List of FINRA Members Firms M (Continued) – P

If your broker and/or brokerage firm recommended or sold unsuitable investments to you, contact us for a free consultation. Blum Law Group is a nationally recognized law firm dedicated to representing investors attempt to recover their investments losses.

The Financial Industry Regulatory Authority (“FINRA”), the largest independent regulator of securities brokerage firms doing business in the United States, oversees nearly 4,700 brokerage firms, including the following brokerage, securities and investment firms:

# – A – B – C – D – E – F – G – H – I – J – K – L – M – N – O – P – Q – R – S – T – U – V – W – X – Y – Z

MORAN SECURITIES, INC.

ONE NORTH FRANKLIN SUITE 700, CHICAGO, IL 60606

MORETON BROKERAGE SERVICES, LLC

709 EAST SOUTH TEMPLE, SALT LAKE CITY, UT 84102

MORGAN INVESTMENT MANAGEMENT, INC.

12520 HIGH BLUFF DR STE 360, SAN DIEGO, CA 92130-2041

MORGAN JOSEPH & CO. INC.

600 FIFTH AVENUE, 19TH FLOOR, NEW YORK, NY 10020
Mailing Address: 600 FIFTH AVENUE 19TH FLOOR, NEW YORK, NY 10020

MORGAN KEEGAN & COMPANY, INC.

FIFTY FRONT STREET, MORGAN KEEGAN TOWER, MEMPHIS, TN 38103-9980

MORGAN STANLEY & CO. INCORPORATED

1585 BROADWAY, NEW YORK, NY 10036-8293
Mailing Address: 901 SOUTH BOND STREET, 3RD FLOOR, C/O NORTH AMERICAN REGISTRATION, BALTIMORE, MD 21231

MORGAN STANLEY DISTRIBUTION, INC.

522 FIFTH AVENUE, NEW YORK, NY 10036
Mailing Address: HARBORSIDE PLAZA 2, 2ND FLOOR, JERSEY CITY, NJ 07311

MORGAN STANLEY DISTRIBUTORS INC.

522 FIFTH AVENUE, NEW YORK, NY 10036
Mailing Address: HARBORSIDE PLAZA 2, 2ND FLOOR, JERSEY CITY, NJ 07311

MORGAN STANLEY SMITH BARNEY

2000 WESTCHESTER AVENUE, PURCHASE, NY 10577-2530
Mailing Address: 901 S BOND STREET, 3RD FLOOR, BALTIMORE, MD 21231

MORGAN WILSHIRE SECURITIES, INC.

960 FRANKLIN AVENUE, 2ND FLOOR, GARDEN CITY, NY 11530

MORNINGSTAR INVESTMENT SERVICES, INC.

22 W WASHINGTON ST, 13TH FLOOR, CHICAGO, IL 60602-1605

MORRIS FINANCIAL, INC.

413 AVE G #1, REDONDO BEACH, CA 90277

MORRIS GROUP, INC.

8250 HAVERSTICK, SUITE 250, INDIANAPOLIS, IN 46240

MORRISON INVESTMENTS, INC.

620 W. ROOSEVELT RD, SUITE C2, WHEATON, IL 60187-2306

MORTON CLARKE FU & METCALF, INC.

520 PIKE STREET, SUITE 2250, SEATTLE, WA 98101

MORTON SEIDEL & COMPANY, INC.

8730 WILSHIRE BLVD. SUITE 530, BEVERLY HILLS, CA 90211-2708

MOSAIC CAPITAL SECURITIES, LLC

15165 VENTURA BOULEVARD, SUITE 425, SHERMAN OAKS, CA 91403

MOSAIC FUNDS DISTRIBUTOR, LLC

8777 N GAINEY CENTER DRIVE, SUITE 220, SCOTTSDALE, AZ 85258
Mailing Address: 8777 N GAINEY CENTER DRIVE, SUITE 220, SCOTTSDALE, AZ 85258

MOSS ADAMS CAPITAL LLC

999 THIRD AVENUE, SUITE 2800, SEATTLE, WA 98104-4019

MOSS ADAMS SECURITIES & INSURANCE LLC

999 THIRD AVE STE 2800, SEATTLE, WA 98104

MOUNT YALE SECURITIES, LLC

1125 17TH STREET, SUITE 1400, DENVER, CO 80202
Mailing Address: 8000 NORMAN CENTER DRIVE, SUITE 630, MINNEAPOLIS, MN 55437

MOUNTAIN VIEW SECURITIES, LLC

999 18TH STREET, SUITE 1001, DENVER, CO 80202

MOWELL FINANCIAL GROUP, INC.

407 EAST SIXTH AVENUE, TALLAHASSEE, FL 32303-6312

MPG FINANCIAL, LLC

2140 LAKE PARK BLVD., STE. 204, RICHARDSON, TX 75080

MPI SECURITIES, INC.

101 POOR FARM ROAD, PRINCETON, NJ 08540

MPS GLOBAL SECURITIES, LLC

90 PARK AVENUE, 5TH FLOOR, NEW YORK, NY 10016

MS GLOBAL FINANCE, LLC

500 FIFTH AVENUE, SUITE 3000, NEW YORK, NY 10110

MS SECURITIES SERVICES INC.

1585 BROADWAY, NEW YORK, NY 10036-8293
Mailing Address: NORTH AMERICAN REGISTRATION, 901 SOUTH BOND STREET, 3RD FLOOR, BALTIMORE, MD 21231

MSA SECURITIES, LLC

3110 MAIN STREET, SUITE 300, SANTA MONICA, CA 90405

MSCS FINANCIAL SERVICES, LLC

700 17TH STREET, S300, DENVER, CO 80202

MSF SECURITIES, INC.

6565 AMERICAS PARKWAY N.E., SUITE 611, ALBUQUERQUE, NM 87110

MT RUSHMORE SECURITIES LLC

1703 PADMAVANI LANE, FAIRFIELD, IA 52556

MTG, LLC

250 PARK AVENUE SOUTH, 10TH FLOOR, NEW YORK, NY 10003

MTL EQUITY PRODUCTS, INC.

1200 JORIE BLVD., OAK BROOK, IL 60523-2269

MTS SECURITIES, LLC

623 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10022

MUFSON HOWE HUNTER & PARTNERS LLC

1717 ARCH STREET, 32ND FLOOR, PHILADELPHIA, PA 19103

MULTI-BANK SECURITIES, INC.

24280 WOODWARD AVENUE, PLEASANT RIDGE, MI 48069

MULTI-FINANCIAL SECURITIES CORPORATION

1290 BROADWAY, 14TH FLOOR, DENVER, CO 80203

MULTIPLE FINANCIAL SERVICES, INC.

15615 ALTON PARKWAY, SUITE 450, IRVINE, CA 92618
Mailing Address: P.O. BOX 7447, CAPISTRANO BEACH, CA 92624-7447

MULTITRADE SECURITIES LLC

420 LEXINGTON AVENUE, SUITE 1430, NEW YORK, NY 10170

MUNICIPAL CAPITAL MARKETS GROUP, INC.

4851 LBJ FREEWAY – SUITE 200, DALLAS, TX 75244

MUREX CAPITAL, LLC

2600 DOUGLAS RD., SUITE 1010B, CORAL GABLES, FL 33134

MURIEL SIEBERT & CO., INC.

885 THIRD AVENUE STE 1720, NEW YORK, NY 10022

MURPHY & DURIEU

120 BROADWAY, 17TH FLOOR, NEW YORK, NY 10271
Mailing Address: 120 BROADWAY-17TH FL, NEW YORK, NY 10271

MURRAY SECURITIES, INC.

909 ESE LOOP 323, SUITE 200, TYLER, TX 75701

MUSKET RESEARCH ASSOCIATES INC.

125 CAMRIDGEPARK DRIVE-1ST FLOOR, CAMBRIDGE, MA 02140
Mailing Address: 125 CAMBRIDGEPARK DRIVE-1ST FLOOR, CAMBRIDGE, MA 02140

MUTUAL FUND SPECIALISTS, INC.

1531 ALOMA AVE, WINTER PARK, FL 32789
Mailing Address: P.O. BOX 2767, WINTER PARK, FL 32790-2767

MUTUAL FUNDS ASSOCIATES INC.

1701 CHILI AVE, ROCHESTER, NY 14624

MUTUAL FUNDS INVESTMENT COMPANY

1500 MASSACHUSETTS AVE. NW, WASHINGTON, DC 20005-1895
Mailing Address: 1500 MASSACHUSETTS AVE NW, WASHINGTON, DC 20005-1895

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

320 PARK AVENUE, NEW YORK, NY 10022
Mailing Address: 320 PARK AVENUE, NEW YORK, NY 10022-3869

MUTUAL OF AMERICA SECURITIES CORPORATION

320 PARK AVENUE, NEW YORK, NY 10022
Mailing Address: 320 PARK AVENUE, NEW YORK, NY 10022-3869

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA PLAZA, OMAHA, NE 68175-1020

MUTUAL SECURITIES, INC.

807-A CAMARILLO SPRINGS ROAD, CAMARILLO, CA 93012
Mailing Address: P.O. BOX 2864, CAMARILLO, CA 93011

MUTUAL SERVICE CORPORATION

ONE BEACON STREET, 22ND FLOOR, BOSTON, MA 02108

MUTUAL TRUST CO. OF AMERICA SECURITIES

2963 GULF TO BAY BLVD., SUITE #330, CLEARWATER, FL 33759
Mailing Address: 2963 GULF TO BAY BOULEVARD, SUITE #330, CLEARWATER, FL 33759

MV SECURITIES GROUP, INC.

1001 MCKINNEY, SUITE 1200, HOUSTON, TX 77002

MVISION PRIVATE EQUITY ADVISERS USA LLC

CONNAUGHT HOUSE, 1 – 3 MOUNT STREET, LONDON, W1K3NB UNITED KINGDOM

MVP FINANCIAL, LLC

99 JOHN STREET, #223, NEW YORK, NY 10038

MWA FINANCIAL SERVICES INC.

1701 1ST AVENUE, ROCK ISLAND, IL 61201

MWAM DISTRIBUTORS, LLC

865 S. FIGUEROA ST, SUITE 1800, LOS ANGELES, CA 90017

MYD MARKET, INC

608 5TH AVENUE, SUITE 203, NEW YORK, NY 10020

MYSTOCKFUND SECURITIES, INC.

4711 E FALCON DRIVE, SUITE 221, MESA, AZ 85215
Mailing Address: PO BOX 21566, MESA, AZ 85277

N

N. HAHN & CO., INC.

230 PARK AVENUE, NEW YORK, NY 10169
Mailing Address: P.O. BOX 3230, NEW YORK, NY 10163

N.A. INVESTCORP LLC

280 PARK AVENUE, 38TH FLOOR, NEW YORK, NY 10017

N.B. ZOULLAS SECURITIES, INC.

909 THIRD AVENUE, 29TH FLOOR, NEW YORK, NY 10022

N.E. PRIVATE CLIENT ADVISORS, LTD.

790 NORTH MAIN STREET, PROVIDENCE, RI 02904

N.E.I. ENERGY PARTNERS, INC.

12200 N. STEMMONS FREEWAY – SUITE 207, DALLAS, TX 75234

N.I.S. FINANCIAL SERVICES, INC.

500 EAST 9TH ST., KANSAS CITY, MO 64106
Mailing Address: 500 EAST 9TH STREET, KANSAS CITY, MO 64106

NABSECURITIES, LLC

245 PARK AVE 28TH FL, NEW YORK, NY 10167

NAFA CAPITAL MARKETS, LLC

100 NORTH BROADWAY, SUITE 2550, OKLAHOMA CITY, OK 73102

NANCY BARRON & ASSOCIATES, INC.

150 GRAND BOULEVARD, LEXINGTON, KY 40507

NANES, DELORME CAPITAL MANAGEMENT LLC

400 MADISON AVENUE, SUITE 12C, NEW YORK, NY 10017

NAPLES AIS, INC.

23150 FASHION DRIVE, SUITE 231, ESTERO, FL 33928

NASDAQ EXECUTION SERVICES, LLC

ONE LIBERTY PLAZA, 165 BROADWAY, NEW YORK, NY 10006
Mailing Address: ONE LIBERTY PLAZA, 51ST FLOOR, NEW YORK, NY 10006

NASDAQ OPTIONS SERVICES, LLC

ONE LIBERTY PLAZA, 165 BROADWAY, NEW YORK, NY 10006
Mailing Address: ONE LIBERTY PLAZA, 51ST FLOOR, NEW YORK, NY 10006

NATIONAL ALLIANCE SECURITIES CORPORATION

1605 LBJ FREEWAY, SUITE 710, DALLAS, TX 75234

NATIONAL BANK OF CANADA FINANCIAL INC.

65 EAST 55TH STREET, 34TH FLOOR, NEW YORK, NY 10022
Mailing Address: 65 EAST 55TH STREET, 31ST FLOOR, NEW YORK, NY 10022

NATIONAL FINANCIAL SERVICES LLC

200 SEAPORT BOULEVARD, BOSTON, MA 02110
Mailing Address: 200 LIBERTY STREET, MAIL ZONE NY4A, NEW YORK, NY 10281

NATIONAL PENSION & GROUP CONSULTANTS, INC

3130 BROADWAY, KANSAS CITY, MO 64111-2406

NATIONAL PLANNING CORPORATION

401 WILSHIRE BLVD.-STE. 1100, SANTA MONICA, CA 90401

NATIONAL SECURITIES CORPORATION

1001 FOURTH AVENUE, SUITE 2200, SEATTLE, WA 98154-1100

NATIONS FINANCIAL GROUP, INC.

4000 RIVER RIDGE DR NE, CEDAR RAPIDS, IA 52402

NATIONWIDE FUND DISTRIBUTORS LLC

1000 CONTINTENTAL DRIVE, SUITE 400, KING OF PRUSSIA, PA 19406

NATIONWIDE INVESTMENT SERVICES CORPORATION

ONE NATIONWIDE PLAZA, 1-33-401, COLUMBUS, OH 43215

NATIONWIDE PLANNING ASSOCIATES INC.

PLAZA II, 117 WEST CENTURY ROAD, SUITE 150, PARAMUS, NJ 07652

NATIONWIDE SECURITIES, LLC

5100 RINGS ROAD, MAIL CODE: RR1-05-D6, DUBLIN, OH 43017
Mailing Address: ONE NATIONWIDE PLAZA, MAIL CODE: 01-33-401, COLUMBUS, OH 43215

NATIXIS BLEICHROEDER LLC

1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105-4300

NATIXIS DISTRIBUTORS, L.P.

399 BOYLSTON STREET, BOSTON, MA 02116-9848

NATIXIS SECURITIES NORTH AMERICA INC.

9 W. 57TH STREET, 36TH FLOOR, NEW YORK, NY 10019

NATSOURCE SECURITIES LLC

100 WILLIAM ST., SUITE 2005, NEW YORK, NY 10038

NAVAID FINANCIAL SERVICES, INC.

1522 LOCUST ST., FL. 2, PHILADELPHIA, PA 19102

NAVIDAR GROUP LLC

350 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY 10017

NAVIGANT CAPITAL ADVISORS, LLC

30 S. WACKER ST., SUITE 3100, CHICAGO, IL 60606
Mailing Address: 30 S. WACKER, SUITE 3200, CHICAGO, IL 60606

NAVIGATE ADVISORS

ONE STAMFORD LANDING, 62 SOUTHFIELD AVENUE, SUITE 111, STAMFORD, CT 06902
Mailing Address: ONE STAMFORD LANDING, 62 SOUTHFIELD AVENUE, SUITE 114, STAMFORD, CT 06902

NAVIGATOR FINANCIAL CORPORATION

101 WESTCOTT STREET, SUITE 604, HOUSTON, TX 77007

NAVY FEDERAL BROKERAGE SERVICES, LLC

12851 WORLDGATE DRIVE, HERNDON, VA 20170
Mailing Address: P.O. BOX 866, MERRIFIELD, VA 22116

NBC SECURITIES, INC.

1927 1ST AVENUE NORTH, BIRMINGHAM, AL 35203-0686
Mailing Address: POST OFFICE BOX 10686, BIRMINGHAM, AL 35202-0686

NBF SECURITIES (USA) CORP.

1155 METCALFE STREET, MONTREAL, H3B 4S9 CANADA
Mailing Address: EXCHANGE TOWER, 130 KING ST W. STE. 3200, P. O. BOX 21, TORONTO M5X 1J9, M5X 1J9 CANADA

NC SECURITIES, LLC

3 BETHESDA METRO CENTER, SUITE 500, BETHESDA, MD 20814

NCB SECURITIES, LLC

330 MADISON AVENUE, 6TH FLOOR, NEW YORK, NY 10017

NDX TRADING, INC.

900 LONG LAKE ROAD, SUITE 101, NEW BRIGHTON, MN 55112

NEAR EARTH, LLC

945 WEST ROAD, NEW CANAAN, CT 06840

NEEDHAM & COMPANY, LLC

445 PARK AVENUE, NEW YORK, NY 10022-2602

NEIDIGER, TUCKER, BRUNER, INC.

1331 17TH ST, SUITE 400, DENVER, CO 80202

NELKIN CAPITAL MANAGEMENT, INC.

111 GREAT NECK ROAD, SUITE 304, GREAT NECK, NY 11021

NELNET CAPITAL LLC

6811 SOUTH 27TH STREET, LINCOLN, NE 68512
Mailing Address: P.O. BOX 82618, LINCOLN, NE 68501

NELSON CAPITAL COMPANY

500 PINE STREET, SUITE 8, JAMESTOWN, NY 14701
Mailing Address: 90 HOWARD STREET, JAMESTOWN, NY 14701

NELSON IVEST BROKERAGE SERVICES, INC.

423 COUNTRY CLUB DRIVE, WINTER PARK, FL 32789-2968

NELSON SECURITIES,INC.

601 W. MAIN AVENUE, SUITE 1118, SPOKANE, WA 99201

NELSONREID, INC.

14420 W. SYLVANFIELD DR., SUITE 120, HOUSTON, TX 77014
Mailing Address: 14420 W. SYLVANFIELD DR., SUITE 120, HOUSTON, TX 77014

NEONET SECURITIES, INC.

111 TOWN SQUARE PLACE, SUITE 317, JERSEY CITY, NJ 07310

NESTLERODE & LOY, INC.

430 WEST IRVIN AVENUE, STATE COLLEGE, PA 16801-4642
Mailing Address: P.O. BOX 343, STATE COLLEGE, PA 16804-0343

NETHERLAND SECURITIES, INC.

12720 HILLCREST ROAD STE 900, DALLAS, TX 75230

NETWORK 1 FINANCIAL SECURITIES INC.

THE GALLERIA PENTHOUSE, 2 BRIDGE AVENUE BLDG 2, RED BANK, NJ 07701

NEUBERGER BERMAN LLC

605 THIRD AVENUE, NEW YORK, NY 10158-3698

NEUBERGER BERMAN MANAGEMENT LLC

605 THIRD AVENUE, NEW YORK, NY 10158-0180

NEW CENTURY CAPITAL PARTNERS, INC.

1510 11TH STREET, SUITE 206, SANTA MONICA, CA 90401

NEW COVENANT FUNDS DISTRIBUTOR, INC.

200 EAST TWELFTH STREET, JEFFERSONVILLE, IN 47130

NEW ENGLAND SECURITIES

1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
Mailing Address: C/O METLIFE SECURITIES, INC., 1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

NEW HARBOR CAPITAL INC

546 FIFTH AVENUE – 23RD FLOOR, NEW YORK, NY 10036

NEW HORIZONS ASSET MANAGEMENT GROUP, LLC

11 RACQUET ROAD, NEWBURGH, NY 12550
Mailing Address: P.O. BOX 10009, NEWBURGH, NY 12552

NEW INVESTOR WORLD INCORPORATED

6210 CAMPBELL ROAD, SUITE 128, DALLAS, TX 75248

NEWALLIANCE INVESTMENTS, INC.

195 CHURCH STREET, 7TH FLOOR, NEW HAVEN, CT 06510

NEWBRIDGE SECURITIES CORPORATION

1451 CYPRESS CREEK ROAD, SUITE 204, FT. LAUDERDALE, FL 33309
Mailing Address: 1451 CYPRESS CREEK ROAD, SUITE 204, FT. LAUDERDALE, FL 33309

NEWBURY PIRET & CO.

200 STATE STREET, 12TH FLOOR, BOSTON, MA 02109

NEWBURY STREET CAPITAL LIMITED PARTNERSHIP

372 WASHINGTON STREET, WELLESLEY, MA 02481

NEWCAP PARTNERS, INC.

5777 W. CENTURY BLVD., SUITE 1135, LOS ANGELES, CA 90045

NEWCASTLE DISTRIBUTORS LLC

127 WOODHAVEN DRIVE, AVON, CT 06001-2432

NEWCOMB AND COMPANY

TWO MILL ROAD, HANCOCK, NH 03449-5403

NEWCOURT SECURITIES, LTD

23 WARING RD, POUND RIDGE, NY 10576

NEWEDGE USA, LLC

550 W. JACKSON, SUITE 500, CHICAGO, IL 60661

NEWFORTH PARTNERS, LLC

950 TOWER LANE, SUITE 1950, FOSTER CITY, CA 94404

NEWOAK CAPITAL MARKETS LLC

485 LEXINGTON AVE., 25TH FL., NEW YORK, NY 10017

NEWPORT CAPITAL, INC

360 THAMES STREET, SUITE 200, NEWPORT, RI 02840

NEWPORT COAST SECURITIES, INC.

18872 MACARTHUR BLVD., SUITE 100, IRVINE, CA 92612

NEWPORT GROUP SECURITIES, INC.

300 INTERNATIONAL PARKWAY STE 270, SUITE 270, HEATHROW, FL 32746-5035

NEWPORT SECURITIES CORPORATION

40853 BUCHAREST LANE, TEMECULA, CA 92591

NEWPORTX.COM

18004 SKY PARK CR, SUITE 140, IRVINE, CA 92614

NEXBANK SECURITIES INC

13455 NOEL ROAD, SUITE 1710, DALLAS, TX 75240

NEXGEN CAPITAL ADVISORS, LLC

TWO FIRST NATIONAL PLAZA, 20 SOUTH CLARK STREET, SUITE 2650, CHICAGO, IL 60603

NEXITY FINANCIAL SERVICES, INC.

5821 FAIRVIEW ROAD, SUITE 110, CHARLOTTE, NC 28209
Mailing Address: 5821 FAIRVIEW ROAD, SUITE 110, CHARLOTTE, NC 28209

NEXT FINANCIAL GROUP, INC.

2500 WILCREST DRIVE, SUITE 620, HOUSTON, TX 77042

NEXTREND SECURITIES, INC.

5200 KELLER SPRINGS RD., #812, DALLAS, TX 75248
Mailing Address: P.O. BOX 1755, ADDISON, TX 75001-1755

NFP SECURITIES, INC.

1250 CAPITAL OF TEXAS HWY S. #2-125, AUSTIN, TX 78746

NGAS SECURITIES, INC.

120 PROSPEROUS PLACE, SUITE 105, LEXINGTON, KY 40509
Mailing Address: 120 PROSPEROUS PLACE, SUITE 201, LEXINGTON, KY 40509

NGC FINANCIAL, LLC

2444 FRANCIS LEWIS BLVD, WHITESTONE, NY 11357

NI ADVISORS

5858 HORTON STREET, SUITE 190, EMERYVILLE, CA 94608
Mailing Address: 5858 HORTON STREET, SUITE 190, EMERYVILLE, CA 94608

NIA SECURITIES, L.L.C.

66 ROUTE 17, PARAMUS, NJ 07652

NIAGARA INTERNATIONAL CAPITAL LIMITED

8940 MAIN STREET, CLARENCE, NY 14031

NICOL INVESTORS CORPORATION

1 EXECUTIVE PARK, GRANITE CITY, IL 62040-0907
Mailing Address: 1 EXECUTIVE PARK, P.O. BOX 907, GRANITE CITY, IL 62040-0907

NIGHTHAWK PARTNERS INC.

120 SYLVAN AVENUE, ENGLEWOOD CLIFFS, NJ 07632

NIKOH SECURITIES CORPORATION

1650 LAKE COOK ROAD, SUITE 140, DEERFIELD, IL 60015

NILE CAPITAL, LLC

275 GROVE STREET, SUITE 2-400, NEWTON, MA 02466

NIPHIX INVESTMENTS INC.

4507 N. STERLING AVE. SUITE 201, PEORIA, IL 61615
Mailing Address: 4507 N. STERLING AVE SUITE 201, PEORIA, IL 61615

NOBLE INTERNATIONAL INVESTMENTS, INC.

6501 CONGRESS AVENUE, SUITE 100, BOCA RATON, FL 33487

NOBLES & RICHARDS, INC.

801 EAST PLANO PARKWAY, SUITE 220, PLANO, TX 75074

NOBLETRADING.COM, INC.

148 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10016

NOESIS CAPITAL CORP.

1801 CLINT MOORE ROAD, SUITE 100, BOCA RATON, FL 33487

NOLAN SECURITIES CORP.

535 MAIN ROAD, MONTEREY, MA 01245

NOLLENBERGER CAPITAL PARTNERS INC.

101 CALIFORNIA STREET, #3100, SAN FRANCISCO, CA 94111
Mailing Address: 101 CALIFORNIA STREET #3150, SAN FRANCISCO, CA 94111

NOMURA SECURITIES INTERNATIONAL, INC.

2 WORLD FINANCIAL CTR-BLDG B, NEW YORK, NY 10281-1198
Mailing Address: 2 WORLD FINANCIAL CTR-BLDG. B, NEW YORK, NY 10281-1198

NOMURA SECURITIES NORTH AMERICA, LLC

2 WORLD FINANCIAL CENTER, BUILDING B, NEW YORK, NY 10281

NORDBERG CAPITAL INC.

641 LEXINGTON AVENUE, NEW YORK, NY 10022

NORFOLK MARKETS, LLC

157 CHURCH STREET, CONNECTICUT FINANCIAL CENTER, 20TH FLOOR, NEW HAVEN, CT 06510

NORTH ATLANTIC SECURITIES, L.L.C.

16 MIDDLE STREET, SACO, ME 04072

NORTH BRIDGE CAPITAL, LLC

45 SCHOOL STREET, 1ST FLOOR, BOSTON, MA 02108

NORTH GLOBAL SECURITIES, INC.

4667 MACARTHUR BLVD., SUITE 220, NEWPORT BEACH, CA 92660

NORTH NASSAU ADVISORS, LLC

485 UNDERHILL BLVD,, SUITE 103, SYOSSET, NY 11791

NORTH POINT ADVISORS, LLC

580 CALIFORNIA STREET, SUITE 2000, SAN FRANCISCO, CA 94105

NORTH RIDGE SECURITIES CORP.

1895 WALT WHITMAN RD, MELVILLE, NY 11747-3031

NORTH SEA SECURITIES L.P.

350 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY 10017

NORTH SOUTH CAPITAL, LLC

200 W. ADAMS, STE 2230, CHICAGO, IL 60606

NORTH STAR INVESTMENT SERVICES, INC.

20 NORTH WACKER DRIVE, SUITE 1416, CHICAGO, IL 60606

NORTH WOODWARD FINANCIAL CORP.

690 EAST MAPLE, BIRMINGHAM, MI 48009

NORTHBRIDGE FINANCIAL SERVICES

3650 WEST LIBERTY, ANN ARBOR, MI 48103

NORTHCOAST RESEARCH PARTNERS, LLC

1001 LAKESIDE AVENUE, 15TH FLOOR, CLEVELAND, OH 44114

NORTHEAST CAPITAL MARKETS CORP.

80 STATE ST 9TH FL, ALBANY, NY 12207
Mailing Address: 80 STATE STREET 9TH FL, ALBANY, NY 12207

NORTHEAST SECURITIES, INC.

333 EARLE OVINGTON BLVD, 7TH FLOOR, MITCHELFIELD, NY 11553

NORTHERN CAPITAL SECURITIES CORPORATION

300 BRICKSTONE SQUARE, 10TH FLOOR, ANDOVER, MA 01810-1435

NORTHERN FUNDS DISTRIBUTORS, LLC

THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

NORTHERN LIGHTS DISTRIBUTORS, LLC

4005 SOUTH 148TH STREET, OMAHA, NE 68137
Mailing Address: 4020 SOUTH 147TH STREET, OMAHA, NE 68137

NORTHERN SECURITIES, INC.

3003 HAMEL ROAD, MEDINA, MN 55340-0275
Mailing Address: P.O. BOX 275, MEDINA, MN 55340-0275

NORTHERN TRUST SECURITIES, INC.

50 SOUTH LASALLE STREET, CHICAGO, IL 60603

NORTHGATE SECURITIES INC.

14505 TORREY CHASE, #410, HOUSTON, TX 77014

NORTHLAND SECURITIES, INC.

45 SOUTH 7TH STREET, 20TH FLOOR, MINNEAPOLIS, MN 55402

NORTHPOINT TRADING PARTNERS, LLC

11175 CICERO DRIVE, 200 MILTON PARK, SUITE 575, ALPHARETTA, GA 30022

NORTHSTAR FINANCIAL PARTNERS, INC.

2150 BUTTERFIELD DR., SUITE 220, TROY, MI 48084

NORTHWATER CAPITAL MARKETS, LLC

233 SOUTH WACKER DRIVE, SUITE 9800, SEARS TOWER, CHICAGO, IL 60606
Mailing Address: 233 SOUTH WACKER DRIVE, SUITE # 9800, SEARS TOWER, CHICAGO, IL 60606

NORTHWEST FINANCIAL GROUP

200 SPRING STREET, SUITE 120, HERNDON, VA 20170

NORTHWEST INVESTMENT ADVISORS, INC.

9 S WASHINGTON ST STE 210, SPOKANE, WA 99201

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

611 EAST WISCONSIN AVE., MILWAUKEE, WI 53202-4797
Mailing Address: 611 EAST WISCONSIN AVENUE, MILWAUKEE, WI 53202-4797

NORTHWINDS ADVISORS LLC

205 NORTH MICHIGAN AVENUE, SUITE 4310, CHICAGO, IL 60601

NOVA CAPITAL MARKETS, LLC

100 FRONT STREET, STE. 999, WEST CONSHOHOCKEN, PA 19428

NPA FINANCIAL SERVICES, INC.

PLAZA II, 117 WEST CENTURY ROAD, SUITE 150, PARAMUS, NJ 07652

NPB FINANCIAL GROUP, LLC

3500 W. OLIVE AVENUE, THIRD FLOOR, BURBANK, CA 91505

NRF CAPITAL MARKETS, LLC

9780 MOUNT PYRAMID COURT, SUITE 400, ENGLEWOOD, CO 80112

NRP FINANCIAL, INC.

677 N MAIN STREET, BRYAN, OH 43506
Mailing Address: P.O. BOX 998, BRYAN, OH 43506

NSM SECURITIES, INC.

1655 PALM BEACH LAKES BLVD., #808, WEST PALM BEACH, FL 33401

NSX SECURITIES LLC

440 SOUTH LASALLE STREET, 26TH FLOOR, CHICAGO, IL 60605

NUMIS SECURITIES INC.

275 MADISON AVENUE, 40TH FLOOR, NEW YORK, NY 10016

NUNAMI SERVICES, LLC.

1512 LARIMER ST SUITE 200, DENVER, CO 80202

NUTMEG SECURITIES, LLC

257 RIVERSIDE AVE., 1ST FLOOR, WESTPORT, CT 06880
Mailing Address: 257 RIVERSIDE AVE, 1ST FLOOR, WESTPORT, CT 06880

NUVEEN INVESTMENTS, LLC

333 WEST WACKER DRIVE, CHICAGO, IL 60606-1286

NW ADVISORS LLC

ONE ROCKEFELLER PLAZA, SUITE 1505, NEW YORK, NY 10020

NW CAPITAL MARKETS INC.

10 EXCHANGE PLACE – 17TH FLOOR, JERSEY CITY, NJ 07302

NWT FINANCIAL GROUP, LLC

275 1ST PLACE NW, ISSAQUAH, WA 98027

NYFIX SECURITIES CORPORATION

100 WALL STREET, NEW YORK, NY 10005

NYLIFE DISTRIBUTORS LLC

169 LACKAWANNA AVENUE, THIRD FLOOR, COMPLIANCE, PARSIPPANY, NJ 07054
Mailing Address: 169 LACKAWANNA AVENUE, PARSIPPANY, NJ 07054

NYLIFE SECURITIES LLC

51 MADISON AVE., ROOM 713, NEW YORK, NY 10010
Mailing Address: 51 MADISON AVENUE, ROOM 713, NEW YORK, NY 10010

NYPPEX, LLC

55 OLD FIELD POINT ROAD, GREENWICH, CT 06830
Mailing Address: 55 OLD FIELD POINT ROAD, GREENWICH, CT 06830

O

O & G SECURITIES, INC.

1204 W. UNIVERSITY, SUITE 400, DENTON, TX 76201
Mailing Address: 2000 SOUTH STEMMONS FREEWAY, SUITE 200, LAKE DALLAS, TX 75065

O’BRIEN & SHEPARD, INC.

75 MONTGOMERY STREET, SUITE 602, JERSEY CITY, NJ 07302

O’CONNOR & COMPANY SECURITIES INC.

620 NEWPORT CENTER DRIVE, SUITE 1100, NEWPORT BEACH, CA 92660

O’NEIL SECURITIES, INCORPORATED

12655 BEATRICE STREET, SUITE 2B, LOS ANGELES, CA 90066

O’TOOLE INSURANCE & SECURITIES

14-30 COLLEGE POINT BLVD, COLLEGE POINT, NY 11356

OAK GROVE INVESTMENT SERVICES, INC.

207 SOUTH WALNUT STREET, ROCHESTER, IL 62563

OAK HILLS SECURITIES, INC.

13905 QUAIL POINTE DRIVE, SUITE A, OKLAHOMA CITY, OK 73134

OAK RIVER INVESTMENTS, INC.

334 BEECHWOOD RD., SUITE 304, FORT MITCHELL, KY 41017

OAK TREE SECURITIES, INC.

1576 SECOND STREET, SUITE F, LIVERMORE, CA 94550

OAKBROOK INVESTMENT BROKERS, INC.

300 S MONTEREY AVE, VILLA PARK, IL 60181
Mailing Address: 300 S MONTEREY AVE., VILLA PARK, IL 60181

OAKPOINT ADVISORS LLC

320 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10022

OBERON SECURITIES, LLC

1412 BROADWAY, 23RD FLOOR, NEW YORK, NY 10018

OBERWEIS SECURITIES, INC.

3333 WARRENVILLE ROAD, SUITE 500, LISLE, IL 60532

OBEX SECURITIES LLC

1865 PALMER AVENUE, SUITE 208, LARCHMONT, NY 10538

OBJECTIVE EQUITY, LLC

380 BRETANO WAY, GREENBRAE, CA 94904

OBS BROKERAGE SERVICES, INC.

10200 WATERVILLE ST., WHITEHOUSE, OH 43571

OBSIDIAN FINANCIAL GROUP, LLC

1000 WOODBURY ROAD SUITE 110, WOODBURY, NY 11797

OC SECURITIES, INC.

22672 LAMBERT STREET SUITE 602, LAKE FOREST, CA 92630
Mailing Address: 22672 LAMBERT STREET SUITE 602, LAKE FOREST, CA 92630

OCEANCROSS CAPITAL, LLC

58 ROSE AVENUE, GREAT NECK, NY 11021

OCEANUS SECURITIES, LLC

17 BATTERY PLACE, SUITE 723, NEW YORK, NY 10004

OCM INVESTMENTS, LLC

333 SOUTH GRAND AVENUE (28TH FLOOR), LOS ANGELES, CA 90071

OCNAYR

2200 SOUTH OCEAN LANE, #2004, FT. LAUDERDALE, FL 33316

OCTAGON AMERICA LIMITED

181 UNIVERSITY AVENUE, SUITE 400, TORONTO,ONTARIO, M4K3M8 CANADA

OCTAVUS LLC

37 WATER ST, EXCELSIOR, MN 55331

ODD LOT BONDS, INC

18851 N.E. 29 AVE., SUITE 721, AVENTURA, FL 33180

ODDO SECURITIES CORPORATION

150 EAST 52ND STREET, 9TH FLOOR, NEW YORK, NY 10022

ODEON CAPITAL GROUP LLC

750 LEXINGTON AVENUE, 26TH FL., NEW YORK, NY 10022

OEM CAPITAL CORP.

2507 POST ROAD, SOUTHPORT, CT 06890

OES BROKERAGE SERVICES, LLC

744 BROAD STREET, 23RD FLOOR, NEWARK, NJ 07102

OFFUTT SECURITIES, INC.

3515 BUTLER ROAD, GLYNDON, MD 21071
Mailing Address: P.O. BOX 559, COCKEYSVILLE, MD 21030

OFG FINANCIAL SERVICES, INC.

TOWNSITE PLAZA #2, SUITE # 105, 120 SE 6TH AVENUE, TOPEKA, KS 66603-3515

OGDENBURR PARTNERS LLC

3129 BURR STREET, FAIRFIELD, CT 06824

OGILVIE SECURITY ADVISORS CORPORATION

71 S WACKER, SUITE 3025, CHICAGO, IL 60606

OHANESIAN / LECOURS, INC.

433 SOUTH MAIN STREET, SUITE 104, WEST HARTFORD, CT 06110-9944

OHIO NATIONAL EQUITIES, INC.

ONE FINANCIAL WAY, CINCINNATI, OH 45242
Mailing Address: P.O. BOX 371, CINCINNATI, OH 45201-0371

OIEN SECURITIES, INC.

127 TORRANCE BLVD STE 101, REDONDO BEACH, CA 90277

OKOBOJI FINANCIAL SERVICES, INC.

1019 HIGHWAY 71 SOUTH, OKOBOJI, IA 51355-0259
Mailing Address: P. O. BOX 259, OKOBOJI, IA 51355-0259

OLD GREENWICH PARTNERS, LLC

1456 CLASSIC OAK COURT, JACKSONVILLE, FL 32225
Mailing Address: PO BOX 351419, JACKSONVILLE, FL 32235

OLD MUTUAL FINANCIAL NETWORK SECURITIES, INC.

1001 FLEET STREET, 6TH FLOOR, BALTIMORE, MD 21202
Mailing Address: 1001 FLEET STREET, 6TH FLOOR ATTN: ANGELA HOLLAND, BALTIMORE, MD 21202

OLD MUTUAL INVESTMENT PARTNERS

200 CLARENDON STREET, 53RD FLOOR, BOSTON, MA 02116

OLDS SECURITIES CORPORATION

50 WEST LIBERTY STREET, SUITE 1080, RENO, NV 89501

OLEET SECURITIES, LLC

125 COLLEGE STREET, 3RD FLOOR, BURLINGTON, VT 05401

OLMSTED & MULHALL, INC.

100 WEST CROSSTOWN PARKWAY, KALAMAZOO, MI 49001-2791
Mailing Address: 100 WEST CROSSTOWN PKWY., KALAMAZOO, MI 49001-2791

OLSEN SECURITIES CORP.

10 CHIUSA LANE, CORTLANDT MANOR, NY 10567

OLSTEIN CAPITAL MANAGEMENT, L.P.

4 MANHATTANVILLE ROAD, PURCHASE, NY 10577-2119
Mailing Address: 4 MANHATTANVILLE ROAD, PURCHASE, NY 10577

OLYMPIA ASSET MANAGEMENT,LTD.

888 7TH AVENUE / 17TH FLOOR, NEW YORK, NY 10019

OLYMPUS SECURITIES, LLC

170 CHANGEBRIDGE RD., SUITE B1, MONTVILLE, NJ 07045

OMEGA SECURITIES, INC.

309 W. 7TH STREET, STE 900, FORT WORTH, TX 76102-6996
Mailing Address: 309 W. 7TH ST-STE. 900, FORT WORTH, TX 76102-6996

OMNI BROKERAGE, INC.

150 W. CIVIC CENTER DRIVE, SUITE 103, SANDY, UT 84070

OMNI FINANCIAL SECURITIES, INC.

6530 SINGLETREE DRIVE, COLUMBUS, OH 43229

OMNICAP, LLC

415 MADISON AVE, 7TH FLOOR, NEW YORK, NY 10017

OMNIVEST, INC.

8801 E. HAMPDEN AVE. #202, DENVER, CO 80231

ONEAMERICA SECURITIES, INC.

433 NORTH CAPITOL AVE, THIRD FLOOR, INDIANAPOLIS, IN 46204-1984
Mailing Address: 433 NORTH CAPITOL AVE, P.O. BOX 1984, INDIANAPOLIS, IN 46204-1984

ONESHARE INVESTMENTS, LLC

3450 3RD STREET, #1D THIRD FLOOR, SAN FRANCISCO, CA 94124
Mailing Address: 3450 3RD STREET, #1D THIRD FLOOR, SAN FRANCISCO, CA 94124

ONYX PARTNERS, INCORPORATED

9901 COVINGTON CROSS DRIVE #190, LAS VEGAS, NV 89144

OPL SECURITIES, LLC

52 THOMAS STREET, PH D, NEW YORK, NY 10013
Mailing Address: 28808 CLIFFSIDE DRIVE, MALIBU, CA 90265

OPPENHEIMER & CLOSE, INC.

119 WEST 57TH STREET, SUITE 1515, NEW YORK, NY 10019

OPPENHEIMER & CO. INC.

125 BROAD STREET, 16TH FLOOR, NEW YORK, NY 10004
Mailing Address: 125 BROAD STREET, 16TH FLOOR, NY, NY 10004

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

2 WORLD FINANCIAL CENTER, 225 LIBERTY STREET – 11TH FLOOR, NEW YORK, NY 10281-1008
Mailing Address: 6803 SOUTH TUCSON WAY, CENTENNIAL, CO 80112

OPTIMAL INVESTMENT CORPORATION

5 GREAT VALLEY PARKWAY, SUITE 323, MALVERN, PA 19355
Mailing Address: 5 GREAT VALLEY PARKWAY, SUITE 318, MALVERN, PA 19355

OPTIONSHOUSE, LLC

303 E. WACKER DRIVE, SUITE 700, CHICAGO, IL 60601

OPTIONSXPRESS, INC.

311 WEST MONROE ST., SUITE 1000, CHICAGO, IL 60606-4661

OPTIONVUE SECURITIES CORP.

950 TECHNOLOGY WAY, SUITE 125, LIBERTYVILLE, IL 60048

OPTSECURITIES, LLC

200 S. COLLEGE ST., 16TH FLOOR, CHARLOTTE, NC 28202

ORACLE CAPITAL SECURITIES, LLC

1985 E. RIVER ROAD, STE. 111, TUCSON, AZ 85718

ORCHARD SECURITIES, LLC

150 W CIVIC CENTER DRIVE #104, SANDY, UT 84070
Mailing Address: 150 W CIVIC CENTER DRIVE #104, SALT LAKE CITY, UT 84070

ORIENTAL FINANCIAL SERVICES CORP.

997 SAN ROBERTO STREET, ORIENTAL GROUP TOWER 9TH FLOOR, SAN JUAN, PR 00926
Mailing Address: P.O. BOX 195119, SAN JUAN, PR 00919-5119

ORION TRADING, LLC

8615 COMMODITY CIRCLE, SUITE 3, ORLANDO, FL 32819

OSCAR GRUSS & SON, INCORPORATED

292 MADISON AVENUE, NEW YORK, NY 10017

OSHIMA & ASSOCIATES

21 MERCHANTS ROW, 5TH FLOOR, BOSTON, MA 02109

OSPREY PARTNERS LLC

50 RIVERSIDE AVENUE, WESTPORT, CT 06880

OTA LLC

ONE MANHATTANVILLE ROAD, PURCHASE, NY 10577

OTR GLOBAL TRADING LLC

1 MANHATTANVILLE ROAD, PURCHASE, NY 10577
Mailing Address: 1 MANHATTANVILLE ROAD, PURCHASE, NY 10577

OUNAVARRA CAPITAL LLC

410 PARK AVENUE, SUITE 510, NEW YORK, NY 10022

OWENS SECURITIES CORP.

2221 OLYMPIC BLVD., WALNUT CREEK, CA 94595
Mailing Address: 2221 OLYMPIC BLVD, WALNUT CREEK, CA 94595

OXBRIDGE, LLC

420 LEXINGTON AVENUE, SUITE 1425, NEW YORK, NY 10170
Mailing Address: 420 LEXINGTON AVENUE, SUITE 1425, NEW YORK, NY 10170

P

P & A FINANCIAL SECURITIES, INC.

17 COURT STREET SUITE 500, BUFFALO, NY 14202-3294

P & M CORPORATE FINANCE, LLC

26300 NORTHWESTERN HIGHWAY, SUITE 120, SOUTHFIELD, MI 48076
Mailing Address: P.O. BOX 442, SOUTHFIELD, MI 48037-0442

P G BOOLE, LLC

18 NORTH MAIN STREET, SUITE 115, SHERBORN, MA 01770
Mailing Address: 30 PEDERZINI DRIVE, MEDFIELD, MA 02052

P. A. N. SECURITIES, LP

233 BROADWAY, 24TH FLOOR, NEW YORK, NY 10279

P. R. HERZIG & CO. INC.

1 EXPRESSWAY PLAZA, SUITE 200, ROSLYN HEIGHTS, NY 11577

P.J. ROBB VARIABLE CORPORATION

4250 CRUMS MILL ROAD, HARRISBURG, PA 17112

P.R. GILBOY & ASSOCIATES, INC.

11006 RUSHMORE DRIVE, SUITE 110, CHARLOTTE, NC 28277

PACCO CAPITAL SOLUTIONS, LLC

1821 56TH AVENUE, GREELEY, CO 80634

PACE CAPITAL CORP.

950 THIRD AVENUE, NEW YORK, NY 10022

PACE FINANCIAL SERVICES, LLC

4401 FAIR LAKES COURT, FAIRFAX, VA 22033-3848
Mailing Address: 4401 FAIR LAKES COURT, FAIFAX, VA 22033-3848

PACER FINANCIAL, INC.

16 INDUSTRIAL BLVD, SUITE 201, PAOLI, PA 19301

PACES BATTLE GROUP, INC.

4414 PACES BATTLE, ATLANTA, GA 30327

PACIFIC ADVISORY GROUP OF AMERICA, LLC

444 SOUTH FLOWER ST SUITE 2350, LOS ANGELES, CA 90071

PACIFIC AMERICAN SECURITIES, LLC

9191 TOWNE CENTRE DRIVE, SUITE 406, SAN DIEGO, CA 92122

PACIFIC COMMONWEALTH CORPORATION

1100 MAR WEST STREET STE E, TIBURON, CA 94920-1861
Mailing Address: 1100 MAR WEST ST.-STE E, TIBURON, CA 94920

PACIFIC CORNERSTONE CAPITAL INCORPORATED

1920 MAIN ST., SUITE 400, IRVINE, CA 92614

PACIFIC CREST SECURITIES LLC

111 SW 5TH AVENUE 42ND FLOOR, PORTLAND, OR 97204-3600

PACIFIC FINANCIAL ASSOCIATES, INC.

30240 RANCHO VIEJO RD STE A, SAN JUAN CAPISTRANO, CA 92675-1515

PACIFIC GLOBAL FUND DISTRIBUTORS, INC.

101 N. BRAND BLVD., SUITE 1950, GLENDALE, CA 91203

PACIFIC INVESTMENT SECURITIES CORP.

311 AVENUE “B”, SUITE “G”, LAKE OSWEGO, OR 97034-3055
Mailing Address: 311 AVENUE B, SUITE G, LAKE OSWEGO, OR 97034-3055

PACIFIC PEARL GROUP

80 S. LAKE AVENUE, SUITE 702, PASADENA, CA 91101-2638

PACIFIC POINT SECURITIES, LLC

2300 E. KATELLA, SUITE 275, ANAHEIM, CA 92806-6047

PACIFIC SELECT DISTRIBUTORS, INC.

700 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA 92660-6397

PACIFIC SUMMIT SECURITIES

6 VENTURE, SUITE 100, IRVINE, CA 92618

PACIFIC WEST SECURITIES, INC.

555 S. RENTON VILLAGE PL, SUITE 700, RENTON, WA 98057
Mailing Address: P.O. BOX 860, RENTON, WA 98057-0860

PACKERLAND BROKERAGE SERVICES, INC.

432 SECURITY BLVD., SUITE 101, GREEN BAY, WI 54313

PAF SECURITIES, LLC

601 BRICKELL KEY DRIVE, SUITE 604, MIAMI, FL 33131

PAGEMILL PARTNERS, LLC

2475 HANOVER STREET, PALO ALTO, CA 94304

PAINTER, SMITH AND GORIAN INC.

1200 CALIFORNIA STREET, SUITE 220, REDLANDS, CA 92374

PALADIN REALTY SECURITIES, LLC

10880 WILSHIRE BLVD., SUITE 1400, LOS ANGELES, CA 90024

PALAFOX TRADING LLC

131 SOUTH DEARBORN STREET, 32ND FLOOR, CHICAGO, IL 60603

PALLADIUM CAPITAL ADVISORS, LLC

230 PARK AVENUE, SUITE 539, NEW YORK, NY 10169
Mailing Address: 230 PARK AVENUE, 5TH FLOOR, NEW YORK, NY 10169

PALMETTO ADVISORY GROUP

210 YELLOWTHROAT LANE, KIAWAH ISLAND, SC 29455

PALMIERI, ANGNARDO & CO., INC.

130 TOWSON DR NW, WARREN, OH 44483

PALOMA SECURITIES L.L.C.

2 AMERICAN LANE, GREENWICH, CT 06836-2571

PANAMERICAN CAPITAL SECURITIES LLC

745 5TH AVENUE, SUITE 1406, NEW YORK, NY 10151

PANATTONI SECURITIES, INC.

8775 FOLSOM BOULEVARD, SUITE 200, SACRAMENTO, CA 95826

PAPALIA SECURITIES

2 WALNUT STREET, DANVILLE, PA 17821

PAPAMARKOU WELLNER & CO., INC.

399 PARK AVENUE, 38TH FLOOR, NEW YORK, NY 10022

PARACAP GROUP LLC

6140 PARKLAND BOULEVARD, SUITE 300, MAYFIELD HEIGHTS, OH 44124

PARADIGM CAPITAL U.S. INC.

95 WELLINGTON STREET WEST – SUITE 2101, TORONTO ONTARIO, M5J 2N7 CANADA
Mailing Address: 95 WELLINGTON STREET WEST-SUITE 2101, TORONTO ONTARIO, M5J 2N7 CANADA

PARADIGM EQUITIES, INC.

1480 KENDALE BLVD, EAST LANSING, MI 48823
Mailing Address: 1480 KENDALE BOULEVARD, EAST LANSING, MI 48823

PARAGON CAPITAL PARTNERS, LLC

450 PARK AVENUE, SUITE 2500, NEW YORK, NY 10022

PARAMAX SECURITIES, LLC

333 INTERNATIONAL DRIVE, SUITE A, WILLIAMSVILLE, NY 14221

PARAMOUNT BIOCAPITAL, INC.

787 SEVENTH AVENUE, NEW YORK, NY 10019

PARCHMAN, VAUGHAN & COMPANY, L.L.C.

1040 PARK AVENUE, SUITE 120, BALTIMORE, MD 21201

PARETO SECURITIES INC.

150 EAST 52ND STREET, 29TH FLOOR, NEW YORK, NY 10022

PARIS SECURITIES CORPORATION

66 HUDSON STREET, SUITE 201, HOBOKEN, NJ 07030

PARITER SECURITIES, LLC

243 CARRETERA #2, GUAYNABO, PR 00966
Mailing Address: P.O. BOX 11852, SAN JUAN, PR 00922

PARK AVENUE SECURITIES LLC

7 HANOVER SQUARE, NEW YORK, NY 10004

PARK CITY CAPITAL, INC.

261 OLD YORK RD # 914, JENKINTOWN (MONTGOMERY), PA 19046
Mailing Address: 261 OLD YORK RD #914, JENKINTOWN (MONTGOMERY), PA 19046

PARK HILL GROUP LLC

101 CALIFORNIA STREET, SUITE 2880, SAN FRANCISCO, CA 94111
Mailing Address: 345 PARK AVENUE, 28TH FLOOR, NEW YORK, NY 10154

PARK HILL REAL ESTATE GROUP LLC

345 PARK AVENUE, 15TH FLOOR, NEW YORK, NY 10154

PARK MADISON PARTNERS LLC

200 HARBOR RD., PORT WASHINGTON, NY 11050

PARK SUTTON SECURITIES, LLC

295 MADISON AVENUE, 12TH FLOOR, NEW YORK, NY 10017

PARKBROOK CAPITAL LLC

450 PARK AVENUE, SUITE 1800, NEW YORK, NY 10022
Mailing Address: 450 PARK AVENUE, SUITE 1800, NEW YORK, NY 10022

PARKER GLOBAL INVESTMENTS, L.L.C.

1177 SUMMER STREET, SIXTH FLOOR, STAMFORD, CT 06905
Mailing Address: 1177 SUMMER STREET, SIXTH FLOOR, STAMFORD, CT 06905

PARKER POINT CAPITAL, LLC

2 PARK CENTRAL DRIVE, 3RD FLOOR, SOUTHBOROUGH, MA 01772

PARKMAN WHALING SECURITIES LLC

600 TRAVIS STREET, SUITE 600, HOUSTON, TX 77002

PARNASSUS FUNDS DISTRIBUTOR

1 MARKET, SUITE #1600, SAN FRANCISCO, CA 94105

PARSONEX SECURITIES, INC.

2851 S. PARKER ROAD, SUITE 800, AURORA, CO 80014

PARTNER CAPITAL GROUP, LLC

6368 CHICKERING CIRCLE, NASHVILLE, TN 37215

PARTNERS INVESTMENT NETWORK, INC.

601 W. RIVERSIDE, SUITE 940, SPOKANE, WA 99201

PARTNERSHIP CAPITAL GROWTH, LLC

1 EMBARCADERO CENTER, SUITE 3810, SAN FRANCISCO, CA 94111

PARTNERVEST SECURITIES, INC.

510 CASTILLO STREET, 2ND FLOOR, SANTA BARBARA, CA 93101
Mailing Address: P.O. BOX 1902, SANTA BARBARA, CA 93102

PASSCO CAPITAL, INC.

96 CORPORATE PARK, SUITE 200, IRVINE, CA 92606

PATRICK CAPITAL MARKETS, LLC

88 KENRICK PLAZA, ST LOUIS, MO 63119
Mailing Address: 88 KENRICK PLAZA, ST. LOUIS, MO 63119

PAUL P. ST. ONGE COMPANY

5586 POST ROAD, EAST GREENWICH, RI 02818-3800

PAULSON INVESTMENT COMPANY, INC.

811 SW NAITO PARKWAY, SUITE 200, PORTLAND, OR 97204-3332

PAX MAGNUS ASIA-USA, INC.

666 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10103

PAYCHEX SECURITIES CORPORATION

1175 JOHN STREET, WEST HENRIETTA, NY 14586

PAYDEN & RYGEL DISTRIBUTORS

333 SOUTH GRAND AVE, 32ND FL., LOS ANGELES, CA 90071-1536
Mailing Address: 333 SOUTH GRAND AVE., 32ND FL., LOS ANGELES, CA 90071-1536

PCE INVESTMENT BANKERS, INC.

200 E. NEW ENGLAND AVENUE, SUITE 400, WINTER PARK, FL 32789

PCS DISTRIBUTORS, LLC

1500 MARKET STREET, SUITE 3310E, PHILADELPHIA, PA 19102

PCS DUNBAR SECURITIES, LLC

2 MANHATTANVILLE ROAD, SUITE 205, PURCHASE, NY 10577

PCS SECURITIES, INC.

19020 88TH AVE W, EDMONDS, WA 98026

PDC SECURITIES INCORPORATED

120 GENESIS BLVD., BRIDGEPORT, WV 26330
Mailing Address: PO BOX 26, BRIDGEPORT, WV 26330

PDQ ATS, INC.

2624 PATRIOT BOULEVARD, GLENVIEW, IL 60026

PEACHTREE CAPITAL CORPORATION

3060 PEACHTREE ROAD N.W., ONE BUCKHEAD PLAZA SUITE 1830, ATLANTA, GA 30305

PEAK6 MARKETS LLC

141 WEST JACKSON BLVD. SUITE 500, CHICAGO, IL 60604

PELION SECURITIES CORPORATION

650 5TH AVENUE, 17TH FLOOR, NEW YORK, NY 10019

PENATES GROUP, INC.

6263 N. SCOTTSDALE RD. #290, SCOTTSDALE, AZ 85250
Mailing Address: 6263 N. SCOTTSDALE RD. #290, SCOTTSDALE, AZ 85250

PENNALUNA & COMPANY

421 SHERMAN AVENUE, SUITE 203, COEUR D’ALENE, ID 83814
Mailing Address: POB 1889, COEUR D ALENE, ID 83816-1889

PENROD FINANCIAL GROUP

574 STATE HIGHWAY 248, BRANSON, MO 65616
Mailing Address: P.O. BOX 220, BRANSON, MO 65615

PENSERRA SECURITIES, LLC

20 BROAD STREET, SUITE 2602, NEW YORK, NY 10005

PENSION DYNAMICS SECURITIES CORPORATION

2300 CONTRA COSTA BLVD, SUITE 400, PLEASANT HILL, CA 94523-3955

PENSION FUND EVALUATIONS, INC.

2450 MIDDLE COUNTRY ROAD, SUITE 102 & 103, CENTEREACH, NY 11720

PENSION SERVICE ASSOCIATES SECURITIES

4570 VAN NUYS BLVD, SUITE 550, SHERMAN OAKS, CA 91403
Mailing Address: 4570 VAN NUYS, SUITE 550, SHERMAN OAKS, CA 91403

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