List of FINRA Members Firms F – G

If your broker and/or brokerage firm recommended or sold unsuitable investments to you, contact us for a free consultation. Blum Law Group is a nationally recognized law firm dedicated to representing investors attempt to recover their investments losses.

The Financial Industry Regulatory Authority (“FINRA”), the largest independent regulator of securities brokerage firms doing business in the United States, oversees nearly 4,700 brokerage firms, including the following brokerage, securities and investment firms:

# – A – B – C – D – E – F – G – H – I – J – K – L – M – N – O – P – Q – R – S – T – U – V – W – X – Y – Z

F

F G MARKETS, INC.

90 JOHN STREET, SUITE 703, NEW YORK, NY 10038

FACTSET DATA SYSTEMS, INC.

601 MERRITT 7, NORWALK, CT 06851

FAGENSON & CO., INC.

60 BROAD STREET, NEW YORK, NY 10004
Mailing Address: 60 BROAD STREET, NEW YORK, NY 10004

FAIRFAX I. S. (US) LLC

20 EAST 46TH STREET, SUITE 1202, NEW YORK, NY 10017
Mailing Address: 20 EAST 46TH STREET, SUITE 1202, NEW YORK, NY 10017

FAIRFAX SECURITIES CORPORATION

98 SAN JACINTO BLVD STE 2020, AUSTIN, TX 78701
Mailing Address: 1718 CROMWELL HL, AUSTIN, TX 78703

FAIRFIELD RESEARCH SECURITIES CORPORATION

65 LOCUST AVENUE, NEW CANAAN, CT 06840
Mailing Address: P.O. BOX 125, NEW CANAAN, CT 06840-0125

FAIRHOLME DISTRIBUTORS, INC.

760 MOORE ROAD, KING OF PRUSSIA, PA 19406

FAIRMOUNT PARTNERS LP

100 FOUR FALLS CORPORATE CENTER, SUITE 660, WEST CONSHOHOCKEN, PA 19248

FAIRPORT CAPITAL, INC.

830 POST ROAD EAST, WESTPORT, CT 06880-5238
Mailing Address: 830 POST ROAD EAST, WESTPORT, CT 06880-2222

FAIRVIEW CAPITAL VENTURES, LLC.

10310 WILDLIFE RD., CHARLOTTE, NC 28278

FAIRVIEW SECURITIES, INC.

8 PRISCILLA LANE, DARIEN, CT 06820

FALCON RESEARCH, INC.

1230 SOUTH MYRTLE AVE, SUITE 401, CLEARWATER, FL 33756

FALCON SECURITIES, INC.

212 CENTER ST STE 800, LITTLE ROCK, AR 72201

FALCONBRIDGE CAPITAL MARKETS, LLC

5504 DEMOCRACY DRIVE, SUITE 240, PLANO, TX 75024

FALKENBERG CAPITAL CORPORATION

600 SOUTH CHERRY ST., SUITE 1108, DENVER, CO 80246-1710

FALLBROOK CAPITAL SECURITIES CORP.

6700 FALLBROOK AVENUE, SUITE 111, WEST HILLS, CA 91307

FAMILY INCOME PLANNING, INC.

540 N.W. BROAD STREET, SOUTHERN PINES, NC 28387
Mailing Address: P.O. BOX 2299, SOUTHERN PINES, NC 28388

FAMILY INVESTORS COMPANY

265 SOUTH AVENUE, FANWOOD, NJ 07023
Mailing Address: 265 SOUTH AVENUE, P. O. BOX 100, FANWOOD, NJ 07023

FAMILY MANAGEMENT SECURITIES, LLC

485 MADISON AVENUE- 19TH FLOOR, NEW YORK, NY 10022
Mailing Address: 485 MADISON AVE-19TH FLOOR, NEW YORK, NY 10022

FAP USA, L.P.

1120 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10036
Mailing Address: 1120 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10036

FAR HILLS GROUP, LLC.

1180 AVENUE OF THE AMERICAS 18TH FLOOR, NEW YORK, NY 10036

FARINA & ASSOCIATES, INC.

20 BROAD ST – 10TH FLOOR, NEW YORK, NY 10005

FARMERS FINANCIAL SOLUTIONS, LLC

30801 AGOURA RD., BLDG 1, AGOURA HILLS, CA 91301-2054

FARNAM STREET BROKERAGE COMPANY

TWIN TOWERS-3000 FARNAM, OMAHA, NE 68131-3526

FARRAGUT CAPITAL LLC

3 W 57TH ST, FL 10, NEW YORK, NY 10019

FARRELL MARSH & CO.

500 THE TIMES BLDG, SUBURBAN SQUARE, ARDMORE, PA 19003

FAS CORP.

4747 WEST 135TH STREET, SUITE 100, LEAWOOD, KS 66224

FATOR SECURITIES LLC

500 FIFTH AVE., SUITE 1520, NEW YORK, NY 10110

FAVER SECURITIES, LLC

112 DAISY FARMS DRIVE, NEW ROCHELLE, NY 10804

FB EQUITY SALES CORPORATION OF MICHIGAN

7373 W. SAGINAW HIGHWAY, LANSING, MI 48917

FBN SECURITIES, INC.

14 WALL STREET, 30TH FLOOR, NEW YORK, NY 10005

FBR CAPITAL MARKETS & CO.

1001 19TH STREET NORTH, ARLINGTON, VA 22209

FBR INVESTMENT SERVICES, INC.

1001 NINETEENTH STREET NORTH, ARLINGTON, VA 22209

FBT INVESTMENTS, INC.

909 POYDRAS, SUITE 2250, NEW ORLEANS, LA 70112
Mailing Address: 909 POYDRAS ST, SUITE 2250, NEW ORLEANS, LA 70112

FCC INVESTMENTS, INC.

2829 WESTOWN PARKWAY-SUITE 100, WEST DES MOINES, IA 50266
Mailing Address: 2829 WESTOWN PKWY., STE 100, WEST DES MOINES, IA 50266

FCG ADVISORS, LLC

ONE MAIN STREET #202, CHATHAM, NJ 07928

FCS SECURITIES

417 E 90TH ST STE 8C, NEW YORK, NY 10128-5175

FD CAPITAL ADVISORS BD, LLC

600 PEACHTREE STREET, NE, SUITE 1950, ATLANTA, GA 30308

FED MUTUAL FINANCIAL SERVICES, INC.

3750 W. DEERFIELD RD, RIVERWOODS, IL 60015-3541
Mailing Address: 3750 WEST DEERFIELD ROAD, RIVERWOODS, IL 60015-3541

FEDERATED SECURITIES CORP.

FEDERATED INVESTORS TOWER, 1001 LIBERTY AVENUE, PITTSBURGH, PA 15222-3779

FEDERATED SECURITIES, INC.

680 PARK AVENUE, HUNTINGTON, NY 11743
Mailing Address: P.O. BOX 2679, HUNTINGTON STATION, NY 11746-0531

FEF DISTRIBUTORS, LLC

1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105-4300

FEIL DAILY INVESTMENT CO.

6720 W. 167TH STREET, SUITE 1, TINLEY PARK, IL 60477-2834

FELDMAN, INGARDONA & CO.

2001 BUTTERFIELD ROAD, SUITE 170, DOWNERS GROVE, IL 60515

FELDSTEIN FINANCIAL GROUP, LLC

45 SEMINARY AVENUE, CHESTER, NJ 07930

FELIX INVESTMENTS LLC

17 STATE STREET, 5TH FLOOR, NEW YORK, NY 10004

FELLS POINT RESEARCH LLC

1340-C SMITH AVENUE, BALTIMORE, MD 21209

FELTL & COMPANY

225 SOUTH SIXTH STREET, SUITE 4200, MINNEAPOLIS, MN 55402

FENIMORE SECURITIES, INC.

384 NORTH GRAND STREET-BOX 399, COBLESKILL, NY 12043
Mailing Address: 384 NORTH GRAND STREET – BOX 399, COBLESKILL, NY 12043

FENNEBRESQUE & CO., LLC

100 N. TRYON STREET, SUITE 2710, CHARLOTTE, NC 28202

FENWICK SECURITIES, INC.

5217 LOVERS LANE, KALAMAZOO, MI 49002-1559

FERGHANA SECURITIES, INC.

420 LEXINGTON AVENUE- SUITE 2626, NEW YORK, NY 10170
Mailing Address: 420 LEXINGTON AVENUE – SUITE 2626, NEW YORK, NY 10170

FERGUSON & BREWER SECURITIES

7052 SKYWAY, PARADISE, CA 95969

FG ADVISORS, LLC

132 WEST 31ST STREET, SUITE 1501, NEW YORK, NY 10001

FG CAPITAL LC

7701 FORSYTH BLVD., ST. LOUIS, MO 63105-1820

FIDELITY BROKERAGE SERVICES LLC

900 SALEM STREET, SMITHFIELD, RI 02917
Mailing Address: 200 LIBERTY STREET, MAIL ZONE NY4A, NEW YORK, NY 10281

FIDELITY DISTRIBUTORS CORPORATION

900 SALEM STREET, SMITHFIELD, RI 02917
Mailing Address: 200 LIBERTY STREET, MAIL ZONE NY4A, NEW YORK, NY 10281

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.

100 SALEM STREET, SMITHFIELD, RI 02917
Mailing Address: 200 LIBERTY STREET, MAIL ZONE NY4A, NEW YORK, NY 10281

FIDEQUITY INC.

1515 BROADWAY, 12TH FLOOR, NEW YORK, NY 10036

FIDUS SECURITIES, LLC

121 WEST TRADE STREET, SUITE 1800, CHARLOTTE, NC 28202

FIELDSTONE SERVICES CORP.

1177 AVENUE OF THE AMERICAS, NEW YORK, NY 10036-2714

FIFTH AVENUE SECURITIES, INC.

8081 STANTON SUITE 200, BUENA PARK, CA 90620

FIFTH THIRD SECURITIES, INC.

34 FOUNTAIN SQUARE PLAZA, MD 10AT5G, CINCINNATI, OH 45202
Mailing Address: 38 FOUNTAIN SQUARE PLAZA, MD 10AT5G, CINCINNATI, OH 45263

FIG PARTNERS, LLC

1175 PEACHTREE ST NE, SUITE 2250, ATLANTA, GA 30361

FIMCO SECURITIES GROUP, INC.

10624 N PORT WASHINGTON RD – SUITE 206, MEQUON, WI 53092

FINACORP SECURITIES

2302 MARTIN STREET, SUITE 225, IRVINE, CA 92612

FINANCE 500, INC.

19762 MACARTHUR BLVD. #200, IRVINE, CA 92612
Mailing Address: 19762 MACARTHUR BLVD, SUITE 200, IRVINE, CA 92612

FINANCIAL ADVISERS OF AMERICA, LLC

1930 PALOMAR POINT WAY, SUITE 104, CARLSBAD, CA 92008

FINANCIAL AMERICA SECURITIES, INC.

925 EUCLID AVE, SUITE #1525, CLEVELAND, OH 44115
Mailing Address: 925 EUCLID AVE., SUITE 1525, CLEVELAND, OH 44115

FINANCIAL ASSETS CORPORATION

30 WALL STREET, SUITE 1203, NEW YORK, NY 10005
Mailing Address: 30 WALL STREET SUITE 1203, NEW YORK, NY 10005

FINANCIAL COUNSELING CORPORATION

14785 PRESTON ROAD, STE. 1000, DALLAS, TX 75254

FINANCIAL GOAL SECURITIES, INC.

35-900 BOB HOPE DRIVE, SUITE 202, RANCHO MIRAGE, CA 92270

FINANCIAL NETWORK INVESTMENT CORPORATION

200 N. SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, CA 90245-5672

FINANCIAL NORTHEASTERN SECURITIES, INC.

100 PASSAIC AVENUE, FAIRFIELD, NJ 07004

FINANCIAL PARADIGMS, INC.

4900 WOODWAY, SUITE 550, HOUSTON, TX 77056

FINANCIAL PLANNING CONSULTANTS, INC.

14500 S. OUTER 40 ROAD SUITE 201, CHESTERFIELD, MO 63017-5736

FINANCIAL RESEARCH COMPANY

1150 LOUISIANA AVENUE, SUITE 5A, WINTER PARK, FL 32789

FINANCIAL SCIENCES, INC.

21 MILK STREET, 2ND FL, BOSTON, MA 02109

FINANCIAL SECURITY MANAGEMENT, INCORPORATED

575 LYNNHAVEN PARKWAY, SUITE 310, VIRGINIA BEACH, VA 23452

FINANCIAL SERVICES OF NEW ENGLAND

108 FOWLER RD., ORRINGON, ME 04474-9629
Mailing Address: 108 FOWLER RD., ORRINGTON, ME 04474-9629

FINANCIAL STRATEGIES FP, LLC

515 PROVIDENCE HIGHWAY, SUITE 103, DEDHAM, MA 02026

FINANCIAL TELESIS INC

4340 REDWOOD HIGHWAY, SUITE A23, SAN RAFAEL, CA 94903

FINANCIAL WEST GROUP

4510 E. THOUSAND OAKS BLVD., WESTLAKE VILLAGE, CA 91362
Mailing Address: P.O. BOX 5123, THOUSAND OAKS, CA 91359-5123

FINANCO SECURITIES LLC

535 MADISON AVENUE, 3RD FLOOR, NEW YORK, NY 10022

FINANCORP GROUP INTERNATIONAL CORPORATION

10 E. 53 STREET, 25TH FLOOR, NEW YORK, NY 10022

FINANTIA USA LTD

950 THIRD AVENUE, 28TH FLOOR, NEW YORK, NY 10022

FINTECH SECURITIES

6849 PEACHTREE DUNWOODY ROAD, BLDG. B-1, SUITE 250, ATLANTA, GA 30328

FINTEGRA, LLC

6120 EARLE BROWN DRIVE, SUITE 550, MINNEAPOLIS, MN 55430

FIRST ALLIED SECURITIES, INC.

655 WEST BROADWAY 12TH FLOOR, SAN DIEGO, CA 92101
Mailing Address: P.O. BOX 85549, SAN DIEGO, CA 92186-5549

FIRST AMERICAN CAPITAL AND TRADING CORPORATION

1499 W. PALMETTO PARK RD, SUITE 250, BOCA RATON, FL 33486

FIRST AMERICAN MUNICIPALS, INC.

606 CORPORATE DRIVE, LANGHORNE, PA 19047-8013

FIRST AMERICAN SECURITIES, INC.

1624 HARMON PLACE, SUITE 218, MINNEAPOLIS, MN 55403

FIRST ANALYSIS SECURITIES CORPORATION

ONE SOUTH WACKER DRIVE, SUITE 3900, CHICAGO, IL 60606

FIRST ANNAPOLIS SECURITIES, INC.

900 ELKRIDGE LANDING RD., SUITE 400, LINTHICUM, MD 21090-2926

FIRST ASSET FINANCIAL INC.

110 EAST IRON AVE, SALINA, KS 67401
Mailing Address: P.O. BOX 1364, SALINA, KS 67402-1364

FIRST BALLANTYNE, LLC

13950 BALLANTYNE CORPORATE PLACE, SUITE 185, CHARLOTTE, NC 28277-2747

FIRST BANK PUERTO RICO SECURITIES, CORP.

1519 PONCE DE LEON AVENUE, STOP 23, SAN JUAN, PR 00908
Mailing Address: P.O. BOX 9146, SAN JUAN, PR 00908-0146

FIRST BANKERS’ BANC SECURITIES, INC

1714 DEER TRACKS TRAIL, SUITE 110, ST. LOUIS, MO 63131

FIRST BERMUDA SECURITIES (BVI) LTD.

MAXWELL R ROBERTS BUILDING 1 CHURCH STREET, HAMILTON, HM 11 BERMUDA
Mailing Address: MAXWELL R. ROBERTS BUILDING 1 CHURCH STREET, HAMILTON, HM 11 BERMUDA

FIRST BROKERAGE AMERICA, L.L.C.

135 N MERAMEC, CLAYTON, MO 63105
Mailing Address: 135 N. MERAMEC, CLAYTON, MO 63105

FIRST BROKERS SECURITIES LLC

HARBORSIDE FINANCIAL CENTER, PLAZA FIVE, SUITE 1500, JERSEY CITY, NJ 07311

FIRST CANTERBURY SECURITIES, INC.

12989 JUPITER ROAD, SUITE 203, DALLAS, TX 75238-3212

FIRST CAPITAL EQUITIES,LTD.

80 CUTTER MILL ROAD, SUITE 303, GREAT NECK, NY 11021

FIRST CAPITAL INVESTMENTS, LLC

38000 HIGHWAY 72, NEDERLAND, CO 80466

FIRST CHICAGO ADVISORS, INC.

960 ROUTE 22, SUITE 208, FOX RIVER GROVE, IL 60021
Mailing Address: 32 OTIS ROAD, BARRINGTON, IL 60010

FIRST CITIZENS FINANCIAL PLUS, INC.

2017 ST. JOHN AVE. SUITE A, DYERSBURG, TN 38024
Mailing Address: PO BOX 370, DYERSBURG, TN 38025-0370

FIRST CITIZENS INVESTOR SERVICES, INC.

4300 SIX FORKS ROAD, RALEIGH, NC 27609
Mailing Address: P.O. BOX 27131, RALEIGH, NC 27611-7131

FIRST CITIZENS SECURITIES CORPORATION

1230 MAIN STREET, COLUMBIA, SC 29201

FIRST CLEARING, LLC

ONE NORTH JEFFERSON AVENUE, MAIL CODE: H0004-095, ST. LOUIS, MO 63103

FIRST COMMAND FINANCIAL PLANNING, INC.

1 FIRSTCOMM PLAZA, FORT WORTH, TX 76109
Mailing Address: P.O. BOX 2387, FORT WORTH, TX 76113

FIRST COMMONWEALTH SECURITIES CORPORATION

201 ST. CHARLES AVE, STE 2500, NEW ORLEANS, LA 70170

FIRST CORNERSTONE CAPITAL ADVISORS

23505 SMITHTOWN ROAD, SUITE 274, EXCELSIOR, MN 55331

FIRST DALLAS SECURITIES INCORPORATED

2905 MAPLE AVENUE, DALLAS, TX 75201

FIRST DOMINION CAPITAL CORP.

8730 STONY POINT PARKWAY, BUILDING III, SUITE 205, RICHMOND, VA 23235
Mailing Address: 8730 STONY POINT PARKWAY, SUITE 205, RICHMOND, VA 23235

FIRST EMPIRE SECURITIES, INC.

100 MOTOR PARKWAY, HAUPPAUGE, NY 11788
Mailing Address: 100 MOTOR PARKWAY, SECOND FLOOR, HAUPPAUGE, NY 11788

FIRST EQUITY CAPITAL SECURITIES, INC.

2 OAKLAWN RD, SHORT HILLS, NJ 07078

FIRST FINANCIAL EQUITY CORPORATION

7373 N. SCOTTSDALE ROAD, STE D120, SCOTTSDALE, AZ 85253

FIRST FINANCIAL SECURITIES OF AMERICA, INC.

515 NORTH SAM HOUSTON PARKWAY EAST, STE. 500, HOUSTON, TX 77060
Mailing Address: PO BOX 670329, HOUSTON, TX 77267-0329

FIRST FLORIDA SECURITIES, INC.

11660 NIGHT HERON DRIVE, NAPLES, FL 34119
Mailing Address: 5621STRAND BOULEVARD, SUITE 209, NAPLES, FL 34110

FIRST GEORGETOWN SECURITIES, INC.

1700 DIAGONAL RD., # 200, ALEXANDRIA, VA 22314

FIRST HEARTLAND CAPITAL, INC.

1839 LAKE ST. LOUIS BLVD., LAKE ST. LOUIS, MO 63367
Mailing Address: 1839 LAKE ST. LOUIS BLVD, LAKE ST. LOUIS, MO 63367

FIRST HONOLULU SECURITIES, INC.

900 FORT STREET, STE. 950, HONOLULU, HI 96813-3710
Mailing Address: 900 FORT STREET, SUITE 950, HONOLULU, HI 96813-3710

FIRST ILLINOIS SECURITIES INC.

22 HERITAGE DRIVE #105, BOURBONNAIS, IL 60914-2501
Mailing Address: PO BOX 777, BOURBONNAIS, IL 60914-0777

FIRST INDEPENDENT FINANCIAL SERVICES, INC.

6660 SHERIDAN RD., SUITE 260, TULSA, OK 74133-1766
Mailing Address: 6660 SHERIDAN RD., SUITE 260, TULSA, OK 74133-1766

FIRST INTEGRITY CAPITAL PARTNERS CORP.

330 CLEMATIS STREET, #210, WEST PALM BEACH, FL 33401

FIRST INTERNET SECURITIES NETWORK

4800 MONTGOMERY LANE, BETHESDA, MD 20814

FIRST INVESTORS CORPORATION

110 WALL STREET, 4TH FLOOR, NEW YORK, NY 10005

FIRST KENTUCKY SECURITIES CORPORATION

305 ANN STREET, STE 400, FRANKFORT, KY 40601
Mailing Address: P.O. BOX 554, FRANKFORT, KY 40602-0554

FIRST LEGACY GLOBAL MARKETS, LLC

16456 MARVIN ROAD, CHARLOTTE, NC 28277

FIRST LEGACY SECURITIES, LLC

1109 TOWNHOUSE ROAD, HELENA, AL 35080
Mailing Address: 1109 TOWNHOUSE ROAD, ATLANTA, GA 35080

FIRST LIBERTIES FINANCIAL

650 FIFTH AVENUE, 17TH FLOOR, NEW YORK, NY 10019

FIRST LINCOLN INVESTMENTS, INC.

1701 SOUTH 17TH STREET, SUITE 2B, LINCOLN, NE 68502

FIRST LONDON SECURITIES CORPORATION

2603 FAIRMOUNT ST, DALLAS, TX 75201

FIRST LONG ISLAND INVESTORS, LLC

1 JERICHO PLAZA – SUITE 201, JERICHO, NY 11753-1673
Mailing Address: 1 JERICHO PLAZA – SUITE 201, JERICHO, NY 11753-1673

FIRST MAN INVESTMENT SECURITIES CORP.

580 WHITE PLAINS ROAD, TARRYTOWN, NY 10591

FIRST MANHATTAN CO

437 MADISON AVENUE, NEW YORK, NY 10022-7297

FIRST MERGER CAPITAL, INC

40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

FIRST MIDSTATE INCORPORATED

306 N. MAIN STREET, BLOOMINGTON, IL 61701
Mailing Address: P.O. BOX 3367, BLOOMINGTON, IL 61702-3367

FIRST MIDWEST SECURITIES, INC.

207 W. JEFFERSON STREET, SUITE 102, BLOOMINGTON, IL 61701

FIRST MUTUAL PLANNING CORP.

7370 SO. ORIOLE BOULEVARD, SUITE 601C, DELRAY BEACH, FL 33446

FIRST NATIONAL CAPITAL MARKETS

1620 DODGE STREET, 10TH FLOOR, MAIL STOP 1104, OMAHA, NE 68197

FIRST NEW YORK SECURITIES L.L.C.

90 PARK AVENUE, 5TH FLOOR, NEW YORK, NY 10016

FIRST PUBLIC, LLC

12007 RESEARCH BLVD, AUSTIN, TX 78759

FIRST REPUBLIC SECURITIES COMPANY, LLC

111 PINE STREET, 7TH FLOOR, SAN FRANCISCO, CA 94111
Mailing Address: 111 PINE STREET, SAN FRANCISCO, CA 94111

FIRST RESEARCH FINANCIAL

4315 BRIARGROVE LANE, DALLAS, TX 75287

FIRST SECURITIES NORTHWEST, INC.

18824 SE MILDRED ST, MILWAUKIE, OR 97267

FIRST SOUTH CAROLINA SECURITIES, INC.

6300 ST. ANDREWS ROAD, SUITE B, COLUMBIA, SC 29212
Mailing Address: P.O. BOX 21969, COLUMBIA, SC 29221

FIRST SOUTHEAST INVESTOR SERVICES, INC.

2430 MALL DRIVE, SUITE 200, CHARLESTON, SC 29406
Mailing Address: 2440 MALL DRIVE, CHARLESTON, SC 29406

FIRST SOUTHWEST COMPANY

325 N. ST. PAUL ST., SUITE 800, DALLAS, TX 75201-4652

FIRST STATE FINANCIAL MANAGEMENT, INC.

225 EAST COLUMBIA, FARMINGTON, MO 63640

FIRST STATE SECURITIES, INC.

7136 S. YALE #102, TULSA, OK 74136-6315

FIRST TENNESSEE BROKERAGE, INC.

530 OAK COURT DRIVE, SUITE 200, MEMPHIS, TN 38117
Mailing Address: P.O. BOX 240655, MEMPHIS, TN 38124-0655

FIRST TITAN FINANCIAL CORP.

5620 S. W. GREEN OAKS, SUITE D, ARLINGTON, TX 76017

FIRST TRUST PORTFOLIOS L.P.

120 E. LIBERTY DRIVE, SUITE 400, WHEATON, IL 60187

FIRST TRYON SECURITIES, LLC

1355 GREENWOOD CLIFF, SUITE 401, CHARLOTTE, NC 28204

FIRST WASHINGTON CORPORATION

601 UNION ST – SUITE 3701, SEATTLE, WA 98101

FIRST WESTERN ADVISORS

6440 S MILLROCK DR, STE 150, HOLLADAY, UT 84121
Mailing Address: 6440 S MILLROCK DR, STE 150, HOLLADAY, UT 84121

FIRST WESTERN SECURITIES, INC.

669 AIRPORT FREEWAY #409, HURST, TX 76053

FIRST WILSHIRE SECURITIES MANAGEMENT, INC.

1224 EAST GREEN STREET, SUITE 200, PASADENA, CA 91106-3171

FIRST WINSTON SECURITIES, INC.

121-E REYNOLDA VILLAGE, WINSTON-SALEM, NC 27106

FIRSTENERGY CAPITAL (USA) CORP.

1100, 311-6TH AVENUE S.W., CALGARY, CALGARY, AB, T2P 3H2 CANADA
Mailing Address: 1100-311-6TH AVENUE S.W., CALGARY, T2P 3H2 CANADA

FIRSTMERIT FINANCIAL SERVICES, INC

3 CASCADE PLAZA, AKRON, OH 44308

FIRSTRADE SECURITIES INC.

133-25 37TH AVENUE, FLUSHING, NY 11354

FITZGIBBON TOIGO & CO. LLC

412 PARK STREET, UPPER MONTCLAIR, NJ 07043

FIVE MILE CAPITAL SECURITIES LLC

THREE STAMFORD PLAZA, 301 TRESSER BOULVARD, 9TH FLOOR, STAMFORD, CT 06901

FIVE STAR INVESTMENT SERVICES, INC.

55 N. MAIN STREET, WARSAW, NY 14569

FIXED INCOME CAPITAL PARTNERS, LLC

500 PARK BOULEVARD, SUITE 1325, ITASCA, IL 60143

FLEMING SECURITIES INCORPORATED

17797 NORTH PERIMETER DRIVE, SUITE 105, SCOTTSDALE, AZ 85255

FLETCHERBENNETT CAPITAL LLC

623 FIFTH AVENUE, 21ST FLOOR, NEW YORK, NY 10022

FLEXTRADE LLC

111 GREAT NECK ROAD, GREAT NECK, NY 11021
Mailing Address: 111 GREAT NECK ROAD, SUITE 314, GREAT NECK, NY 11021

FLORIDA ATLANTIC SECURITIES CORP.

9130 SOUTH DADELAND BLVD., SUITE 1704, MIAMI, FL 33156

FLORIDA CAPITAL SECURITIES CORP.

300 INTERNATIONAL PARKWAY, SUITE 300, HEATHROW, FL 32746

FLORIDA INVESTMENT ADVISORS

601 BAYSHORE BLVD., SUITE 960, TAMPA, FL 33606

FMG DISTRIBUTORS, INC.

501 MERRITT 7, PENTHOUSE, NORWALK, CT 06851
Mailing Address: 501 MERRITT 7., PENTHOUSE, NORWALK, CT 06851

FMI CAPITAL ADVISORS, INC.

55 MADISON STREET, SUITE 410, DENVER, CO 80206

FMN CAPITAL CORPORATION

26041 ACERO, MISSION VIEJO, CA 92691

FMSBONDS, INC.

4775 TECHNOLOGY WAY, BOCA RATON, FL 33431

FMV CAPITAL MARKETS, LLC

3333 MICHELSON DR.# 900, IRVINE, CA 92612

FNB BROKERAGE SERVICES, INC.

815 COLORADO AVE., STUART, FL 34994
Mailing Address: 815 COLORADO AVENUE, STUART, FL 34994

FNBB CAPITAL MARKETS, LLC

600 UNIVERSITY PARK PLACE, SUITE 380, BIRMINGHAM, AL 35209

FOCALPOINT SECURITIES, LLC

11766 WILSHIRE BLVD., SUITE 1270, LOS ANGELES, CA 90025

FOCUS CAPITAL GROUP, INC.

60 SOUTH SIXTH STREET, SUITE 2540, MINNEAPOLIS, MN 55402

FOCUS SECURITIES LLC

3353 PEACHTREE ROAD, NE, SUITE 1160, ATLANTA, GA 30326

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED

725 15TH STREET N.W., WASHINGTON, DC 20005-2109

FOLIOFN INVESTMENTS, INC.

8180 GREENSBORO DR, 8TH FLOOR, MCLEAN, VA 22102

FONDSFINANS INC.

950 THIRD AVENUE, SUITE 1902, NEW YORK, NY 10022

FOOTHILL SECURITIES, INC.

150 E. DANA STREET, MOUNTAIN VIEW, CA 94041

FORDHAM FINANCIAL MANAGEMENT, INC.

14 WALL STREET, 18TH FLOOR, NEW YORK, NY 10005

FORESIDE DISTRIBUTION SERVICES, L.P.

THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

FORESIDE FUND SERVICES, LLC

THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

FORESIDE INVESTMENT SERVICES, LLC

THREE CANAL PLAZA, THIRD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

FORESIGHT INVESTMENTS, LLC

450 SKOKIE BLVD, SUITE 507, NORTHBROOK, IL 60062

FOREST SECURITIES,INC.

7085 N.W. 100TH STREET, GRIMES, IA 50111
Mailing Address: P.O. BOX 523, JOHNSTON, IA 50131

FORESTERS EQUITY SERVICES, INC.

6640 LUSK BLVD, SUITE A202, SAN DIEGO, CA 92121

FORGE FINANCIAL GROUP, INC.

7682 N. FEDERAL HIGHWAY, SUITE 1, BOCA RATON, FL 33487

FOROS SECURITIES LLC

461 FIFTH AVENUE, 17TH FLOOR, NEW YORK, NY 10017

FORSYTH SECURITIES, INC.

243 N. LINDBERGH BLVD., ST. LOUIS, MO 63141

FORT DEARBORN CAPITAL ADVISORS, LLC

101 N. WACKER DRIVE, SUITE 1150, CHICAGO, IL 60606
Mailing Address: 101 N. WACKER DRIVE, SUITE 1150, CHICAGO, IL 60606

FORT WAYNE SECURITIES CORPORATION

206 HWY 930 WEST, NEW HAVEN, IN 46774
Mailing Address: P.O. BOX 187, NEW HAVEN, IN 46774

FORTIGENT SECURITIES COMPANY, LLC.

2600 TOWER OAKS BLVD, SUITE 500, ROCKVILLE, MD 20852-3103

FORTIS CLEARING AMERICAS LLC

175 WEST JACKSON BLVD, STE 400, CHICAGO, IL 60604

FORTIS SECURITIES LLC

520 MADISON AVENUE, 3RD FLOOR, NEW YORK, NY 10022
Mailing Address: 520 MADISON AVENUE, NEW YORK, NY 10022

FORTREND SECURITIES, INC.

1163 WAGON WHEEL CIRCLE, RENO, NV 89503
Mailing Address: LEVEL 42 55 COLLINS STREET, MELBOURNE, 3000 AUSTRALIA

FORTRESS GROUP, INC.

3379 PEACHTREE ROAD N.E.-SUITE 272, ATLANTA, GA 30326-1020

FORTUNE FINANCIAL SERVICES, INC.

1010 3RD AVENUE, NEW BRIGHTON, PA 15066-2012
Mailing Address: P.O. BOX 296, NEW BRIGHTON, PA 15066-0296

FORTUNE SECURITIES, INC.

388 E. VALLEY BLVD., SUITE 208, ALHAMBRA, CA 91801

FORUM CAPITAL SECURITIES LLC

140 EAST 45TH STREET, 23RD FLOOR, NEW YORK, NY 10017

FOUNDATION MARKETS CORPORATION

39 BROADWAY, SUITE 1601, NEW YORK, NY 10006

FOUNDERS FINANCIAL SECURITIES LLC

1020 CROMWELL BRIDGE ROAD, TOWSON, MD 21286

FOUR POINTS CAPITAL PARTNERS LLC

14 WALL STREET, 23RD FLOOR, NEW YORK, NY 10005
Mailing Address: 14 WALL STREET, 23RD FLOOR, NEW YORK, NY 10005

FOURBRIDGES CAPITAL ADVISORS, LLC

1300 BROAD STREET, SUITE 201, CHATTANOOGA, TN 37402

FOURTH STREET FINANCIAL GROUP, INC.

2245 GILBERT AVENUE, SUITE 100, CINCINNATI, OH 45206

FOX CHASE CAPITAL PARTNERS, LLC

167 MAIN ST, SUITE 2A, METUCHEN, NJ 08840
Mailing Address: 167 MAIN ST, METUCHEN, NJ 08840

FOX FINANCIAL MANAGEMENT CORPORATION

2129 NORTH JOSEY LANE, CARROLLTON, TX 75006

FOX RIVER EXECUTION TECHNOLOGY, LLC

2100 ENTERPRISE AVENUE, GENEVA, IL 60134-4101
Mailing Address: 2100 ENTERPRISE AVENUE, GENEVA, IL 60134-4101

FOX, REUSCH & CO., INC.

500 TRI-STATE BUILDING, 432 WALNUT STREET, CINCINNATI, OH 45202
Mailing Address: 432 WALNUT STREET, SUITE 500, CINCINNATI, OH 45202

FOX-DAVIES CAPITAL USA INC.

WHITEFRIARS HOUSE, 6 CARMELITE STREET, LONDON, EC4Y 0BS UK

FPA FUND DISTRIBUTORS, INC.

11400 W. OLYMPIC BLVD., STE. 1200, LOS ANGELES, CA 90064
Mailing Address: 11400 W. OLYMPIC BLVD, SUITE 1200, LOS ANGELES, CA 90064

FPCM SECURITIES, LLC

140 BROADWAY, 18TH FLOOR, NEW YORK, NY 10005
Mailing Address: 140 BROADWAY, 18TH FLOOR, NEW YORK, NY 10005

FRANK CRYSTAL CAPITAL, INC.

FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY 10005-3504

FRANKLIN CAPITAL INC

5263 CRESTHAVEN BLVD-VILLA H, WEST PALM BEACH, FL 33415

FRANKLIN STREET SECURITIES, INC.

1450 RALEIGH RD, SUITE 300, CHAPEL HILL, NC 27517

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

600 FIFTH AVENUE, NEW YORK, NY 10020
Mailing Address: P. O. BOX 7777, SAN MATEO, CA 94403-7777

FRANKLIN/TEMPLETON DISTRIBUTORS, INC.

ONE FRANKLIN PARKWAY, SAN MATEO, CA 94403-1906
Mailing Address: P. O. BOX 7777, SAN MATEO, CA 94403-7777

FRED ALGER & COMPANY, INCORPORATED

111 FIFTH AVENUE, NEW YORK, NY 10003

FREDERICK & COMPANY, INC.

WHITE MANOR, 1234 E. JUNEAU AVENUE, MILWAUKEE, WI 53202

FREDERICKS MICHAEL SECURITIES, INC.

430 PARK AVENUE, 8TH FLOOR, NEW YORK, NY 10022

FREEDOM INVESTMENTS, INC.

375 RARITAN CENTER PARKWAY, EDISON, NJ 08837

FREEDOM INVESTORS CORP.

333 BISHOPS WAY, STE 122, BROOKFIELD, WI 53005

FREEMAN & CO. SECURITIES LLC

645 FIFTH AVENUE, 9TH FLOOR, NEW YORK, NY 10022

FREESTONE SECURITIES, LLC

1918 EIGHTH AVENUE, SUITE 3400, SEATTLE, WA 98101

FREIMARK BLAIR & COMPANY, INC.

48 S.FRANKLIN TURNPIKE, RAMSEY, NJ 07446
Mailing Address: ONE RICE BLUFF ROAD, PAWLEY’S ISLAND, SC 29585

FREMONT CAPITAL, INC.

199 FREMONT STREET, SAN FRANCISCO, CA 94105-1895

FRIEDMAN, LUZZATTO & CO.

14755 PRESTON RD. STE 510, DALLAS, TX 75254
Mailing Address: 14755 PRESTON RD. STE 510, DALLAS, TX 75254

FRONTEGRA STRATEGIES, LLC

400 SKOKIE BOULEVARD, SUITE 500, NORTHBROOK, IL 60062

FRONTIER SOLUTIONS, LLC

1230 PEACHTREE STREET NE, SUITE 1750, ATLANTA, GA 30309

FROST BROKERAGE SERVICES, INC.

100 W. HOUSTON STREET, SAN ANTONIO, TX 78205
Mailing Address: P.O. BOX 2538, SAN ANTONIO, TX 78299

FROST SECURITIES, INC.

2727 N. HARWOOD STE. 1000, DALLAS, TX 75201-1515

FRS SECURITIES, LLC

1110 BONIFANT STREET, SUITE 301, SILVER SPRING, MD 20910

FS2 CAPITAL PARTNERS, LLC

801 NORTH ORANGE AVENUE, SUITE 815, ORLANDO, FL 32801

FSB WARNER FINANCIAL, INC.

1001 PEOPLES SQUARE, WATERLOO, IA 50702

FSC SECURITIES CORPORATION

2300 WINDY RIDGE PKWY, SUITE 1100, ATLANTA, GA 30339

FSIC

701 – FIFTH AVENUE, SUITE 6870, SEATTLE, WA 98104

FSP INVESTMENTS LLC

401 EDGEWATER PLACE, SUITE 200, WAKEFIELD, MA 01880

FT GLOBAL CAPITAL, INC.

1200 ABERNATHY ROAD, BLDG 600, SUITE 1700, ATLANTA, GA 30328

FTAM FUNDS DISTRIBUTOR, INC.

1290 BROADWAY, SUITE 1100, DENVER, CO 80203
Mailing Address: P.O. BOX 328, DENVER, CO 80201-0328

FTI CAPITAL ADVISORS, LLC

1101 K STREET NW, 10TH FLOOR, WASHINGTON, DC 20005
Mailing Address: 1101 K STREET NW, SUITE B100, WASHINGTON, DC 20005

FTN FINANCIAL SECURITIES CORP

845 CROSSOVER LANE STE 150, MEMPHIS, TN 38117
Mailing Address: 845 CROSSOVER LANE, SUITE 150, MEMPHIS, TN 38117

FTP SECURITIES LLC

601 CALIFORNIA STREET, 22ND FLOOR, SAN FRANCISCO, CA 94108

FUBON SECURITIES USA, LLC

3452 EAST FOOTHILL BLVD, SUITE 100, PASADENA, CA 91107

FULCRUM SECURITIES, INC.

555 MARYVILLE UNIVERSITY DRIVE, SUITE 250, SAINT LOUIS, MO 63141

FUND INVESTORS, INC.

636 SCALP AVENUE, JOHNSTOWN, PA 15904
Mailing Address: 636 SCALP AVENUE, JOHNSTON, PA 15904

FUND SERVICES ADVISORS, INC. (FSA) 777 S. FIGUEROA STREET, 8TH FLOOR, LOS ANGELES, CA 90017
Mailing Address: 777 S. FIGUEROA STREET, SUITE 3200, LOS ANGELES, CA 90017

FUNDS DISTRIBUTOR, LLC

THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

FURTHER LANE SECURITIES, L.P.

250 EAST 54TH STREET, PENTHOUSE 1, NEW YORK, NY 10022

FUSAP SECURITIES LLC

630 FIFTH AVENUE, SUITE 1401, NEW YORK, NY 10111

FUSION ANALYTICS SECURITIES LLC

535 5TH AVENUE, 25TH FLOOR, NEW YORK, NY 10017

FUTURES INVESTMENT COMPANY

5914 NORTH 300 WEST, FREMONT, IN 46737
Mailing Address: 5914 N. 300 WEST, FREMONT, IN 46737

FUTURITY FIRST INVESTMENT SERVICES INC.

500 ENTERPRISE DR.,SUITE 4C, ROCKY HILL, CT 06067

G

G & W EQUITY SALES, INC.

201 W. 103RD STREET, SUITE 505, INDIANAPOLIS, IN 46290-1137
Mailing Address: P.O. BOX 40948, INDIANAPOLIS, IN 46240-0948

G – W BROKERAGE GROUP, INC.

215 WARREN STREET, BEVERLY, NJ 08010

G EQUITY INVESTMENT GROUP LTD.

527 S. WELLS ST., SUITE 700, CHICAGO, IL 60607

G&L PARTNERS, INC.

20 WEST STREET, APT. 5F, NEW YORK, NY 10006

G-TRADE SERVICES LLC

1633 BROADWAY, 48TH FLOOR, NEW YORK, NY 10019

G. A. REPPLE & COMPANY

101 NORMANDY RD, CASSELBERRY, FL 32707

G. SELECT SECURITIES, LLC

2005 10TH STREET, SUITE D, BOULDER, CO 80302

G. W. & WADE ASSET MANAGEMENT COMPANY, INC.

93 WORCESTER STREET, WELLESLEY, MA 02481

G.C. ANDERSEN PARTNERS CAPITAL, LLC

430 PARK AVENUE, SUITE 701, NEW YORK, NY 10022
Mailing Address: 430 PARK AVENUE, SUITE 701, NEW YORK, NY 10019

G.F. INVESTMENT SERVICES, LLC

2080 RINGLING BOULEVARD, 3RD FLOOR, SARASOTA, FL 34237

G.L.S. & ASSOCIATES, INC.

200 CLINTON AVE SUITE 707, HUNTSVILLE, AL 35801

G.W. SHERWOLD ASSOCIATES, INC

22994 EL TORO ROAD, LAKE FOREST, CA 92630

G.X. CLARKE & CO.

10 EXCHANGE PLACE – SUITE 1005, JERSEY CITY, NJ 07302
Mailing Address: 10 EXCHANGE PLACE, JERSEY CITY, NJ 07302

G2 SECURITIES, LLC

142 WEST 57TH STREET, 12TH FLOOR, NEW YORK, NY 10019

GA FINANCIAL, INC.

41 SOUTH HIGH STREET, SUITE 3400, COLUMBUS, OH 43215-3437

GABELLI & COMPANY, INC.

ONE CORPORATE CENTER, RYE, NY 10580-1435

GAGE-WILEY & CO., INC.

30 PLEASANT ST., NORTHAMPTON, MA 01060
Mailing Address: P.O. BOX 1028, NORTHAMPTON, MA 01061-1028

GAGNON SECURITIES, LLC

1370 AVENUE OF THE AMERICAS, NEW YORK, NY 10019

GAIN SECURITIES

27600 CHAGRIN BLVD., BEACHWOOD, OH 44122-3203

GAINES FINANCIAL CORPORATION

1919 NORTH BELT EAST STE 100, BELLEVILLE, IL 62221
Mailing Address: 1919 NORTH BELT EAST, BELLEVILLE, IL 62221

GALEN CORPORATION SECURITIES, INC

4000 LEGATO ROAD, SUITE 830, FAIRFAX, VA 22033

GALILEO GLOBAL SECURITIES, LLC

TEN ROCKEFELLER PLAZA, SUITE 1001, NEW YORK, NY 10020

GALLATIN CAPITAL LLC

444 MADISON AVENUE, 29TH FLOOR, NEW YORK, NY 10022

GALT FINANCIAL GROUP, INC.

2815 TOWNSGATE RD., SUITE 100, WEST LAKE VILLAGE, CA 91361
Mailing Address: 2815 TOWNSGATE RD., SUITE 100, WESTLAKE VILLAGE, CA 91361

GALWAY CAPITAL, L.P.

3050 POST OAK BLVD., SUITE 1300, HOUSTON, TX 77056

GAM SERVICES, INC.

ONE ROCKEFELLER PLAZA, 21ST FLOOR, NEW YORK, NY 10020
Mailing Address: ONE ROCKEFELLER PLAZA, 21ST FLOOR, NEW YORK, NY 10020

GAMA GLOBAL INVESTMENTS, LLC

ONE MARKET STREET, SPEAR TOWER. 36TH FLOOR, SAN FRANCISCO, CA 94105

GAR WOOD SECURITIES, LLC

440 S. LASALLE STREET, SUITE 2201, CHICAGO, IL 60605
Mailing Address: 440 S. LASALLE STREET, SUITE 2201, CHICAGO, IL 60605

GARDEN STATE SECURITIES, INC.

1540 HIGHWAY 138, SUITE 303, WALL, NJ 07719
Mailing Address: 1540 HIGHWAY 138, WALL, NJ 07719

GARDNER FINANCIAL SERVICES, INC.

8421 WAYZATA BOULEVARD, SUITE 350, MINNEAPOLIS, MN 55426

GARDNER RICH, L.L.C.

401 S. FINANCIAL PLACE, CHICAGO, IL 60605

GARDNYR MICHAEL CAPITAL, INC.

2281 LEE ROAD, SUITE 105, WINTER PARK, FL 32789

GARP RESEARCH & SECURITIES COMPANY

2800 QUARRY LAKE DRIVE, SUITE 140, BALTIMORE, MD 21209

GARRETT NAGLE & CO., INC.

300 UNICORN PARK DRIVE, WOBURN, MA 01801

GARRY PIERCE FINANCIAL SERVICES,LLP

1929 N. WASHINGTON ST., BISMARCK, ND 58501
Mailing Address: P. O. BOX 7203, BISMARCK, ND 58507-7203

GARTMORE DISTRIBUTION SERVICES, INC.

GARTMORE HOUSE, 8 FENCHURCH PLACE, LONDON, EC3M 4PB UNITED KINGDOM
Mailing Address: ASCENDANT COMPLIANCE MANAGEMENT, INC., BOX 402, 16 CONKLIN STREET, SALISBURY, CT 06068

GARY GOLDBERG & CO., INC.

MONTEBELLO PARK, 75 MONTEBELLO ROAD, SUFFERN, NY 10901

GARY HOCH AGENCY, INC.

2645 ELMWOOD AVE., BUFFALO, NY 14217

GATE US LLC

5 PENN PLAZA, 19 TH FLOOR, NEW YORK, NY 10001
Mailing Address: 5 PENN PLAZA, NEW YORK, NY 10001

GATES CAPITAL CORPORATION

100 PARK AVENUE, 22ND FL., NEW YORK, NY 10017-5516

GATEWAY FINANCIAL AGENCY CORPORATION

HC 79, BOX 640, OXFORD, AR 72565-9500

GB INVESTMENT SECURITIES, INC.

3250 WILSHIRE BLVD, SUITE 1404, LOS ANGELES, CA 90010

GBM INTERNATIONAL, INC.

2700 POST OAK BLVD., SUITE 1110, HOUSTON, TX 77056

GBS FINANCIAL CORP.

558 B STREET, SANTA ROSA, CA 95401-5274

GBS RETIREMENT SERVICES, INC.

TWO PIERCE PLACE, 21ST FLOOR, ITASCA, IL 60143

GCA SAVVIAN ADVISORS, LLC

150 CALIFORNIA STREET, 23RD FLOOR, SAN FRANCISCO, CA 94111

GCMI SECURITIES CORP.

19200 VON KARMAN AVENUE, SUITE 525, IRVINE, CA 92612

GCP SECURITIES, INC.

363 N. SAM HOUSTON PARKWAY #550, HOUSTON, TX 77060-2405
Mailing Address: 363 N. SAM HOUSTON PARKWAY E., SUITE 550, HOUSTON, TX 77060-2405

GDC SECURITIES, LLC

929 KINGS HIGHWAY EAST, FAIRFIELD, CT 06432

GE CAPITAL MARKETS, INC.

201 MERRITT 7, 3RD FLOOR, NORWALK, CT 06851

GE INVESTMENT DISTRIBUTORS, INC

3001 SUMMER STREET, STAMFORD, CT 06904-7900
Mailing Address: 3001 SUMMER STREET, P.O. BOX 7900, STAMFORD, CT 06904-7900

GEARY SECURITIES, INC.

211 NORTH ROBINSON STREET SUITE 200, OKLAHOMA CITY, OK 73102-7101

GEI BROKERAGE, INC.

ONE IBM PLAZA, 330 N. WABASH-STE. 2600, CHICAGO, IL 60611-3608

GELBAND & CO., INC.

750 THIRD AVENUE, 21ST FLOOR, NEW YORK, NY 10017

GELBER SECURITIES, LLC

141 W. JACKSON BLVD. SUITE 2100A, CHICAGO, IL 60604

GEMINI CAPITAL L.L.C.

111 WEST JACKSON BLVD., 20TH FLOOR, CHICAGO, IL 60604

GEMSTONE SECURITIES LLC

19321 US HIGHWAY 19 NORTH, BUILDING C, SUITE 412, CLEARWATER, FL 33764

GENEOS WEALTH MANAGEMENT, INC.

9055 E MINERAL CIRCLE, SUITE 200, CENTENNIAL, CO 80112
Mailing Address: 9055 E MINERAL CIRCLE, SUITE 200, CENTENNIAL, CO 80112

GENERAL SECURITIES CORP

422 E. ARMOUR ROAD, NORTH KANSAS CITY, MO 64116

GENERATIONAL CAPITAL MARKETS INC.

14241 DALLAS PARKWAY, SUITE 610, DALLAS, TX 75254

GENESIS CAPITAL, LLC

3414 PEACHTREE ROAD, NE, SUITE 700, ATLANTA, GA 30326

GENESIS SECURITIES, LLC

50 BROAD ST., NEW YORK, NY 10004
Mailing Address: 50 BROAD ST., SUITE 288, NEW YORK, NY 10004

GENEVE INTERNATIONAL CORPORATION

28712 MIRA VISTA, LAGUNA NIGUEL, CA 92677

GENUITY CAPITAL MARKETS USA CORP.

40 KING STREET WEST, SUITE 4900, TORONTO, ONTARIO, M5H 3Y2 CANADA

GENWORTH FINANCIAL SECURITIES CORPORATION

200 NORTH MARTINGALE ROAD, SEVENTH FLOOR, SCHAUMBURG, IL 60173

GEOFFREY RICHARDS SECURITIES CORP.

7570 S. FEDERAL HWY, SUITE 7, HYPOLUXO, FL 33462

GEORGE K. BAUM & COMPANY

4801 MAIN STREET, SUITE 500, KANSAS CITY, MO 64112

GEORGE MCKELVEY CO., INC.

529 WASHINGTON BLVD, SEA GIRT, NJ 08750-2904
Mailing Address: P.O. BOX 375, SEA GIRT, NJ 08750-2904

GEORGESON SECURITIES CORPORATION

199 WATER STREET 26TH FLOOR, NEW YORK, NY 10038
Mailing Address: 2 NORTH LASALLE STREET, MEZZANINE, CHICAGO, IL 60602

GERARD ASSET MANAGEMENT, LTD.

N87 W16420 APPLETON AVENUE, MENOMONEE FALLS, WI 53051
Mailing Address: N87 W 16420 APPLETON AVENUE, MENOMONEE FALLS, WI 53051

GERBRO SECURITIES, INC.

427 BEDFORD ROAD SUITE 270, PLEASANTVILLE, NY 10570

GERSON, HOROWITZ, GREEN SECURITIES CORP.

250 WEST 57TH STREET, SUITE 2322, NEW YORK, NY 10107

GERWIN GROUP, INC.

1575 E. HILLCREST DRIVE, THOUSAND OAKS, CA 91362
Mailing Address: 1575 E. HILLCREST DRIVE, THOUSAND OAKS, CA 91362

GETCO EXECUTION SERVICES LLC.

141 WEST JACKSON BLVD., STE 210, CHICAGO, IL 60604

GETCO SECURITIES, LLC

141 WEST JACKSON BLVD., STE. 210, CHICAGO, IL 60604

GFA SECURITIES, LLC

100 WILLIAM ST., SUITE 1825, NEW YORK, NY 10038
Mailing Address: 100 WILLIAM ST. SUITE 1825, NEW YORK, NY 10038

GFG SECURITIES, LLC

701 BRICKELL AVENUE, SUITE 1730, MIAMI, FL 33131

GFI SECURITIES LLC

55 WATER STREET, 10TH FLOOR, NEW YORK, NY 10041

GH HASTINGS ASSOCIATES LLC

171 LILY LANE, GREENBANK, WA 98253

GILBERT, DONIGER & CO., INC.

825 THIRD AVENUE, NEW YORK, NY 10022

GILDER GAGNON HOWE & CO. LLC

3 COLUMBUS CIRCLE, NEW YORK, NY 10019

GILFORD SECURITIES INCORPORATED

777 THIRD AVENUE, 17TH FL, NEW YORK, NY 10017

GILL AND ROESER HOLDINGS, INC.

535 FIFTH AVENUE, 35TH FLOOR, NEW YORK, NY 10017

GILL CAPITAL PARTNERS

600 S. CHERRY ST., SUITE 800, DENVER, CO 80246-1710

GILT-EDGED EQUITIES, LLC

60 BROAD STREET, 38TH FL., NEW YORK, NY 10004

GIRARD CAPITAL, LLC

555 CROTON ROAD, SUITE 210, KING OF PRUSSIA, PA 19406

GIRARD PARTNERS LTD.

555 CROTON ROAD, SUITE 210, KING OF PRUSSIA, PA 19406

GIRARD SECURITIES, INC.

9560 WAPLES STREET, SUITE B, SAN DIEGO, CA 92121

GIT INVESTMENT SERVICES, INC.

1700 NORTH MOORE STREET, SUITE M1E, ARLINGTON, VA 22209-1903

GLADOWSKY CAPITAL MANAGEMENT CORP.

18 MANOR ROAD, SMITHTOWN, NY 11787

GLADSTONE SECURITIES, LLC

22 OAK DRIVE, GREENWICH, CT 06878

GLAUCON CAPITAL PARTNERS, L.L.C.

21 CARLTON DRIVE, MOUNT KISCO, NY 10549

GLEACHER PARTNERS LLC

660 MADISON AVE, 19TH FLOOR, NEW YORK, NY 10065

GLEN EAGLE ADVISORS LLC

200 AMERICAN METRO BOULEVARD, SUITE 114, HAMILTON, NJ 08619

GLENDALE SECURITIES, INC.

15233 VENTURA BLVD., SUITE 712, SHERMAN OAKS, CA 91403

GLENWOOD SECURITIES, INC.

11 WALL STREET, EBR 260, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET-34TH FL, NEW YORK, NY 10005

# – A – B – C – D – E – F – G – H – I – J – K – L – M – N – O – P – Q – R – S – T – U – V – W – X – Y – Z

If your broker and/or brokerage firm recommended or sold unsuitable investments to you, contact us for a free consultation. Blum Law Group is a nationally recognized law firm dedicated to representing investors attempt to recover their investments losses.