List of FINRA Members Firms # – B

If your broker and/or brokerage firm recommended or sold unsuitable investments to you, contact us for a free consultation. Blum Law Group is a nationally recognized law firm dedicated to representing investors attempt to recover their investments losses.

The Financial Industry Regulatory Authority (“FINRA”), the largest independent regulator of securities brokerage firms doing business in the United States, oversees nearly 4,700 brokerage firms, including the following brokerage, securities and investment firms:

# – A – B – C – D – E – F – G – H – I – J – K – L – M – N – O – P – Q – R – S – T – U – V – W – X – Y – Z

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1 FINANCIAL MARKETPLACE SECURITIES, LLC

404 GARY LANE, BALA CYNWYD, PA 19004

1ST BCCW CAPITAL CORP

116B SOUTH RIVER ROAD, BEDFORD, NH 03110-6735

1ST BRIDGEHOUSE SECURITIES, LLC

800 SAWYER BEND COURT SUITE 100, FRANKLIN, TN 37069-7009

1ST DISCOUNT BROKERAGE, INC.

515 N. FLAGLER DRIVE, SUITE 703, WEST PALM BEACH, FL 33401

1ST GLOBAL CAPITAL CORP.

8150 N. CENTRAL EXPRESSWAY, SUITE 500, DALLAS, TX 75206

1ST MUNICH CAPITAL, LLC

HERZOGSTR. 60, MUNICH, D-80803 GERMANY
Mailing Address: 1499 W PALMETTO PARK ROAD, SUITE 250, BOCA RATON, FL 33486

1ST WORLDWIDE FINANCIAL PARTNERS, LLC

6030 BETHELVIEW ROAD, SUITE 102, CUMMING, GA 30040

3 MARK EQUITIES, INC.

1600 HWY. 6 SOUTH, SUITE 400, SUGAR LAND, TX 77478

3C-WC PARTNERS, LLC

1500 ROSECRANS AVENUE, SUITE 315, MANHATTAN BEACH, CA 90266

4G FINANCIAL, INC.

18111 PRESTON RD. SUITE 100, DALLAS, TX 75252
Mailing Address: 18111 PRESTON RD SUITE 100, DALLAS, TX 75252

A

A & M SECURITIES, LLC

2475 NORTHWINDS PKWY, SUITE 200, ALPHARETTA, GA 30004

A B WONG CAPITAL LLC

10 CATHERINE SLIP 15H, NEW YORK, NY 10038
Mailing Address: P.O.BOX 479, NEW YORK, NY 10272

A&F FINANCIAL SECURITIES, INC.

6901 JERICHO TURNPIKE, SUITE 217, SYOSSET, NY 11791

A. P. SECURITIES, INC.

15 WATERVIEW DR, CENTERPORT, NY 11721
Mailing Address: P. O. BOX 434, CENTERPORT, NY 11721

A. R. SCHMEIDLER & CO., INC.

500 FIFTH AVENUE, NEW YORK, NY 10110-1405

A.B. WATLEY DIRECT, INC.

50 BROAD STREET, SUITE 1614, NEW YORK, NY 10004

A.BRIDGE REALVEST SECURITIES CORPORATION

14 VERVALEN STREET, SUITE 100, CLOSTER, NJ 07624

A.C.R. SECURITIES, INC.

687 PARK LANE, CEDARHURST, NY 11516

A.G. QUINTAL INVESTMENT COMPANY INC.

2177 ACUSHNET AVE., NEW BEDFORD, MA 02745-6316

A.H. HAYNES & CO., INC.

711 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10022

A.J. PACE & CO., INC.

39 BROADWAY, SUITE 1601, NEW YORK, NY 10006
Mailing Address: 39 BROADWAY, SUITE 1601, NEW YORK, NY 10006

A.J. SLOANE & COMPANY, LLC

623 FIFTH AVENUE, 28TH FLOOR, NEW YORK, NY 10022

A.K. CAPITAL, LLC

445 PARK AVENUE, 9TH FLOOR, NEW YORK, NY 10022
Mailing Address: 445 PARK AVENUE 9TH FLOOR, NEW YORK, NY 10022

A.L. WATERS CAPITAL, LLC

50 BRAINTREE HILL OFFICE PARK, SUITE 106, BRAINTREE, MA 02184

A.M. OPPENHEIMER SECURITIES,INC.

1150 SILVERADO, LA JOLLA, CA 92037

AARON CAPITAL, INCORPORATED

320 ENCINITAS BLVD., SUITE A, ENCINITAS, CA 92024
Mailing Address: 320 ENCINITA BLVD., SUITE A, ENCINITAS, CA 92024

ABA BUSINESS SERVICES, LLC

1120 CONNECTICUT AVE, NW, WASHINGTON, DC 20036
Mailing Address: 1120 CONNECTICUT AVE, NW, ATTN: HELEN SULLIVAN, 7TH FLOOR, WASHINGTON, DC 20036

ABACUS INTERNATIONAL CAPITAL CORP.

181 CANAL STREET-2ND FLOOR, NEW YORK, NY 10013
Mailing Address: 181 CANAL STREET – 2ND FLOOR, NEW YORK, NY 10013

ABACUS INVESTMENTS, INC.

N9673 TURKE LANE, WATERTOWN, WI 53094

ABAX BROKERAGE SERVICES, INC.

31658 ROCHEN ROAD, WALLER, TX 77484
Mailing Address: P.O. BOX 40506, HOUSTON, TX 77240-0506

ABBEY NATIONAL SECURITIES INC.

400 ATLANTIC STREET, STAMFORD, CT 06901
Mailing Address: 400 ATLANTIC STREET, 2ND FLOOR, STAMFORD, CT 06901

ABEL/NOSER CORP.

ONE BATTERY PARK PLAZA, 6TH FLOOR, NEW YORK, NY 10004

ABERDEEN FUND DISTRIBUTORS, LLC

1735 MARKET STREET, 32 ND FLOOR, PHILADELPHIA, PA 19103

ABG SUNDAL COLLIER INC.

535 MADISON AVENUE, NEW YORK, NY 10022-4212

ABNER HERRMAN & BROCK, LLC

HARBORSIDE FINANCIAL CENTER, PLAZA 5, SUITE 1640, JERSEY CITY, NJ 07311

ABRAHAM & CO., INC.

3724 47TH STREET CT. NW, GIG HARBOR, WA 98335

ABRAMSON FINANCIAL, LLC

1633 BROADWAY, NINTH FLOOR, NEW YORK, NY 10019

ABSHIER WEBB DONNELLY & BAKER, INC.

2500 CITY WEST BLVD., SUITE 590, HOUSTON, TX 77042

ACA/PRUDENT INVESTORS PLANNING CORPORATION

239 ROUTE 22 EAST, THIRD FLOOR, GREEN BROOK, NJ 08812

ACAP FINANCIAL INC.

57 WEST 200 SOUTH STE 202, SALT LAKE CITY, UT 84101

ACCENT CAPITAL ADVISORS, L.L.C.

ONE FERRY BUILDING, SUITE 210, SAN FRANCISCO, CA 94111

ACCESS FINANCIAL GROUP, INC.

118 NORTH CLINTON ST-SUITE 450, CHICAGO, IL 60661

ACCESS INVESTMENTS, INC.

3621 NW 63RD, OKLAHOMA CITY, OK 73116-2000

ACCESS SECURITIES, LLC

30 BUXTON FARM ROAD STE 300, STAMFORD, CT 06905

ACCESSALPHA WORLDWIDE LLC

630 DAVIS STREET, SUITE 201, EVANSTON, IL 60201-4468

ACCREDITED EQUITIES INCORPORATED

3985 RESEARCH PARK DRIVE, SUITE 800, ANN ARBOR, MI 48108
Mailing Address: 3985 RESEARCH PARK DRIVE, ANN ARBOR, MI 48108

ACCRUED EQUITIES INC.

150 BROADHOLLOW RD, SUITE PH 02, MELVILLE, NY 11747

ACCUMULATION PLANNING, INC.

6172 NORTH 28 PLACE, PHOENIX, AZ 85016
Mailing Address: POST OFFICE BOX 32429, PHOENIX, AZ 85064-2429

ACE DIVERSIFIED CAPITAL, INC.

923 EAST VALLEY BLVD.,, SUITE 106, SAN GABRIEL,, CA 91776

ACF INTERNATIONAL INC.

50 CONGRESS STREET, SUITE 6, BOSTON, MA 02109

ACHELOUS PARTNERS, LLC

THE CHRYSLER BUILDING, 405 LEXINGTON AVENUE, 7TH FLOOR, NEW YORK CITY, NY 10174-0002

ACKRELL CAPITAL, LLC

38 KEYES AVE., SUITE 200, SAN FRANCISCO, CA 94129
Mailing Address: 475 MARINA BOULEVARD, SAN FRANCISCO, CA 94123

ACN SECURITIES INC.

100 PARK AVENUE – SUITE 1600, NEW YORK, NY 10017

ACP SECURITIES, LLC

444 BRICKELL AVENUE, SUITE 900, MIAMI, FL 33131

ACQUEST ADVISORS L.L.C.

700 LOUISIANA, SUITE 2450, HOUSTON, TX 77002

ACTINVER SECURITIES, INC.

5075 WESTHEIMER, SUITE 650, HOUSTON, TX 77056

ACTIVA CAPITAL MARKETS, INC.

1110 BRICKELL AVENUE, SUITE 902, MIAMI, FL 33131

ADIRONDACK TRADING GROUP LLC

13 HAYSLETTE DRIVE, LAKE LUZERNE, NY 12846

ADMINISTRATIVE SYSTEMS, INC.

6201 ROOSEVELT WAY NE, SEATTLE, WA 98115

ADP BROKER-DEALER, INC.

ONE ADP BOULEVARD, ROSELAND, NJ 07068-1786

ADVANCE CAPITAL SERVICES, INC.

ONE TOWNE SQUARE, SUITE 444, SOUTHFIELD, MI 48076

ADVANCED ADVISOR GROUP, LLC

440 EMERSON STREET N., SUITE 4, CAMBRIDGE, MN 55008

ADVANCED ASSET TRADING, INC

5050 POPLAR AVE, SUITE 528, MEMPHIS, TN 38157
Mailing Address: 5050 POPLAR AVE NO.528, MEMPHIS, TN 38157

ADVANCED EQUITIES SERVICES CORP.

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: 130 BROAD BROOK ROAD, BEDFORD HILLS, NY 10507

ADVANCED EQUITIES, INC.

311 SOUTH WACKER DRIVE, SUITE 1650, CHICAGO, IL 60606

ADVANTAGE GFC LLC

2 WALL STREET, NEW YORK, NY 10005

ADVANTAGE SECURITIES LLC

141 WEST JACKSON, SUITE 2045, CHICAGO, IL 60604

ADVENT SECURITIES, INC.

7501 BOULDERS VIEW DR, SUITE 601, RICHMOND, VA 23225

ADVISER DEALER SERVICES, INC.

6125 MEMORIAL DRIVE, DUBLIN, OH 43017-9767
Mailing Address: P.O. BOX 7177, DUBLIN, OH 43017-9767

ADVISORS ASSET MANAGEMENT, INC.

18925 BASE CAMP ROAD, MONUMENT, CO 80132-0000
Mailing Address: 18925 BASE CAMP ROAD, MONUMENT, CO 80132

ADVISORS CLEARING NETWORK, INC.

7 N. FAIR OAKS AVENUE, PASADENA, CA 91103

ADVISORS EDGE SECURITIES, LLC

18425 BURBANK BLVD., SUITE 715, TARZANA, CA 91356

ADVISORY GROUP EQUITY SERVICES LTD.

161 ASH STREET SUITE D, READING, MA 01867

AEB CORPORATION

518 SOUTH MAIN STREET, GREAT BARRINGTON, MA 01230

AEGIS CAPITAL CORP.

810 7TH AVE, 11TH FLOOR, NEW YORK, NY 10019

AEGIS ENERGY ADVISORS CORP.

708 THIRD AVENUE, 6TH FLOOR, NEW YORK, NY 10017-4201

AEGIS INVESTMENTS, INC.

431 S 7TH STREET, SUITE 2400, MINNEAPOLIS, MN 55415-1854

AEI SECURITIES, INC.

1300 WELLS FARGO PLACE, 30 SEVENTH STREET EAST, ST. PAUL, MN 55101-4901

AETHLON CAPITAL, L.L.C

80 SOUTH 8TH STREET SUITE 4920, MINNEAPOLIS, MN 55402

AFFILIATED BANKERS CAPITAL, L.L.C.

2801 VIA FORTUNA DRIVE, SUITE 625, AUSTIN, TX 78746

AFFILIATED FUNDING CORP.

3801 E. FLORIDA AVENUE, SUITE 400, DENVER, CO 80210
Mailing Address: P. O. BOX 218, DANIA BEACH, FL 33004

AFFINA BROKERAGE SERVICES, LLC

600 MIDLAND AVE, SUITE 101, RYE, NY 10580-3999

AFFINITY INVESTMENT SERVICES, LLC

73 MOUNTAIN VIEW BLVD., BUILDING 200, BASKING RIDGE, NJ 07920

AG BD LLC

245 PARK AVENUE, 26TH FLOOR, NEW YORK, NY 10167-0094

AGECROFT PARTNERS, LLC

103 CANTERBURY ROAD, RICHMOND, VA 23221-3211

AGENCY TRADING GROUP, INC.

235 EAST LAKE STREET, WAYZATA, MN 55391
Mailing Address: 235 EAST LAKE STREET, 2ND FLOOR, WAYZATA, MN 55391

AGINCOURT, LTD.

C/O MERIDIAN FIDUCIARY SERVICES 73 FRONT STREET, 2ND FLOOR, HAMILTON, HM12 BERMUDA
Mailing Address: P.O. BOX HM 528, HAMILTON, HMCX BERMUDA

AGM SECURITIES LLC

277 PARK AVENUE, 49TH FLOOR, NEW YORK, NY 10172

AGRICAPITAL SECURITIES INC.

1410 BROADWAY, SUITE 1802, NEW YORK, NY 10018

AHT FINANCIAL GROUP, LTD.

432 NORTH HOUGH STREET, BARRINGTON, IL 60010

AI SECURITIES,INC.

33 UNION STREET, BOSTON, MA 02108-2406

AIG FINANCIAL SECURITIES CORP.

50 DANBURY ROAD, WILTON, CT 06897-4444

AIS FINANCIAL, INC.

31111 AGOURA ROAD, STE. 245, WESTLAKE VILLAGE, CA 91361

AJAX INVESTMENTS, LLC

600 CENTRAL AVE. SUITE 322, C/O ARLENE BUSCH, HIGHLAND PARK, IL 60035
Mailing Address: 600 CENTRAL AVE. SUITE 322, C/O ARLENE BUSCH, HIGHLAND PARK, IL 60035

AKAR CAPITAL MANAGEMENT, INC.

8551 W. SUNRISE BLVD. #102A, PLANTATION, FL 33322
Mailing Address: 8551 W. SUNRISE BLVD #102A, PLANTATION, FL 33322

AKIN BAY COMPANY LLC

780 THIRD AVENUE, NEW YORK, NY 10017

AKJ

PW MARINE CENTER, UPPER FLOOR, 37 SERPENTINE ROAD, HAMILTON, HMPX BERMUDA
Mailing Address: PO BOX HM3306, HAMILTON, HMPX BERMUDA

ALADDIN CAPITAL LLC

SIX LANDMARK SQUARE, STAMFORD, CT 06901

ALAMO CAPITAL

201 N CIVIC DR, SUITE 145, WALNUT CREEK, CA 94596

ALARIS TRADING PARTNERS, LLC

2002 JIMMY DURANTE BLVD, SUITE 202, DEL MAR, CA 92014

ALBERT FRIED & COMPANY, LLC

45 BROADWAY, 24TH FLOOR, NEW YORK, NY 10006

ALBRIGHT SECURITIES LLC

1101 NEW YORK AVENUE, NW, SUITE 900, WASHINGTON, DC 20005

ALCHEMY ALTERNATIVES, INC.

777 MARINER’S ISLAND BLVD., SUITE 750, SAN MATEO, CA 94404
Mailing Address: 751 LAUREL STREET, SUITE 119, SAN CARLOS, CA 94070

ALDERMAN & COMPANY CAPITAL, LLC

20 SILVER BROOK ROAD, RIDGEFIELD, CT 06877

ALDERWOOD CAPITAL LLC

505 MONTGOMERY STREET, 11TH FLOOR, SAN FRANCISCO, CA 94111

ALERUS SECURITIES CORPORATION

2300 COLUMBIA ROAD SOUTH, GRAND FORKS, ND 58201
Mailing Address: P.O. BOX 6001, GRAND FORKS, ND 58206

ALETHEIA SECURITIES, INC.,

100 WILSHIRE BLVD STE 1960, SANTA MONICA, CA 90401

ALEXANDER CAPITAL, L.P.

445 BROADHOLLOW RD, SUITE 42, MELVILLE, NY 11747

ALEXANDER INVESTMENT SERVICES CO.

12701 TOWNEPARK WAY, SUITE 303, LOUISVILLE, KY 40243-2301

ALFORMA CAPITAL MARKETS, INC.

540 MADISON AVENUE, 30TH FLOOR, NEW YORK, NY 10022

ALFS, INC.

3100 SANDERS RD, STE N3B, NORTHBROOK, IL 60062-7156
Mailing Address: 3100 SANDERS ROAD, STE N3B, NORTHBROOK, IL 60062

ALL FUNDS, INC.

1444 ORANGE TURNPIKE, MONROE, NY 10950-3716
Mailing Address: PO DRAWER H, VALLEY COTTAGE, NY 10989

ALLEGHENY INVESTMENTS, LTD.

STONE QUARRY CROSSING, 811 CAMP HORNE ROAD, SUITE 100, PITTSBURGH, PA 15237

ALLEGIANCE CAPITAL, L.L.C.

50 DONALD B. DEAN DRIVE, SUITE ONE, SOUTH PORTLAND, ME 04106

ALLEGIANT SECURITIES L.L.C.

200 S.E. 1ST STREET, SUITE 502, MIAMI, FL 33131

ALLEN & COMPANY LLC

711 FIFTH AVENUE, NEW YORK, NY 10022

ALLEN & COMPANY OF FLORIDA, INC.

1401 SOUTH FLORIDA AVENUE, LAKELAND, FL 33803
Mailing Address: P.O. BOX 387, LAKELAND, FL 33802

ALLEN C. EWING & CO.

50 NORTH LAURA STREET, SUITE 3625, JACKSONVILLE, FL 32202
Mailing Address: 50 N LAURA STREET, SUITE 3625, JACKSONVILLE, FL 32202

ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC

135 S. MADISON STREET, THOMASVILLE, GA 31792
Mailing Address: POST OFFICE BOX 1116, THOMASVILLE, GA 31799

ALLIANCE ADVISORY & SECURITIES, INC.

3390 AUTO MALL DRIVE, WESTLAKE VILLAGE, CA 91362

ALLIANCE AFFILIATED EQUITIES CORPORATION

ONE WARD PARKWAY, #345, KANSAS CITY, MO 64112

ALLIANCE FINANCIAL GROUP, INC.

5950 BERKSHIRE LANE #1060, DALLAS, TX 75225

ALLIANCE WARBURG GLOBAL FINANCIAL SERVICES, INC.

601 S. FIGUEROA STREET, SUITE 1750, LOS ANGELES,, CA 90017
Mailing Address: 601 S. FIGUEROA STREET, SUITE 1750, LOS ANGELES, CA 90017

ALLIANCEBERNSTEIN INVESTMENTS, INC.

1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105-0096

ALLIANT EQUITY INVESTMENTS, LLC

21600 OXNARD STREET – SUITE 1200, WOODLAND HILLS, CA 91367
Mailing Address: 21600 OXNARD STREET-SUITE 1200, WOODLAND HILLS, CA 91367

ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM

695 NORTH LEGACY RIDGE DRIVE SUITE 300, LIBERTY LAKE, WA 99019

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105

ALLIANZ LIFE FINANCIAL SERVICES, LLC

5701 GOLDEN HILLS DRIVE, MINNEAPOLIS, MN 55416-1297
Mailing Address: P O BOX 1117, MINNEAPOLIS, MN 55440-1117

ALLIED ASSET MANAGEMENT, INC.

2033 6TH AVENUE, SUITE 1009, SEATTLE, WA 98121

ALLISON-WILLIAMS COMPANY

90 SOUTH 7TH STREET, SUITE 3850, MINNEAPOLIS, MN 55402-2441

ALLSTATE DISTRIBUTORS, L.L.C.

3100 SANDERS ROAD, STE N3B, NORTHBROOK, IL 60062

ALLSTATE FINANCIAL SERVICES, LLC

2920 S 84TH STREET, LINCOLN, NE 68506
Mailing Address: PO BOX 83271, LINCOLN, NE 68501-3271

ALLUVION SECURITIES, LLC

5100 POPLAR AVENUE, SUITE 809, MEMPHIS, TN 38137

ALMAX FINANCIAL SOLUTIONS, LLC

12 VAN SYCKLES ROAD, CLINTON, NJ 08809

ALPHA FINANCE US CORPORATION

410 PARK AVE, NEW YORK, NY 10022

ALPHA OMEGA CAPITAL SECURITIES, LLC

7202 GLEN FOREST DRIVE, SUITE 300, RICHMOND, VA 23226

ALPHASOURCE CAPITAL SECURITIES LLC

32 EAST 57TH STREET, 12TH FLOOR, NEW YORK, NY 10022

ALPINA CAPITAL, LLC

100 JACKSON STREET, SUITE 101, DENVER, CO 80206

ALPINE ASSOCIATES, A LIMITED PARTNERSHIP

100 UNION AVENUE, CRESSKILL, NJ 07626

ALPINE PARTNERS, L.P.

100 UNION AVENUE, CRESSKILL, NJ 07626

ALPINE SECURITIES CORPORATION

440 EAST 400 SOUTH, SALT LAKE CITY, UT 84111

ALPS DISTRIBUTORS, INC.

1290 BROADWAY, SUITE 1100, DENVER, CO 80203
Mailing Address: PO BOX 328, DENVER, CO 80201-0328

ALTA VISTA FINANCIAL, INC.

2776 GATEWAY ROAD, CARLSBAD, CA 92009

ALTEGRIS INVESTMENTS, INC.

1200 PROSPECT STREET, SUITE 400, LA JOLLA, CA 92037

ALTERNATIVE ACCESS CAPITAL, LLC

2 WILLIAM STREET, SUITE 402, WHITE PLAINS, NY 10601

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC

650 5TH AVENUE, 17TH FLOOR, NEW YORK, NY 10019
Mailing Address: BOX 5274, ROCKEFELLER STATION, NEW YORK, NY 10185-5274

ALTERNATIVE INVESTMENT SERVICES, LLC

141 W. JACKSON BLVD., SUITE 1340A, CHICAGO, IL 60604

ALTERNATIVE STRATEGIES BROKERAGE SERVICES, INC.

401 SOUTH TRYON STREET, CHARLOTTE, NC 28288-1195

ALTERNATIVE WEALTH STRATEGIES, INC.

1040 N. KINGS HIGHWAY, SUITE 405, CHERRY HILL, NJ 08034

ALTERNET SECURITIES INC.

380 MADISON AVENUE, 4TH FLOOR, NEW YORK, NY 10017

ALTIMA SECURITIES LP

399 PARK AVENUE, SUITE #3805, NEW YORK, NY 10022

ALTON SECURITIES GROUP INC.

2410 STATE STREET, P.O. BOX 160, ALTON, IL 62002
Mailing Address: P.O. BOX 160, ALTON, IL 62002

ALTRUSHARE SECURITIES LLC

10 MIDDLE STREET, 6TH FLOOR, BRIDGEPORT, CT 06604

ALVAREZ & MARSAL SECURITIES, LLC

600 LEXINGTON AVE, 6TH FLOOR, NEW YORK, NY 10022
Mailing Address: 600 LEXINGTON AVE, 6TH FLOOR, NEW YORK, NY 10022

ALYSSA LLC

888 7TH AVENUE, 41ST FLOOR, NEW YORK, NY 10106

AMBASSADOR FINANCIAL GROUP, INC.

1605 NORTH CEDAR CREST BOULEVARD, SUITE 508, ALLENTOWN, PA 18104

AMCORE INVESTMENT SERVICES, INC

501 7TH STREET, ROCKFORD, IL 61104-1242

AMD CAPITAL, LLC

100 TRI-STATE INTERNATIONAL, SUITE 138, LINCOLNSHIRE, IL 60069

AMEGY INVESTMENTS, INC.

4400 POST OAK PARKWAY, HOUSTON, TX 77027
Mailing Address: P.O. BOX 27459, HOUSTON, TX 77227-7459

AMEREST SECURITIES, INC.

2828 NORTH HARWOOD SUITE 2000, DALLAS, TX 75201

AMERICA INVEST ONLINE, INC.

97 POWERHOUSE ROAD, SUITE 103, ROSLYN HEIGHTS, NY 11577
Mailing Address: 97 POWERHOUSE ROAD, SUITE 103, ROSLYN HEIGHTS, NY 11577

AMERICA’S CHOICE EQUITIES LLC

840 US HIGHWAY 1, SUITE 315, PALM BEACH GARDENS, FL 33408

AMERICA’S GROWTH CAPITAL, LLC

125 HIGH STREET, HIGH STREET TOWER, FLOOR 30, BOSTON, MA 02110

AMERICAN BEACON PARTNERS, INC.

3603 N. HASTINGS WAY, STE 100, EAU CLAIRE, WI 54703

AMERICAN CAPITAL PARTNERS, LLC

205 OSER AVE., HAUPPAUGE, NY 11788

AMERICAN CENTURY BROKERAGE, INC.

1665 CHARLESTON RD, MOUNTAIN VIEW, CA 94043

AMERICAN CENTURY INVESTMENT SERVICES INC.

4500 MAIN STREET, KANSAS CITY, MO 64111
Mailing Address: P.O. BOX 410141, KANSAS CITY, MO 64141-0141

AMERICAN CLASSIC FINANCIAL COMPANY

15745 ROLLER COASTER ROAD, COLORADO SPRINGS, CO 80921

AMERICAN CLASSIC SECURITIES, INC.

201 ATP TOUR BLVD., SUITE 150, PONTE VEDRA, FL 32082

AMERICAN DIVERSIFIED FINANCIAL GROUP LLC

600 NORTH WEINBACH, SUITE 460, EVANSVILLE, IN 47711

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

707 2ND AVENUE SOUTH, MINNEAPOLIS, MN 55402
Mailing Address: 5221 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474

AMERICAN EQUITY CAPITAL, INC.

6000 WESTOWN PARKWAY, 2ND FLOOR, WEST DES MOINES, IA 50266-7711
Mailing Address: P.O. BOX 71607, DES MOINES, IA 50325

AMERICAN EQUITY INVESTMENT CORPORATION

4222 GRANTLINE ROAD, NEW ALBANY, IN 47150

AMERICAN FAMILY SECURITIES, LLC

6000 AMERICAN PARKWAY, MADISON, WI 53783-0001

AMERICAN FIDELITY SECURITIES, INC.

2000 CLASSEN BLVD., OKLAHOMA CITY, OK 73106-6092
Mailing Address: P.O. BOX 25523, OKLAHOMA CITY, OK 73125-0523

AMERICAN FINANCIAL ASSOCIATES, INC.

1700 NORTHAMPTON STREET, SUITE A, EASTON, PA 18042-1659
Mailing Address: 1700 NORTHAMPTON STREET, SUITE A, EASTON, PA 18042-1659

AMERICAN FINANCIAL SECURITIES, INC.

6003 UNIVERSITY AVE. – SUITE C, CEDAR FALLS, IA 50613
Mailing Address: 6003 UNIVERSITY AVE.- SUITE C, CEDAR FALLS, IA 50613

AMERICAN FUNDS & TRUSTS INCORPORATED

3030 SOUTH MAIN STREET, SUITE 100, SALT LAKE CITY, UT 84115-3554

AMERICAN FUNDS DISTRIBUTORS, INC.

333 S. HOPE ST. 55TH FL., LOS ANGELES, CA 90071

AMERICAN GENERAL DISTRIBUTORS, INC.

2929 ALLEN PARKWAY, HOUSTON, TX 77019
Mailing Address: 2929 ALLEN PARKWAY L4-01, HOUSTON, TX 77019

AMERICAN GENERAL EQUITY SERVICES CORPORATION

2727-A ALLEN PARKWAY, 2-G7, HOUSTON, TX 77019

AMERICAN HERITAGE SECURITIES, INC.

655 W MARKET STREET, AKRON, OH 44303-1438

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

1036 E. IRON EAGLE DR., SUITE 105, EAGLE, ID 83616

AMERICAN INVESTORS COMPANY

2682 BISHOP DR., SUITE 123, SAN RAMON, CA 94583
Mailing Address: P. O. BOX 1307, SAN RAMON, CA 94583

AMERICAN INVESTORS GROUP, INC.

10237 YELLOW CIRCLE DRIVE, MINNETONKA, MN 55343

AMERICAN MEDTECH ADVISORS, LLC

708 THIRD AVENUE, 5TH FLOOR, NEW YORK, NY 10017

AMERICAN MUNICIPAL SECURITIES, INC.

720 SECOND AVE S., ST. PETERSBURG, FL 33701
Mailing Address: P.O. BOX 11749, ST. PETERSBURG, FL 33733-1749

AMERICAN NETWORK SECURITIES CORP.

10104 W. COGGINS DRIVE, AMERICAN NETWORK PLAZA, SUN CITY, AZ 85351-3405

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

4250 VETERANS MEMORIAL HIGHWAY, 4TH FLOOR EAST, HOLBROOK, NY 11741
Mailing Address: 4250 VETERANS MEMORIAL HWY, 4TH FLOOR EAST, HOLBROOK, NY 11741

AMERICAN REAL ESTATE SECURITIES, INC.

110-110TH AVENUE, SUITE 520, BELLEVUE, WA 98004

AMERICAN REALTY CAPITAL MARKETS, LLC

27281 LAS RAMBLAS, SUITE 200, MISSION VIEJO, CA 92691

AMERICAN REPUBLIC EQUITIES CORPORATION

601 SIXTH AVE, DES MOINES, IA 50309

AMERICAN RESEARCH & MANAGEMENT COMPANY

145 FRONT ST, MARION, MA 02738-0576
Mailing Address: P.O. BOX 576, MARION, MA 02738-0576

AMERICAN SECURITIES TEAM, INC.

500 W CUMMINGS PARK-SUITE 6050, WOBURN, MA 01801

AMERICAN TRUST INVESTMENT SERVICES, INC.

1349 CALUMET AVENUE, HAMMOND, IN 46394-1003
Mailing Address: 1349 CALUMET AVENUE, WHITING, IN 46394-1003

AMERICAN UNION SECURITIES, INC.

100 WALL STREET, 15TH FLOOR, NEW YORK, NY 10005

AMERICAN WEALTH MANAGEMENT, INC.

1050 CROWN POINTE PARKWAY SUITE 1230, ATLANTA, GA 30338

AMERIFUND CAPITAL SECURITIES, LLC

1177 WEST LOOP SOUTH, SUITE 1725, HOUSTON, TX 77027
Mailing Address: 1177 WEST LOOP SOUTH, 1725, HOUSTON, TX 77027

AMERIPRISE FINANCIAL SERVICES, INC.

707 2ND AVENUE SOUTH, MINNEAPOLIS, MN 55402
Mailing Address: 5221 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474

AMERITAS INVESTMENT CORP.

5900 “O” STREET, LINCOLN, NE 68510-2234
Mailing Address: PO BOX 5507, LINCOLN, NE 68505-0507

AMERIVET SECURITIES, INC.

26550 SILVERADO COURT, MORENO VALLEY, CA 92555
Mailing Address: POB 1074, INGLEWOOD, CA 90308

AMHERST SECURITIES GROUP, L.P.

7801 NORTH CAPITAL OF TEXAS HIGHWAY, SUITE 300, AUSTIN, TX 78731

AMPER INVESTMENT BANKING L.L.C.

2015 LINCOLN HIGHWAY, EDISON, NJ 08818

AMREIT SECURITIES COMPANY

8 GREENWAY PLAZA, SUITE 1000, HOUSTON, TX 77046

AMTRUST INVESTMENT SERVICES, INC.

1801 E. NINTH ST, CLEVELAND, OH 44114

AMUR ADVISORS LLC

12 EAST 49TH STREET, 40TH FLOOR, NEW YORK, NY 10017

AMVEST SECURITIES, INCORPORATED

1395 E. DUBLIN-GRANVILLE RD., #203, COLUMBUS, OH 43229-3314

ANCHIN CAPITAL ADVISORS LLC

1375 BROADWAY, 18TH FLOOR, NEW YORK, NY 10018

ANCHOR ASSET MANAGEMENT LLC

267 FIFTH AVE., SUITE 800, NEW YORK, NY 10016

ANCHOR BAY SECURITIES, LLC

5780 FLEET STREET, SUITE 308, CARLSBAD, CA 92008

ANCORA SECURITIES, INC.

2000 AUBURN DRIVE, SUITE 300, CLEVELAND, OH 44122

ANDEREN CAPITAL

301 SOUTH MISSOURI AVENUE, 2ND FLOOR, CLEARWATER, FL 33756

ANDERSON & STRUDWICK, INCORPORATED

707 E. MAIN STREET 20TH FLOOR, RICHMOND, VA 23219
Mailing Address: P.O. BOX 1459, RICHMOND, VA 23218-1459

ANDERSON LENEAVE & CO.

6000 FAIRVIEW ROAD, SUITE 625, CHARLOTTE, NC 28210

ANDES CAPITAL GROUP, LLC

233 SOUTH WACKER DRIVE, SUITE 5400, CHICAGO, IL 60606

ANDREW GARRETT INC.

140 EAST 45TH STREET, 11TH FLOOR, NEW YORK, NY 10017

ANDREWS SECURITIES, LLC

5251 DTC PARKWAY, SUITE 1090, GREENWOOD VILLAGE, CO 80111-2739

ANGELES CAPITAL GROUP, LLC

545 SOUTH FIGUEROA ST, SUITE 1227, LOS ANGELES, CA 90071
Mailing Address: 545 SOUTH FIGUEROA ST, SUITE 1227, LOS ANGELES, CA 90071

ANNASCAUL ADVISORS LLC

1177 HIGH RIDGE ROAD, STAMFORD, CT 06905

ANOVEST FINANCIAL SERVICES, INC.

3225 SHALLOWFORD ROAD, SUITE 220, MARIETTA, GA 30062

ANSLEY SECURITIES LLC

55 SOUTH MAIN STREET, SUITE 367, NAPERVILLE, IL 60540-5381

ANTAEUS CAPITAL, INC.

1875 CENTURY PARK EAST, SUITE 1460, LOS ANGELES, CA 90067

ANTHEM SECURITIES, INC.

1550 CORAOPOLIS HEIGHTS RD., SUITE 300, MOON TOWNSHIP, PA 15108

ANZ SECURITIES, INC.

277 PARK AVENUE, FLOOR 31, NEW YORK, NY 10172-0003

AON BENFIELD SECURITIES, INC.

200 EAST RANDOLPH STREET, CHICAGO, IL 60601

AOS, INC.

311 S. WACKER DR., STE 650, CHICAGO, IL 60606

APB FINANCIAL GROUP, LLC

17 STATE ST. – SUITE 1650, NEW YORK, NY 10004

APPLE LANE GROUP LLC

2393 MAIN STREET, LANCASTER, MA 01523

APS FINANCIAL CORPORATION

1301 CAPITAL OF TEXAS HIGHWAY, #B220, AUSTIN, TX 78746
Mailing Address: 1301 CAPITAL OF TEXAS HIGHWAY #B-220, AUSTIN, TX 78746

AQUA SECURITIES L.P.

110 EAST 59TH STREET, NEW YORK, NY 10022

AQUEDUCT CAPITAL GROUP, LLC

201 SOUTH COLLEGE STREET, SUITE 1440, CHARLOTTE, NC 28244

AQUILA DISTRIBUTORS, INC.

380 MADISON AVENUE #2300, NEW YORK, NY 10017-2598
Mailing Address: 380 MADISON AVENUE, SUITE 2300, NEW YORK, NY 10017

AQUILO PARTNERS, L.P.

ONE MARITIME PLAZA, 14TH FLOOR, SAN FRANCISCO, CA 94111

ARBOR ADVISORS, LLC

1950 UNIVERSITY AVE, STE. 204, E. PALO ALTO, CA 94303
Mailing Address: 1950 UNIVERSITY AVE, STE. 204, E. PALO ALTO, CA 94304

ARBOR COURT CAPITAL, LLC

30775 BAINBRIDGE ROAD, SUITE 100, CLEVELAND, OH 44139

ARBOR RESEARCH & TRADING, INC.

1000 HART ROAD, SUITE 260, BARRINGTON, IL 60010

ARBORHEDGE INVESTMENTS, INC.

2024 SOUTH WABASH AVENUE, STE. 401, CHICAGO, IL 60616

ARCADIA INVESTMENT CORPORATION

1314 N.W. IRVING STREET, SUITE 608, PORTLAND, OR 97209

ARCADIA SECURITIES, LLC

720 FIFTH AVE, 10TH FL, NEW YORK, NY 10019
Mailing Address: 720 FIFTH AVE, 10TH FLOOR, NEW YORK, NY 10019

ARCHIPELAGO SECURITIES L.L.C.

100 SOUTH WACKER DRIVE, SUITE #1800, CHICAGO, IL 60606

ARCHIPELAGO TRADING SERVICES, INC.

100 S. WACKER DR., SUITE 1800, CHICAGO, IL 60606
Mailing Address: 100 SOUTH WACKER DRIVE, SUITE 1800, CHICAGO, IL 60606

ARDOUR CAPITAL INVESTMENTS, LLC

350 5TH AVENUE, SUITE 3018, NEW YORK, NY 10118

ARETE RESEARCH LLC

3 POST OFFICE SQUARE, 7TH FLOOR, BOSTON, MA 02109

ARETE WEALTH MANAGEMENT, LLC

9 CRYSTAL LAKE RD., SUITE 100, LAKE IN THE HILLS, IL 60156

ARI FINANCIAL SERVICES, INC.

5204 W. 128TH STREET, LEAWOOD, KS 66209
Mailing Address: 4745 WEST 136TH STREET, SUITE 91, LEAWOOD, KS 66224

ARIA CAPITAL ADVISORS, LLC

475 CENTRAL AVENUE, SUITE 400, ST. PETERSBURG, FL 33701

ARIANE CAPITAL PARTNERS LLC

501 CANDACE LANE, VILLANOVA, PA 19085
Mailing Address: P.O. BOX 32, CONSHOHOCKEN, PA 19428

ARIEL DISTRIBUTORS, LLC

200 EAST RANDOLPH DRIVE, SUITE 2900, CHICAGO, IL 60601

ARJENT SERVICES LLC

570 LEXINGTON AVENUE, 22ND FLOOR, NEW YORK, NY 10022

ARK INVESTMENTS

16170 CANAANVILLE ROAD, ATHENS, OH 45701-0500
Mailing Address: P.O. BOX 500, ATHENS, OH 45701-0500

ARLINGTON SECURITIES, INC.

140 MARINE LANE, ST. LOUIS, MO 63146-2236

ARMA FINANCIAL SERVICES, INC.

8585 E. HARTFORD DRIVE, SUITE 118, SCOTTSDALE, AZ 85255

ARMONK CAPITAL SECURITIES LLC

16 ROSE HILL DRIVE, ARMONK, NY 10504

ARONSON CAPITAL ADVISORS, LLC

805 KING FARM BOULEVARD, SUITE 300, ROCKVILLE, MD 20850

ARQUE CAPITAL, LTD.

5080 NORTH 40TH STREET, SUITE 103, PHOENIX, AZ 85018

ARROW INVESTMENTS, INC.

3010 WESTCHESTER AVENUE, SUITE 203, PURCHASE, NY 10577

ARTISAN DISTRIBUTORS LLC

875 E. WISCONSIN AVENUE, SUITE 800, MILWAUKEE, WI 53202

ARVCO FINANCIAL VENTURES, LLC

295 HIGHWAY 50, SUITE 20, STATELINE, NV 89449
Mailing Address: P.O. BOX 1460, ZEPHYR COVE, NV 89448

ARVEST ASSET MANAGEMENT

921 WEST MONROE AVENUE, LOWELL, AR 72745
Mailing Address: P.O. BOX 1515, LOWELL, AR 72745-1515

ARVON SECURITIES, LLC

222 S. RIVERSIDE PLAZA, 29TH FLOOR, CHICAGO, IL 60606

ASANTE PARTNERS LLC

641 LEXINGTON AVENUE, 30TH FLOOR, NEW YORK, NY 10022

ASCENDANT FINANCIAL PARTNERS, LLC

5555 DTC PARKWAY,, SUITE A-4000, GREENWOOD VILLAGE, CO 80111

ASCENDIANT SECURITIES, LLC

18881 VON KARMAN, SUITE 1630, IRVINE, CA 92612

ASCENT REAL ESTATE SECURITIES, LLC

8400 E. CRESCENT PARKWAY, SUITE 600, GREENWOOD VILLAGE, CO 80111
Mailing Address: 8400 E. CRESCENT PARKWAY, SITE 600, GREENWOOD VILLAGE, CO 80111

ASCENTAGE ADVISORS, LLC

2 PILLSBURY STREET, SUITE 405, CONCORD, NH 03301

ASCHER/DECISION SERVICES, INC.

1210 MILL LANE, SAN MARINO, CA 91108
Mailing Address: P.O. BOX 2139, PASADENA, CA 91102-2139

ASD FINANCIAL SERVICES CORP

25 SOUTHEAST 2ND AVENUE, SUITE 606, MIAMI, FL 33131

ASG SECURITIES, INC.

2605 EAST ATLANTIC BOULEVARD, SUITE 201, POMPANO BEACH, FL 33062

ASHTON GARNETT SECURITIES, LLC

12715 NE 36TH STREET, BELLEVUE, WA 98005

ASHTON YOUNG, INC.

2150 BUTTERFIELD DRIVE, SUITE 110, TROY, MI 48084

ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.

145 ASPINALL AVE, HAGATNA, 96910 GUAM, USA
Mailing Address: 145 ASPINALL AVE., HAGATNA, 96910 GUAM, USA

ASKAR CORP.

8101 34TH AVENUE S, SUITE #300, BLOOMINGTON, MN 55425

ASPEN EQUITY PARTNERS, LLC

2100 MCKINNEY AVENUE, SUITE 1550, DALLAS, TX 75201

ASPERION GROUP LLC

300 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10022

ASSENT LLC

5 MARINE VIEW PLAZA, HOBOKEN, NJ 07030

ASSIST INVESTMENT MANAGEMENT COMPANY, INC.

11300 TOMAHAWK CREEK PARKWAY, SUITE 240, LEAWOOD, KS 66211-2670
Mailing Address: P.O. BOX 11322, SHAWNEE MISSION, KS 66207-1022

ASSOCIATED BOND BROKERS, INC.

3232 MCKINNEY AVE, STE 690, DALLAS, TX 75204

ASSOCIATED FINANCIAL SERVICES, INC.

818 MAIN AVE., SUITE #2, FARGO, ND 58103
Mailing Address: P.O. BOX 2163, FARGO, ND 58107

ASSOCIATED INVESTMENT SERVICES, INC.

2985 S. RIDGE ROAD, SUITE C, GREEN BAY, WI 54304
Mailing Address: P.O. BOX 640, GREEN BAY, WI 54395-0640

ASSOCIATED SECURITIES CORP.

ONE BEACON STREET, 22ND FLOOR, BOSTON, MA 02108

ASTORIA CAPITAL MARKETS, INC.

30-08 36TH STREET, LONG ISLAND CITY, NY 11103

ATEL SECURITIES CORPORATION

600 CALIFORNIA STREET, 6TH FLOOR, SAN FRANCISCO, CA 94108

ATHENA CAPITAL PARTNERS, INC.

4811 W BEACHWAY DR, TAMPA, FL 33609

ATIS, INC

8252 HOHMAN AVENUE, MUNSTER, IN 46321

ATLANTIC – PACIFIC CAPITAL, INC.

102 GREENWICH AVENUE, 2ND FLOOR, GREENWICH, CT 06830

ATLANTIC FINANCIAL SERVICES OF MAINE, INC.

45 EXCHANGE STREET, PORTLAND, ME 04101

ATLANTIC SECURITIES, INC.

920 PROVIDENCE RD., SUITE 201, TOWSON, MD 21286-2988

ATLANTIC STATE PARTNERS, LLC

7 AVON ROAD, LARCHMONT, NY 10538-1420

ATLAS ONE FINANCIAL GROUP, LLC

200 SOUTH BISCAYNE BOULEVARD, SUITE 4400, MIAMI, FL 33131

ATLAS STRATEGIC ADVISORS, LLC

140 EAST 45TH STREET, NEW YORK, NY 10017

ATM USA, LLC

39 BROADWAY, SUITE 1601, NEW YORK, NY 10006

ATRIUM SECURITIES, INC.

141 WEST JACKSON BLVD. – SUITE 1340A, CHICAGO, IL 60604

AUERBACH GRAYSON & COMPANY LLC

25W 45TH STREET SUITE 16, NEW YORK, NY 10036
Mailing Address: 25W 45TH STREET SUITE 16, NEW YORK, NY 10036

AUFHAUSER SECURITIES, INC.

112 WEST 56TH STREET, NEW YORK, NY 10019-3841

AURIGA USA, LLC

ONE PENN PLAZA, 46TH FLOOR, NEW YORK, NY 10119

AURORA CAPITAL LLC

205 EAST 22ND STREET., #4L, NEW YORK, NY 10010

AURORA SECURITIES

111 CONGRESSIONAL BLVD., SUITE 114, CARMEL, IN 46032-5639

AURUS ADVISORS, INC.

520 S. EL CAMINO REAL, SUITE 655, SAN MATEO, CA 94402

AUSDAL FINANCIAL PARTNERS, INC.

220 NORTH MAIN ST, STE 400, DAVENPORT, IA 52801-1921

AUTO CLUB FUNDS, INC.

1 AUTO CLUB DRIVE, DEARBORN, MI 48126
Mailing Address: 1 AUTO CLUB DR, DEARBORN, MI 48126

AUTOMATED EQUITY FINANCE MARKETS, INC.

529 5TH AVENUE, 14TH FL., NEW YORK, NY 10017

AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC

11 EWALL STREET, MT. PLEASANT, SC 29464

AUTOMATED TRADING DESK FINANCIAL SERVICES, LLC

11 EWALL STREET, MT. PLEASANT, SC 29464

AVALON INVESTMENT & SECURITIES GROUP, INC.

404 AVALON AVENUE, SUTE 200, MUSCLE SHOALS, AL 35661

AVALON PARTNERS, INC.

30 BROAD STREET, FLOOR 24, NEW YORK, NY 10004

AVALON SECURITIES, LTD.

1375 BROADWAY, NEW YORK, NY 10018
Mailing Address: 1375 BRODWAY, NEW YORK, NY 10018

AVANTI SECURITIES CORPORATION

22 ST. CLAIR AVENUE EAST – SUITE 1700, TORONTO, M4T 2S3 CANADA
Mailing Address: 22 ST CLAIR AVENUE EAST SUITE 1700, TORONTO, M4T 2S3 CANADA

AVATAR CAPITAL GROUP LLC

7 WORLD TRADE CENTER PLAZA, 32ND FLOOR, NEW YORK, NY 10007-2140
Mailing Address: 75 PARK PLACE, 4TH FLOOR, NEW YORK, NY 10007

AVENTURA SECURITIES, LLC

2875 NE 191ST STREET, SUITE 524, AVENTURA, FL 33180
Mailing Address: 2875 NE 191ST STREET, SUITE 524, AVENTURA, FL 33180

AVERIL CAPITAL MARKETS GROUP, INC.

1901 AVENUE OF THE STARS, SUITE 350, LOS ANGELES, CA 90067

AVIAN SECURITIES, LLC

260 FRANKLIN STREET, SUITE 1010, BOSTON, MA 02110

AVIATE GLOBAL LP

40 ARGYLL STREET, LONDON, W1F 7EB U.K.

AVISEN SECURITIES, INC.

3626 FAIR OAKS BLVD., SUITE 300, SACRAMENTO, CA 95864-7256

AVIVA SECURITIES, LLC

699 WALNUT STREET, SUITE 1700, DES MOINES, IA 50309

AVM, L.P.

777 YAMATO ROAD, SUITE 300, BOCA RATON, FL 33431

AVONDALE PARTNERS, LLC

3102 WEST END AVENUE, SUITE 1100, NASHVILLE, TN 37203
Mailing Address: 3102 WEST END AVE, SUITE 1100, NASHVILLE, TN 37203

AXA ADVISORS, LLC

1290 AVENUE OF THE AMERICAS, NEW YORK, NY 10104
Mailing Address: 1290 AVENUE OF THE AMERICAS, 12TH FLOOR, NEW YORK, NY 10104

AXA DISTRIBUTORS, LLC

1290 AVENUE OF THE AMERICAS, NEW YORK, NY 10104
Mailing Address: 1290 AVENUE OF THE AMERICAS, 11TH FLOOR, NEW YORK, NY 10104

AXCESSNET, LLC

ONE CRANBERRY HILL, SUITE 6, LEXINGTON, MA 02421

AXIOM CAPITAL MANAGEMENT, INC.

780 THIRD AVENUE, 43RD FLOOR, NEW YORK, NY 10017-2024

AXIS THOUGHT CAPITAL, LLC

708 THIRD AVENUE, SUITE 500, NEW YORK, NY 10017

AYRE INVESTMENTS, INC.

648 MAIN STREET, AGAWAM, MA 01001

B

B & B SECURITIES, INC.

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FL., NEW YORK, NY 10005

B & T SECURITIES, INC.

110 E. ATLANTIC AVENUE, SUITE 230, DELRAY BEACH, FL 33444

B&A CAPITAL, INC.

14N679 ROUTE 25, STE C, EAST DUNDEE, IL 60118

B. C. ZIEGLER AND COMPANY

200 SOUTH WACKER DRIVE, SUITE 2000, CHICAGO, IL 60606

B. RILEY & CO., LLC

11100 SANTA MONICA BLVD-STE 800, LOS ANGELES, CA 90025

B.B. GRAHAM & COMPANY, INC.

1700 W. KATELLA AVE., ORANGE, CA 92867

BABSON CAPITAL SECURITIES INC

INDEPENDENCE WHARF, 470 ATLANTIC AVENUE, BOSTON, MA 02210

BAC FLORIDA INVESTMENTS

2333 PONCE DE LEON BLVD., SUITE 700, CORAL GABLES, FL 33134

BACHER & CO INC

6B CAY HARBOR, KEY LARGO, FL 33037
Mailing Address: 24 DOCKSIDE LANE, PMB #101, KEY LARGO, FL 33037

BACKSTROM MCCARLEY BERRY & CO., LLC

115 SANSOME STREET, MEZ. A, SAN FRANCISCO, CA 94104

BAILARD FUND SERVICES, INC.

950 TOWER LANE, STE #1900, FOSTER CITY, CA 94404-2131
Mailing Address: 950 TOWER LANE STE, #1900, FOSTER CITY, CA 94404-2131

BAIRD, PATRICK & CO., INC.

HARBORSIDE FINANCIAL CENTER, 305 PLAZA 10, JERSEY CITY, NJ 07311
Mailing Address: HARBORSIDE FINANCIAL CENTER, 305 PLAZA 10, JERSEY CITY `, NJ 07311

BAKER & CO., INCORPORATED

19111 DETROIT AVE, SUITE 100, ROCKY RIVER, OH 44116
Mailing Address: 19111 DETROIT RD, SUITE 100, ROCKY RIVER, OH 44116

BAKER TILLY CAPITAL, LLC

TEN TERRACE COURT, MADISON, WI 53718
Mailing Address: PO BOX 7398, MADISON, WI 53707-7398

BALANCE SHEET SOLUTIONS LLC

4450 WEAVER PARKWAY, SUITE 250, WARRENVILLE, IL 60555-3926

BALANCED FINANCIAL SECURITIES CORPORATION

4A LAKEWAY, ROCKWALL, TX 75032
Mailing Address: P.O. BOX 969, ROCKWALL, TX 75087

BALANCED SECURITY PLANNING, INC.

16956 MCGREGOR BLVD. # 7, FORT MYERS, FL 33908

BALDWIN ANTHONY SECURITIES, INC.

4131 NORTH CENTRAL EXPWY STE 930, DALLAS, TX 75204

BALLEW INVESTMENTS, INC.

4800 I-55 NORTH, SUITE 21, JACKSON, MS 39211
Mailing Address: P.O. BOX 14888, JACKSON, MS 39236-4888

BALLISTA SECURITIES, LLC

110 WALL ST., 9TH FLOOR, NEW YORK, NY 10005

BANC INVESTMENT GROUP, LLC

340 PINE STREET, SUITE 601, SAN FRANCISCO, CA 94104
Mailing Address: 340 PINE STREET, SUITE 401, SAN FRANCISCO, CA 94104

BANC OF AMERICA SECURITIES LLC

ONE BRYANT PARK, NEW YORK, NY 10036
Mailing Address: ONE BRYANT PARK, NY1-100-17-07, NEW YORK, NY 10036

BANC OF AMERICA SPECIALIST, INC.

14 WALL STREET, 21ST FLOOR, NEW YORK, NY 10005

BANC OF MANHATTAN CAPITAL

5023 N PARKWAY CALABASAS, CALABASAS, CA 91302

BANCA IMI SECURITIES CORP.

1 WILLIAM STREET, NEW YORK, NY 10004

BANCO DO BRASIL SECURITIES LLC

600 FIFTH AVENUE, 3RD FLOOR, NEW YORK, NY 10020-2302
Mailing Address: 600 FIFTH AVENUE, 3RD FLOOR, NEW YORK, NY 10020-2302

BANCO VOTORANTIM SECURITIES, INC.

909 THIRD AVENUE, 5TH FLOOR, NEW YORK, NY 10022

BANCORPSOUTH INVESTMENT SERVICES, INC.

525 EAST CAPITOL STREET, JACKSON, MS 39201

BANCWEST INVESTMENT SERVICES, INC.

13505 CALIFORNIA STREET, OMAHA, NE 68154-9750

BANDON PARTNERS, LLC

176 PALM AVENUE, SAN FRANCISCO, CA 94118
Mailing Address: P.O. BOX 471195, SAN FRANCISCO, CA 94147-1195

BANESTO SECURITIES, INC.

730 FIFTH AVENUE, SUITE 701, NEW YORK, NY 10019

BANIF SECURITIES INC

1001 BRICKELL BAY DR., SUITE 2904, MIAMI, FL 33131
Mailing Address: 1001 BRICKELL BAY DR., SUITE 2906, MIAMI, FL 33131

BANIF TRADING, INC.

1001 BRICKELL BAY DRIVE, SUITE 2904, MIAMI, FL 33131

BANK FUND EQUITIES, INC.

600 SOUTH HIGHWAY 169, SUITE 1800, ST LOUIS PARK, MN 55426

BANKERS & INVESTORS CO.

1300 N. 78TH STREET, SUITE G-3, KANSAS CITY, KS 66112
Mailing Address: 1300 N. 78TH STREET, KANSAS CITY, KS 66112

BANKERS INTERNATIONAL SECURITIES, INC.

11101 ROOSEVELT BLVD NORTH, 4TH FLOOR, ST. PETERSBURG, FL 33716-2334
Mailing Address: 11101 ROOSEVELT BLVD NORTH, 4TH FLOOR, ST.PETERSBURG, FL 33716-2334

BANKOH INVESTMENT SERVICES, INC.

130 MERCHANT STREET, SUITE 850, HONOLULU, HI 96813-4405

BANNOCKBURN PARTNERS, LLC

2 RECTOR STREET SUITE 2101, NEW YORK, NY 10006
Mailing Address: 175 SHIEL AVE, STATEN ISLAND, NY 10309

BANORTE SECURITIES INTERNATIONAL, LTD.

540 MADISON AVENUE, 36TH FLOOR, NEW YORK, NY 10022

BANYAN SECURITIES, LLC

100 DRAKE’S LANDING ROAD, SUITE 125, GREENBRAE, CA 94904

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