 27614
Mailing Address: 10911 RAVEN RIDGE ROAD, SUITE 103, BOX 45, RALEIGH, NC 27614

KEPLER CAPITAL MARKETS, INC.

600 LEXINGTON AVENUE, 28TH FLOOR, NEW YORK, NY 10022

KERCHEVILLE & COMPANY, INC.

15750 IH-10 WEST, SAN ANTONIO, TX 78249

KERLIN CAPITAL GROUP LLC

555 S. FLOWER ST., STE. 2750, LOS ANGELES, CA 90071-1602

KERN, SUSLOW SECURITIES, INC.

50 BROAD STREET STE.1600, NEW YORK, NY 10004
Mailing Address: 50 BROAD STREET, NEW YORK, NY 10004

KERSHNER SECURITIES, LLC

1825-B KRAMER LANE, SUITE 200, AUSTIN, TX 78758-4281

KESSLER & COMPANY INVESTMENTS, INC.

1200 17TH STREET, SUITE 110, DENVER, CO 80202-5835

KEVIN DANN & PARTNERS, LLC

400 MADISON AVENUE STE. 4A, NEW YORK, NY 10017

KEVIN HART KORNFIELD & COMPANY, INC.

2137 EMBASSY DRIVE STE 105, LANCASTER, PA 17603-2387
Mailing Address: P.O. BOX 6423, LANCASTER, PA 17607-6423

KEY INVESTMENT SERVICES LLC

4900 TIEDEMAN ROAD, OH-01-49-3TBC, BROOKLYN, OH 44144
Mailing Address: 4900 TIEDEMAN ROAD, BROOKLYN, OH 44144

KEY WEST INVESTMENTS, LLC

33 E. VALLEY BLVD,, UNIT #201, ALHAMBRA, CA 91801

KEYBANC CAPITAL MARKETS INC.

127 PUBLIC SQUARE, CLEVELAND, OH 44114

KEYSTONE CAPITAL CORPORATION

3511 CAMINO DEL RIO SOUTH, SUITE 406, SAN DIEGO, CA 92108

KFM SECURITIES, INC.

C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL ST., 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL ST., 34TH FLOOR, NEW YORK, NY 10005

KGW CAPITAL CORPORATION

5 HAMPTON CLOSE, WESTHAMPTON BEACH, NY 11978

KILDARE CAPITAL, INC.

555 LANCASTER AVENUE, SUITE 540, RADNOR, PA 19087

KILEY PARTNERS, INC.

13241 OAKMEADE, PALM BEACH GARDENS, FL 33418

KILLARNEY SECURITIES CORPORATION

230 PARK AVENUE SUITE 1152, NEW YORK, NY 10169

KIM ENG SECURITIES U.S.A. INC.

406 EAST 50TH ST., NEW YORK, NY 10022-8002

KIMBERLY CAPITAL CORP.

14 GEORGE ROAD, GLEN ROCK, NJ 07452

KIMELMAN & BAIRD, LLC

100 PARK AVENUE, NEW YORK, NY 10017-5516

KINECTA FINANCIAL & INSURANCE SERVICES, LLC

1440 ROSECRANS AVE., MAIL STOP 38, MANHATTAN BEACH, CA 90266

KINETICS FUNDS DISTRIBUTOR, INC.

555 TAXTER ROAD, SUITE 175, ELMSFORD, NY 10523

KINGSBRIDGE CAPITAL CORP.

12407 RIDGE RD, KING GEORGE, VA 22485

KINGSBURY CAPITAL, LLC

200 SOUTH MICHIGAN AVE., 10TH FLOOR, CHICAGO, IL 60604

KINGSDALE CAPITAL MARKETS (USA) INC.

130 KING STREET WEST, SUITE 2950, TORONTO, ONTARIO, M5X 1C7 CANADA
Mailing Address: 1040 FIRST AVE., #320, NEW YORK, NY 10022

KINSELL, NEWCOMB & DE DIOS, INC

2776 GATEWAY ROAD, CARLSBAD, CA 92009

KIOUS AND COMPANY, INCORPORATED

320 GOLD AVE SW, SUITE 919, ALBUQUERQUE, NM 87102
Mailing Address: P.O. DRAWER L, ALBUQUERQUE, NM 87103

KIPLING CAPITAL, INC.

100 SHORELINE HWY. 200-B, MILL VALLEY, CA 94941

KIPLING JONES & CO., LTD.

1200 SMITH STREET, STE. 1600, HOUSTON, TX 77002
Mailing Address: 1200 SMITH STREET, STE. 1600, HOUSTON, TX 77002

KIPPSDESANTO & COMPANY

1600 TYSONS BOULEVARD, SUITE 375, MCLEAN, VA 22102

KIRK SECURITIES CORPORATION

400 N. CARROLL BLVD., STE. 201, DENTON, TX 76201-9041
Mailing Address: P.O. BOX 1934, DENTON, TX 76202

KJM SECURITIES, INC.

48 SAGAMORE ROAD, SUITE 29, BRONXVILLE, NY 10708-1534
Mailing Address: P.O. BOX 734, BRONXVILLE, NY 10708-0734

KKR CAPITAL MARKETS LLC

9 WEST 57TH STREET, 41ST FLOOR,, SUITE 4160, NEW YORK, NY 10019

KMHT SECURITIES, INC

1011 PLUM DRIVE, IRVING, TX 75063

KMS FINANCIAL SERVICES, INC.

2001 SIXTH AVE, SUITE 2801, SEATTLE, WA 98121-1866

KNIGHT BONDPOINT, INC.

2859 PACES FERRY ROAD, SUITE 2125, ATLANTA, GA 30339

KNIGHT CAPITAL MARKETS LLC

100 MANHATTANVILLE ROAD, PURCHASE, NY 10577

KNIGHT CLEARING SERVICES LLC

545 WASHINGTON BLVD., JERSEY CITY, NJ 07310

KNIGHT DIRECT LLC

545 WASHINGTON BLVD., JERSEY CITY, NJ 07310

KNIGHT EQUITY MARKETS, L.P.

545 WASHINGTON BLVD., JERSEY CITY, NJ 07310-1607
Mailing Address: 545 WASHINGTON BOULEVARD, JERSEY CITY, NJ 07310-1607

KNIGHT LIBERTAS LLC

ONE GREENWICH OFFICE PARK, SOUTH, SECOND FL., GREENWICH, CT 06831

KNOX SECURITIES CORP.

33 RIVERSIDE AVENUE, 5TH FLOOR, WESTPORT, CT 06880

KOEHLER FINANCIAL, LLC

5764 JAMES DRIVE, STEVENSVILLE, MI 49127

KOONCE SECURITIES, INC.

6550 ROCK SPRING DR. STE 600, BETHESDA, MD 20817-6550

KOREA INVESTMENT & SECURITIES AMERICA, INC.

400 KELBY STREET, 11TH FLOOR, FORT LEE, NJ 07024

KOTAK MAHINDRA, INC.

50 MAIN STREET, SUITE 310, WHITE PLAINS, NY 10606

KOVACK SECURITIES INC.

6451 N. FEDERAL HWY., SUITE 1201, FT. LAUDERDALE, FL 33308

KOVITZ SECURITIES, LLC

115 S. LASALLE ST., 27TH FLOOR, CHICAGO, IL 60603

KPMG CORPORATE FINANCE LLC

1 EAST PRATT STREET, 6TH FLOOR, BALTIMORE, MD 21202

KR SECURITIES, LLC

600 PRETTY BROOK ROAD, PRINCETON, NJ 08540
Mailing Address: P.O. BOX 7787, PRINCETON, NJ 08543-7787

KRAMBO CORPORTION

1355 BAY STREET #4, SAN FRANCISCO, CA 94123
Mailing Address: THE PRESIDIO OF SAN FRANCISCO, MAIL CAL BOX 29310, SAN FRANCISCO, CA 94129-0310

KRAMER SECURITIES CORPORATION

7120 S.W. 95 STREET, MIAMI, FL 33156
Mailing Address: P.O. DRAWER 431456, MIAMI, FL 33243

KRD BROKERAGE, LLC

1101 PERIMETER DRIVE , SUITE 730, SCHAUMBURG, IL 60173
Mailing Address: 1101 PERIMETER DRIVE, SUITE 730, SCHAUMBURG, IL 60173

KRIEBEL GAS & OIL INVESTMENTS CORP.

633 MAYFIELD DRIVE, CLARION, PA 16214
Mailing Address: P.O. BOX 765, CLARION, PA 16214

KRK LIMITED

1107 NIGHTINGALE DR, PALATINE, IL 60067-7038

KRUEGER BROKERAGE INC.

406 MAIN STREET, P.O. BOX 1448, KEOKUK, IA 52632
Mailing Address: P.O. BOX 1448, KEOKUK, IA 52632

KTA CAPITAL, LLC

C/O SPRINGTREE GLOBAL INVESTORS, LLC, 370 LEXINGTON AVENUE SUITE 1900, NEW YORK, NY 10017

KUEHL CAPITAL CORPORATION

14747 CALIFORNIA STREET, SUITE 1, OMAHA, NE 68154

KUHNS BROTHERS SECURITIES CORPORATION

558 LIME ROCK ROAD, LIME ROCK, CT 06039
Mailing Address: 558 LIME ROCK ROAD, LAKEVILLE, CT 06039

KUN-LUN DEVELOPMENT CORPORATION

6080 STEWART AVENUE, FREMONT, CA 94538

KURT SALMON ASSOCIATES CAPITAL ADVISORS, INC.

1355 PEACHTREE ST., SUITE 900, ATLANTA, GA 30309

KUYKENDALL & SCHNEIDER, INC.

3405 22ND STREET, SUITE 202, LUBBOCK, TX 79410
Mailing Address: 3405 22ND STREET, LUBBOCK, TX 79410

KW SECURITIES CORPORATION

1001 BAYHILL DRIVE, SUITE 170, SAN BRUNO, CA 94066

KYSON & CO

411 E. HUNTINGTON DR., #212, ARCADIA, CA 91006

L

L&M FINANCIAL SERVICES

5510 PEARL RD, LOWER LEVEL #98, PARMA, OH 44129
Mailing Address: 5510 PEARL RD., LOWER LEVEL #98, PARMA, OH 44129

L. B. FISHER & COMPANY

17300 DALLAS PARKWAY, SUITE 3050, DALLAS, TX 75248

L.J. HART AND COMPANY

16401 SWINGLEY RIDGE ROAD – SUITE 325, ST. LOUIS, MO 63017
Mailing Address: 16401 SWINGLEY RIDGE ROAD – SUITE 210, ST. LOUIS, MO 63017

L.M. KOHN & COMPANY

9810 MONTGOMERY ROAD, CINCINNATI, OH 45242-6414

L.O. THOMAS & CO. INC.

LINWOOD COMMONS-SUITE A-6, 2106 NEW ROAD, LINWOOD, NJ 08221
Mailing Address: LINWOOD COMMMONS-SUITE A-6, 2106 NEW ROAD PO BOX 293, LINWOOD, NJ 08221

L.P. LITTLEWOOD AND ASSOCIATES, INC.

2713 FLOSSMOOR RD., FLOSSMOOR, IL 60422
Mailing Address: 2713 FLOSSMOOR ROAD, FLOSSMOOR, IL 60422

LABRANCHE & CO. LLC

33 WHITEHALL STREET, NEW YORK, NY 10005
Mailing Address: 33 WHITEHALL STREET, NEW YORK, NY 10006-3008

LABRANCHE FINANCIAL SERVICES, LLC

33 WHITEHALL STREET, NEW YORK, NY 10004

LABRANCHE STRUCTURED PRODUCTS DIRECT

33 WHITEHALL, 9TH FLOOR, NEW YORK, NY 10004

LABRANCHE STRUCTURED PRODUCTS LLC

33 WHITEHALL, 9TH FLOOR, NEW YORK, NY 10004

LABRUNERIE FINANCIAL SERVICES, INC.

601 W. NIFONG BLVD, BUILDING 3B, COLUMBIA, MO 65203
Mailing Address: 601 W. NIFONG BLVD, BUILDING 3B“, COLUMBIA, MO 65203

LADENBURG THALMANN & CO. INC.

520 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10022

LAFAYETTE INVESTMENTS, INC.

7910 WOODMONT AVE, SUITE 905, BETHESDA, MD 20814

LAFISE SECURITIES CORPORATION

200 S. BISCAYNE BLVD, SUITE 3550, MIAMI, FL 33131

LAIDLAW & COMPANY (UK) LTD.

41 DOVER STREET, LONDON, W1S 4NS ENGLAND
Mailing Address: 90 PARK AVENUE, NEW YORK, NY 10016

LAKE FOREST SECURITIES LLC

39 SOUTH LASALLE ST. STE. 716, CHICAGO, IL 60603

LAKEPOINTE CAPITAL ADVISORS LLC

60 SOUTH SIXTH STREET, SUITE 2310, MINNEAPOLIS, MN 55402

LAM SECURITIES INVESTMENTS, INC.

2099 LAKE STREET, SAN FRANCISCO, CA 94121

LAMAUTE CAPITAL INCORPORATED

5500 FRIENDSHIP BLVD., #1709N, CHEVY CHASE, MD 20815
Mailing Address: 1940 DUKE STREET, SUITE 200, ALEXANDRIA, VA 22314

LAMON & STERN, INC.

1950 NORTH PARK PLACE, STE.100, ATLANTA, GA 30339

LAMPOST CAPITAL, L.C.

7777 W. GLADES ROAD, SUITE 213, BOCA RATON, FL 33434

LANCASTER POLLARD & CO.

65 EAST STATE STREET, SUITE 1600, COLUMBUS, OH 43215

LANDAAS & COMPANY

411 E. WISCONSIN AVE, MILWAUKEE, WI 53202

LANDMARK INVESTMENT GROUP, INC

350 CAYUGA RD, CHEEKTOWAGA, NY 14225

LANDOLT SECURITIES, INC.

701 OREGON STREET, OSHKOSH, WI 54902
Mailing Address: P.O. BOX 2703, OSHKOSH, WI 53903-2703

LANE CAPITAL MARKETS LLC

2425 POST ROAD, SUITE 205, SOUTHPORT, CT 06890

LANE FINANCIAL L.L.C.

1420 SHERIDAN RD., SUITE 1E, WILMETTE, IL 60091-1848

LANE, BERRY & CO. INTERNATIONAL, LLC

125 HIGH STREET, SUITE 2500, BOSTON, MA 02110

LANGDON SHAW SECURITIES, INC.

320 N. MERIDIAN STREET, SUITE 908, INDIANAPOLIS, IN 46204-1727

LANTERN INVESTMENTS, INC.

35 PINELAWN ROAD, SUITE 101E, MELVILLE, NY 11747

LARA, SHULL & MAY, LLC

7600 LEESBURG PIKE, SUITE 120 EAST, FALLS CHURCH, VA 22043

LARADORBECKER SECURITIES CORPORATION

32 GOLDEN SCROLL CIRCLE, THE WOODLANDS, TX 77382

LARIMER CAPITAL CORPORATION

1720 SOUTH BELLAIRE STREET, SUITE 1110, DENVER, CO 80222

LARKSPUR CAPITAL CORPORATION

445 PARK AVENUE-15TH FLR., NEW YORK, NY 10022

LARSONALLEN FINANCIAL, LLC

220 S. SIXTH STREET, SUITE 300, MINNEAPOLIS, MN 55402-4505

LASALLE ST SECURITIES, L.L.C.

940 N. INDUSTRIAL DR., ELMHURST, IL 60126-1131

LAUREL HILL SECURITIES LLC

100 WALL STREET 22ND FLOOR, SUITE 22223, NEW YORK, NY 10005

LAVAFLOW, INC.

388 GREENWICH STREET, 29TH FLOOR, NEW YORK, NY 10013

LAVECCHIA CAPITAL LLC

444 MANSFIELD AVENUE, DARIEN, CT 06820

LAWSON FINANCIAL CORPORATION

3352 E. CAMELBACK RD, PHOENIX, AZ 85018
Mailing Address: 3352 E CAMELBACK RD, PHOENIX, AZ 85018

LAZARD ASSET MANAGEMENT SECURITIES LLC

30 ROCKEFELLER PLAZA, 59TH FLOOR, NEW YORK, NY 10112

LAZARD CAPITAL MARKETS LLC

30 ROCKEFELLER PLAZA, NEW YORK, NY 10020-5900

LAZARD FRERES & CO. LLC

30 ROCKEFELLER PLAZA, NEW YORK, NY 10020-5900

LAZARD MIDDLE MARKET LLC

225 SOUTH SIXTH STREET, 46TH FLOOR, MINNEAPOLIS, MN 55402
Mailing Address: 225 SOUTH SIXTH STREET, 46TH FLOOR, MINNEAPOLIS, MN 55402

LB GROUP LLC

274 RIVERSIDE AVENUE, PH, WESTPORT, CT 06880

LBC CAPITAL PARTNERS LLC

700 13TH STREET, NW. STE 925, WASHINGTON, DC 20005

LCG CAPITAL ADVISORS, LLC

401 EAST JACKSON STREET, SUITE 2450, TAMPA, FL 33602

LCS SECURITIES, LLC

595 MADISON AVENUE, 17TH FLOOR, NEW YORK, NY 10022

LEADER CAPITAL CORP.

1750 SW SKYLINE BLVD. SUITE 204, PORTLAND, OR 97221
Mailing Address: 1750 SW SKYLINE BLVD. SUITE 204, PORTLAND, OR 97221

LEBENTHAL & CO., LLC

521 FIFTH AVENUE, 20TH FLOOR, NEW YORK, NY 10175

LEC INVESTMENT CORP.

1015 FINANCIAL CENTER, BIRMINGHAM, AL 35203

LEDGEMONT CAPITAL MARKETS LLC

780 THIRD AVE, 23RD FLOOR, NEW YORK, NY 10017
Mailing Address: 780 THIRD AVE, 23RD FLOOR, NEW YORK, NY 10017

LEDGEMONT SECURITIES LLC

780 THIRD AVE., 23RD FLOOR, NEW YORK, NY 10017

LEDGEWOOD CAPITAL MANAGEMENT, LLC

92 PORTSMOUTH AVENUE, SUITE 15, EXETER, NH 03833

# – A – B – C – D – E – F – G – H – I – J – K – L – M – N – O – P – Q – R – S – T – U – V – W – X – Y – Z

If your broker and/or brokerage firm recommended or sold unsuitable investments to you, contact us for a free consultation. Blum Law Group is a nationally recognized law firm dedicated to representing investors attempt to recover their investments losses.